Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CWS AVENIDA, L.P. See All Filings	D	2019-02-12 13:15:06 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001767763 Filed Document 0001767763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:15:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SUMMER ENERGY HOLDINGS INC See All Filings	D	2019-02-12 13:14:11 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001396633 Filed Document 0001396633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:14:11 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A-RDR-79-Fund, a series of AX-RaRi-Funds, LLC See All Filings	D	2019-02-12 13:11:40 UTC
Amount To Be Raised $117,320 Associated Brokers / Dealers N/A CIK Number 0001752342 Filed Document 0001758068-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:11:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dray Holdings Corp. See All Filings	D	2019-02-12 13:09:35 UTC
Amount To Be Raised $3,500,001 Associated Brokers / Dealers N/A CIK Number 0001767641 Filed Document 0001767641-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:09:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sevenwoods Investment Fund I, L.P. See All Filings	D	2019-02-12 13:00:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766215 Filed Document 0001766215-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:00:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARMARIUM, INC. See All Filings	D	2019-02-12 12:53:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001699423 Filed Document 0001699423-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:53:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nisos Holdings Inc. See All Filings	D	2019-02-12 12:47:30 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001759208 Filed Document 0001759208-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:47:30 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PAB Neighborhood Kitchen #1, LLC See All Filings	D/A	2019-02-12 12:44:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649707 Filed Document 0001649707-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:44:34 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MODUMETAL INC See All Filings	D	2019-02-12 12:41:22 UTC
Amount To Be Raised $18,465,466 Associated Brokers / Dealers N/A CIK Number 0001394973 Filed Document 0001394973-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:41:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mendon Global Long/Short Financial QP Fund LP See All Filings	D/A	2019-02-12 12:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730842 Filed Document 0001730842-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Complete Business Solutions Group, Inc. See All Filings	D	2019-02-12 12:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers A Better Finanical Plan, AG Morgan Tax and Accounting, Lindey Blake Inc, Alvin Holdings, Caetrina Talbot, Daniel A. Cistone LLC, Daniel O'Neill, ES Equity, Fran Cassidy, Jacalyn Kerbeck, Mid Atlantic Brokers, Matthew Milstead, PTK Financial, Richard K. Armon, and Robert Hughes CIK Number 0001739848 Filed Document 0001739848-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:38:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Mitovation,Inc. See All Filings	D	2019-02-12 12:32:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001767738 Filed Document 0001767738-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:32:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Boston Investor Holdings, LLC See All Filings	D	2019-02-12 12:22:30 UTC
Amount To Be Raised $19,653,339 Associated Brokers / Dealers PASL, Triple 5 Wealth Management, LLC, Pioneer, and Yacha Sutton CIK Number 0001766198 Filed Document 0001766198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:22:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ionic Mortgage Fund Ltd. See All Filings	D/A	2019-02-12 12:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730966 Filed Document 0001730966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:19:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RDB-18-Fund, a series of AX-LiH1-Funds, LLC See All Filings	D	2019-02-12 12:13:27 UTC
Amount To Be Raised $119,500 Associated Brokers / Dealers N/A CIK Number 0001763652 Filed Document 0001758068-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:13:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logan Stone Closed-End Fund Opportunities LP See All Filings	D/A	2019-02-12 12:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730878 Filed Document 0001730878-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PIW-14-Fund, a series of AngelList-MB-Funds, LLC See All Filings	D	2019-02-12 12:04:48 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001762054 Filed Document 0001758068-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-02-12 12:04:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHCARING VENTURES, LLC - HCV MEDICAL Co SERIES See All Filings	D	2019-02-12 11:56:30 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001767374 Filed Document 0001767374-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:56:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
A-USD-11-Fund, a series of SPV Ltd Funds, LLC See All Filings	D	2019-02-12 11:55:22 UTC
Amount To Be Raised $98,500 Associated Brokers / Dealers N/A CIK Number 0001762055 Filed Document 0001758068-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:55:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ghost Tree Partners, LP See All Filings	D/A	2019-02-12 11:50:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632854 Filed Document 0001632854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:50:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downing Street Condominiums, LLLP See All Filings	D	2019-02-12 11:43:52 UTC
Amount To Be Raised $1,955,993 Associated Brokers / Dealers N/A CIK Number 0001767361 Filed Document 0001767361-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:43:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
This Land, Inc. See All Filings	D	2019-02-12 11:41:31 UTC
Amount To Be Raised $3,369,630 Associated Brokers / Dealers N/A CIK Number 0001766266 Filed Document 0001766266-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:41:31 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hash Labs Inc. See All Filings	D	2019-02-12 11:38:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000842013 Filed Document 0001213900-19-002194 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:38:30 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
A-TPD-19-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2019-02-12 11:36:02 UTC
Amount To Be Raised $122,999 Associated Brokers / Dealers N/A CIK Number 0001760479 Filed Document 0001758068-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:36:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INRADIO INC See All Filings	D	2019-02-12 11:34:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001367957 Filed Document 0001367957-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:34:17 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Elm Hill Pike Investors, LLC See All Filings	D	2019-02-12 11:32:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001767701 Filed Document 0001767701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:32:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Exagon Crypto Fund, LP See All Filings	D/A	2019-02-12 11:29:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739112 Filed Document 0001739112-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:29:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAGLE GROWTH PARTNERS II, LP See All Filings	D/A	2019-02-12 11:29:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001415629 Filed Document 0000897069-19-000115 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:29:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hims Series I, a Series of Fideras Capital LLC See All Filings	D	2019-02-12 11:15:51 UTC
Amount To Be Raised $734,026 Associated Brokers / Dealers N/A CIK Number 0001766051 Filed Document 0001758068-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:15:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAGLE GROWTH PARTNERS I, LP See All Filings	D/A	2019-02-12 11:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001168111 Filed Document 0000897069-19-000114 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:10:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fathom CC Opportunity Zone Fund, LLC See All Filings	D	2019-02-12 11:08:40 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001766731 Filed Document 0001766731-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:08:40 UTC Type of Offering D Industry Investing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
A-IAP-12-Fund, a series of AX-BaPe-Funds, LP See All Filings	D	2019-02-12 11:06:54 UTC
Amount To Be Raised $86,283 Associated Brokers / Dealers N/A CIK Number 0001758068 Filed Document 0001758068-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:06:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Spark Technologies, Inc. See All Filings	D/A	2019-02-12 11:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001397714 Filed Document 0001397714-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 11:06:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DG-PTM LP See All Filings	D	2019-02-12 10:56:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767120 Filed Document 0000919574-19-000976 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:56:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fathom CC, LLC See All Filings	D	2019-02-12 10:52:40 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001766730 Filed Document 0001766730-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:52:40 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Asystem, Inc. See All Filings	D	2019-02-12 10:50:07 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001767553 Filed Document 0001767553-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:50:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tosca Focus See All Filings	D/A	2019-02-12 10:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730914 Filed Document 0000919574-19-000966 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Klamath Falls Hotel Partners LLC See All Filings	D	2019-02-12 10:18:05 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001757872 Filed Document 0001014108-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:18:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
ZEA BIOSCIENCES CORP See All Filings	D	2019-02-12 10:16:23 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001737991 Filed Document 0001737991-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:16:23 UTC Type of Offering D Industry Agriculture Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RSIP Funding Series 2-C, LLC See All Filings	D	2019-02-12 10:09:25 UTC
Amount To Be Raised $3,420,495 Associated Brokers / Dealers Scott L. Ilario CIK Number 0001764289 Filed Document 0001764291-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:09:25 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSIP Funding Series 2-B, LLC See All Filings	D	2019-02-12 10:05:26 UTC
Amount To Be Raised $3,948,424 Associated Brokers / Dealers Scott L. Ilario CIK Number 0001764290 Filed Document 0001764291-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:05:26 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WIC Managed Volatility & Income Fund QP, LP See All Filings	D/A	2019-02-12 10:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668635 Filed Document 0001668635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:04:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSIP Funding Series 2-A, LLC See All Filings	D	2019-02-12 10:00:49 UTC
Amount To Be Raised $5,879,290 Associated Brokers / Dealers Scott L. Ilario CIK Number 0001764291 Filed Document 0001764291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:00:49 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Sloans Lake, LLC See All Filings	D	2019-02-12 09:58:48 UTC
Amount To Be Raised $3,577,776 Associated Brokers / Dealers N/A CIK Number 0001764920 Filed Document 0001461373-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:58:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SORIN ACTIVE TRADING FUND LP See All Filings	D/A	2019-02-12 09:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elevation, LLC CIK Number 0001693590 Filed Document 0000919574-19-000955 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pillar II-A, L.P. See All Filings	D/A	2019-02-12 09:52:07 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001756961 Filed Document 0001756961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Azarias Uranium Opportunity Fund LP See All Filings	D/A	2019-02-12 09:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities LLC d/b/a Merion Capital Group CIK Number 0001724763 Filed Document 0001724763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SafePath Medical, Inc. See All Filings	D	2019-02-12 09:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499931 Filed Document 0001499931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:39:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hermes Global Investment Funds (Cayman) Master, SPC - Hermes Emerging Asia Equity Fund S.P. See All Filings	D/A	2019-02-12 09:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589245 Filed Document 0000945621-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCI Cleaning Products, LLC See All Filings	D	2019-02-12 09:04:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001651260 Filed Document 0001651260-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:04:03 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity