Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GC International Ladder Ltd. See All Filings	D/A	2019-02-12 16:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677908 Filed Document 0001677908-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viracta Therapeutics, INC. See All Filings	D/A	2019-02-12 16:14:33 UTC
Amount To Be Raised $10,695,495 Associated Brokers / Dealers N/A CIK Number 0001416377 Filed Document 0001416377-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:14:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rainier Therapeutics, Inc. See All Filings	D	2019-02-12 16:07:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001605096 Filed Document 0001605096-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:07:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cohesive Capital Partners III, L.P. See All Filings	D/A	2019-02-12 16:03:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, CIK Number 0001748324 Filed Document 0001748324-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:03:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIS AGGRESSIVE GROWTH PARTNERS See All Filings	D	2019-02-12 16:02:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000920846 Filed Document 0000920846-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:02:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Capital Fund, Ltd See All Filings	D/A	2019-02-12 16:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445806 Filed Document 0001445806-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Funded Enterprises, Inc. See All Filings	D	2019-02-12 15:57:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659690 Filed Document 0001659690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:57:57 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Packback, Inc. See All Filings	D	2019-02-12 15:55:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616468 Filed Document 0001616468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:55:11 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Thalo Technologies, Inc. See All Filings	D	2019-02-12 15:47:08 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001767483 Filed Document 0001767483-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:47:08 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Capital Fund, LP See All Filings	D/A	2019-02-12 15:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359757 Filed Document 0001359757-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cureat App LLC See All Filings	D	2019-02-12 15:41:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001767774 Filed Document 0001767774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:41:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Casetabs, Inc. See All Filings	D	2019-02-12 15:39:40 UTC
Amount To Be Raised $3,907,500 Associated Brokers / Dealers N/A CIK Number 0001657760 Filed Document 0001657760-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:39:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Remine Inc. See All Filings	D	2019-02-12 15:38:50 UTC
Amount To Be Raised $29,683,058 Associated Brokers / Dealers N/A CIK Number 0001764518 Filed Document 0001764518-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:38:50 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar MSW Fund Ltd See All Filings	D/A	2019-02-12 15:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697920 Filed Document 0001697920-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSREP III Private Investors Offshore, L.P. See All Filings	D	2019-02-12 15:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766970 Filed Document 0001012975-19-000141 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:29:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
alcyone family fund, llc See All Filings	D	2019-02-12 15:29:32 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001717102 Filed Document 0001717102-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:29:32 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
BSREP III Private Investors, LLC See All Filings	D	2019-02-12 15:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766948 Filed Document 0001012975-19-000140 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Magnetar Equity Opportunities Fund Ltd See All Filings	D/A	2019-02-12 15:19:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514097 Filed Document 0001514097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:19:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revelis Hooch Fund I LLC See All Filings	D/A	2019-02-12 15:15:19 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001715976 Filed Document 0001758068-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:15:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIS Balanced Investment Partners II See All Filings	D	2019-02-12 15:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732553 Filed Document 0001732553-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:09:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Equity Opportunities Fund LLC See All Filings	D/A	2019-02-12 15:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514096 Filed Document 0001514096-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:05:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutton View Partners LP See All Filings	D/A	2019-02-12 14:57:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577659 Filed Document 0000899140-19-000163 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MedVirginia, Inc. See All Filings	D	2019-02-12 14:55:58 UTC
Amount To Be Raised $2,633,018 Associated Brokers / Dealers N/A CIK Number 0001723031 Filed Document 0001723031-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:55:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Q Volatility Alpha Fund, L.P. See All Filings	D/A	2019-02-12 14:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697718 Filed Document 0000897423-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Capital Fund II LP See All Filings	D/A	2019-02-12 14:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479949 Filed Document 0001479949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina Securitized Credit Opportunities LLC See All Filings	D/A	2019-02-12 14:35:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001512046 Filed Document 0000919574-19-001016 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:35:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sun Mountain Investors, LP See All Filings	D	2019-02-12 14:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765816 Filed Document 0001765816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:32:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina Securitized Credit Opportunities Ltd. See All Filings	D/A	2019-02-12 14:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001587360 Filed Document 0000919574-19-001014 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Andromeda Select Fund Ltd See All Filings	D/A	2019-02-12 14:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541128 Filed Document 0001541128-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:24:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monashee Pure Alpha Capital Partners LP See All Filings	D/A	2019-02-12 14:24:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kiski Securities LLC CIK Number 0001579580 Filed Document 0001579580-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Native Cardio, Inc. See All Filings	D	2019-02-12 14:23:59 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Theodore Kalem CIK Number 0001767312 Filed Document 0001767312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:23:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Institutional Short Duration Fund See All Filings	D/A	2019-02-12 14:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001494601 Filed Document 0000919574-19-001012 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sidecar Holdings, LLC See All Filings	D	2019-02-12 14:20:42 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001734868 Filed Document 0001734868-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:20:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Monashee Capital Partners LP See All Filings	D/A	2019-02-12 14:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kiski Securities LLC CIK Number 0001541650 Filed Document 0001541650-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:15:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brandywine Private Equity Partners (2019), LP See All Filings	D	2019-02-12 14:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767247 Filed Document 0000919574-19-001010 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:15:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoveMed, Ltd. See All Filings	D/A	2019-02-12 14:13:23 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001731254 Filed Document 0001731254-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:13:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Covered in Snow Ltd Liability Co See All Filings	D/A	2019-02-12 14:12:29 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001709527 Filed Document 0001709527-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:12:29 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carolina Institutional Short Duration Fund Ltd. See All Filings	D/A	2019-02-12 14:11:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001541281 Filed Document 0000919574-19-001009 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:11:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CIS Index OverWrite Partners See All Filings	D	2019-02-12 14:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732607 Filed Document 0001732607-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:09:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PatientOne, Inc. See All Filings	D	2019-02-12 14:09:40 UTC
Amount To Be Raised $1,286,867 Associated Brokers / Dealers N/A CIK Number 0001767672 Filed Document 0001767672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:09:40 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
FJ Labs 7 VC, a series of FJ Labs Funds, LP See All Filings	D	2019-02-12 14:09:38 UTC
Amount To Be Raised $939,950 Associated Brokers / Dealers N/A CIK Number 0001763093 Filed Document 0001758068-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:09:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Andromeda Select Fund LLC See All Filings	D/A	2019-02-12 14:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541127 Filed Document 0001541127-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:06:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio IV DST See All Filings	D/A	2019-02-12 13:59:56 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, David Dahill, Hugo Grimaldi, Scott Sheehan, Gene Williams, Gena Mickschl, Edward Fernandez, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Maxwell Phillips, Michael Feldman, John Kwee, David Ebner, Joseph Hagler, Michael Puls, David Rodriguez, Troy Wada, Benjamin Disalle, Lucas Dipietro, 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S. Paul Lorusso, Patrick Conway, N. William Vertrees, Kevin Ryan, Derrigan Sheedy, William Upson, Injil Muhammad, Troy Thomas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jonathan Khalavsky, RCX Capital Group LLC, Richard Holtan, Thomas Scheiman, Brian Vosberg, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Nathaniel Edie, Peter Fisher, Grant Conness, Vernon Henifin, Bhavin Mehta, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, John Orito, Scott Brown, Gene Alvin Brehm, David Kluksdal, Stephen Stech, Mark Rupp, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Triad Advisors, Inc., Dennis O'Connor, Robert Schultz, John Mansfield, James Duren, Daniel Bisese, G Dennis Shay, Monica Osborne, and Larry Manuel CIK Number 0001757500 Filed Document 0001757500-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:59:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Afton II LP See All Filings	D/A	2019-02-12 13:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Redwine & Company, Inc. and Stonecrest Capital Markets, Inc. CIK Number 0001178596 Filed Document 0000919574-19-001004 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Guardion,LLC See All Filings	D	2019-02-12 13:44:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001653268 Filed Document 0001653268-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:44:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
CIS Balanced Investment Partners See All Filings	D	2019-02-12 13:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732357 Filed Document 0001732357-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MYRIAD GENETICS INC See All Filings	D/A	2019-02-12 13:31:08 UTC
Amount To Be Raised $249,390 Associated Brokers / Dealers N/A CIK Number 0000899923 Filed Document 0001713695-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:31:08 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NREA Retreat, DST See All Filings	D/A	2019-02-12 13:28:31 UTC
Amount To Be Raised $35,125,712 Associated Brokers / Dealers Concorde Investment Services LLC, Kim R. Kunz, Justin Bachman, Ed Fernandez, Troy Thomas, Gary Pohl, Jim A. Lund, Robert A. Horning, Curtis J. Sathre, Joral T Schmalle, DFPG Investments Inc, Kyle S. Jobin, Tomas J. Velken, Frank Piscitelli, Corbin S. Thomas, Liam F. Dalton, Steven A. Barnes, David P. Dahill, Taylor D Ashland, and William S. Sheehan CIK Number 0001756270 Filed Document 0001756270-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:28:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TTCP EXECUTIVE FUND - BHB, LLC See All Filings	D	2019-02-12 13:21:35 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001764637 Filed Document 0001764637-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:21:35 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Afton LP See All Filings	D/A	2019-02-12 13:18:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Redwine & Company, Inc. and Stonecrest Capital Markets, Inc. CIK Number 0001061446 Filed Document 0000919574-19-001002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 13:18:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity