Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
J&J SOLUTIONS INC See All Filings	D/A	2019-02-14 12:38:22 UTC
Amount To Be Raised $20,200,040 Associated Brokers / Dealers N/A CIK Number 0001451840 Filed Document 0001451840-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:38:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Appian Natural Resources Fund II LP See All Filings	D	2019-02-14 12:29:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767260 Filed Document 0001767260-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:29:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cali'Flour Foods, LLC See All Filings	D	2019-02-14 12:22:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001767734 Filed Document 0001767734-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:22:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TPEG Southwest SL Investors LLC See All Filings	D	2019-02-14 12:12:37 UTC
Amount To Be Raised $14,085,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001767117 Filed Document 0001767117-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:12:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Base Rate Fund QP, L.P. See All Filings	D/A	2019-02-14 12:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762661 Filed Document 0001762661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:08:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wright Wold Scientific, LLC See All Filings	D	2019-02-14 12:08:14 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001768071 Filed Document 0001768071-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:08:14 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Philip Equities, LP See All Filings	D/A	2019-02-14 12:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763544 Filed Document 0001763544-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base Rate Fund, L.P. See All Filings	D/A	2019-02-14 11:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762660 Filed Document 0001762660-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:59:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESA Acquisition, LLC See All Filings	D	2019-02-14 11:52:35 UTC
Amount To Be Raised $10,090,000 Associated Brokers / Dealers N/A CIK Number 0001766744 Filed Document 0001596771-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:52:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
OWP Ventures, Inc. See All Filings	D	2019-02-14 11:49:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001767722 Filed Document 0001767722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:49:46 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Shuttersong Inc See All Filings	D	2019-02-14 11:49:02 UTC
Amount To Be Raised $368,915 Associated Brokers / Dealers N/A CIK Number 0001563301 Filed Document 0001563301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:49:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
O2 Oxygen 1 Priority Intermediate, LLC See All Filings	D	2019-02-14 11:43:15 UTC
Amount To Be Raised $4,665,069 Associated Brokers / Dealers N/A CIK Number 0001738927 Filed Document 0001596771-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:43:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Choice Financial Holdings, Inc. See All Filings	D	2019-02-14 11:35:39 UTC
Amount To Be Raised $7,743,600 Associated Brokers / Dealers N/A CIK Number 0001479959 Filed Document 0001042167-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:35:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER SURGERY CENTER OF LOUISVILLE LP See All Filings	D	2019-02-14 11:33:44 UTC
Amount To Be Raised $181,250 Associated Brokers / Dealers N/A CIK Number 0001420608 Filed Document 0001420608-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:33:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
1 Priority Holdings, LLC See All Filings	D	2019-02-14 11:33:08 UTC
Amount To Be Raised $10,090,000 Associated Brokers / Dealers N/A CIK Number 0001738920 Filed Document 0001596771-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:33:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Laudio LLC See All Filings	D	2019-02-14 11:28:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001768030 Filed Document 0001768030-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:28:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Evofem Biosciences, Inc. See All Filings	D	2019-02-14 11:08:41 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001618835 Filed Document 0001618835-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:08:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Fund XI, L.P. See All Filings	D/A	2019-02-14 11:02:50 UTC
Amount To Be Raised $7,500,000,000 Associated Brokers / Dealers Servicios Financieros ALTIS S.A. and Arena Capital GL Ltd. and EquityBird Partners, Ltd. CIK Number 0001742655 Filed Document 0000898432-19-000214 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
A-RH II, a Series of A-ST Opportunity Funds, LLC See All Filings	D	2019-02-14 11:00:06 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001764596 Filed Document 0001764596-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:00:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Micro Cap Fund LLC See All Filings	D/A	2019-02-14 10:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:57:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PGIM High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-02-14 10:56:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001679184 Filed Document 0001767732-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:56:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Fund VIII, L.P. See All Filings	D	2019-02-14 10:51:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766612 Filed Document 0001766612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:51:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
Wellvana San Antonio, LLC See All Filings	D	2019-02-14 10:48:48 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001766358 Filed Document 0001766358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:48:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC CRITICAL METALS Corp See All Filings	D	2019-02-14 10:46:27 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers NA CIK Number 0001768010 Filed Document 0001096906-19-000064 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:46:27 UTC Type of Offering D Industry Other Energy Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Option To Acquire
PGIM Core Plus Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-02-14 10:45:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001686127 Filed Document 0001767732-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:45:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGIM Core Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-02-14 10:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001698673 Filed Document 0001767732-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGIM Absolute Total Return Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-02-14 10:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001682552 Filed Document 0001767732-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:26:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Senior High Income Fund Domestic LP See All Filings	D/A	2019-02-14 10:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698395 Filed Document 0000902664-19-001054 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:25:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Primary Wave Music IP Fund 2, LP See All Filings	D	2019-02-14 10:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767873 Filed Document 0001767873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:25:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Senior High Income Dedicated Fund LP See All Filings	D/A	2019-02-14 10:22:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698404 Filed Document 0000902664-19-001053 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:22:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York AN Fund, L.P. See All Filings	D/A	2019-02-14 10:18:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730715 Filed Document 0001144204-19-007697 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:18:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Del Toro Footwear LLC See All Filings	D	2019-02-14 10:08:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001704989 Filed Document 0001596771-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:08:18 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trendly, Inc. See All Filings	D	2019-02-14 10:08:09 UTC
Amount To Be Raised $24,932,983 Associated Brokers / Dealers N/A CIK Number 0001673605 Filed Document 0001673605-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:08:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NPB Manager Fund, SPC-Segregated Portfolio 105 See All Filings	D/A	2019-02-14 10:05:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731464 Filed Document 0001724485-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:05:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2019-02-14 10:02:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 10:02:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Settlement Music School Pre-K Scholarship Collaborative LLC See All Filings	D/A	2019-02-14 09:54:39 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001728567 Filed Document 0001728567-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 09:54:39 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2019-02-14 09:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 09:48:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Genchi Inc. See All Filings	D	2019-02-14 09:43:23 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001767847 Filed Document 0001767847-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 09:43:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2019-02-14 09:42:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-14 09:42:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Eclipse Diagnostics Inc See All Filings	D	2019-02-14 09:36:01 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001733206 Filed Document 0001733206-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 09:36:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DPIP Project Engine Series, a series of Alternative Strategies Direct Private Investment Program, LLC See All Filings	D/A	2019-02-14 09:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001730845 Filed Document 0001748316-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-02-14 09:21:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIG-NYVA Restaurant Fund I LLC See All Filings	D/A	2019-02-14 08:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720275 Filed Document 0001720275-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 08:28:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Title Partners, LLC See All Filings	D	2019-02-14 07:57:17 UTC
Amount To Be Raised $5,250 Associated Brokers / Dealers N/A CIK Number 0001765376 Filed Document 0001765376-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 07:57:17 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
TC Fund II, LLC See All Filings	D	2019-02-13 20:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767850 Filed Document 0001767850-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 20:59:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMON INTEREST MANAGEMENT HOLDINGS LLC See All Filings	D	2019-02-13 20:48:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765448 Filed Document 0001765448-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 20:48:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS DEVELOPMENT CORP See All Filings	D	2019-02-13 20:09:12 UTC
Amount To Be Raised $9,306 Associated Brokers / Dealers N/A CIK Number 0001394039 Filed Document 0001183740-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-02-13 20:09:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cairos International Fund, LP See All Filings	D/A	2019-02-13 20:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725395 Filed Document 0001725395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 20:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modern Healthcare Inc. See All Filings	D	2019-02-13 19:48:06 UTC
Amount To Be Raised $11,454,987 Associated Brokers / Dealers N/A CIK Number 0001744840 Filed Document 0001744840-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 19:48:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pulmatrix, Inc. See All Filings	D	2019-02-13 19:17:31 UTC
Amount To Be Raised $2,489,820 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001574235 Filed Document 0001209191-19-009884 Exclusions or Exemptions 506b Accepted Date 2019-02-13 19:17:31 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pulmatrix, Inc. See All Filings	D	2019-02-13 19:17:14 UTC
Amount To Be Raised $73,531 Associated Brokers / Dealers N/A CIK Number 0001574235 Filed Document 0001209191-19-009883 Exclusions or Exemptions 506b Accepted Date 2019-02-13 19:17:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire