Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Palm Canyon Investors, LLC See All Filings	D	2019-02-14 15:35:45 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001768127 Filed Document 0001683168-19-000382 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:35:45 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redmile Capital Offshore Fund, Ltd. See All Filings	D/A	2019-02-14 15:31:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001513079 Filed Document 0001513079-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:31:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGI Metrolina REIT, LLC See All Filings	D/A	2019-02-14 15:26:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766321 Filed Document 0001766321-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:26:25 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CORE CLASSIC FUND L P See All Filings	D/A	2019-02-14 15:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348222 Filed Document 0001348222-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:18:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audios Ventures Inc. See All Filings	D/A	2019-02-14 15:18:04 UTC
Amount To Be Raised $11,544,000 Associated Brokers / Dealers N/A CIK Number 0001727382 Filed Document 0001727382-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:18:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REDMILE STRATEGIC FUND, LP See All Filings	D/A	2019-02-14 15:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723888 Filed Document 0001723888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redmile Capital Fund LP See All Filings	D/A	2019-02-14 15:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001407247 Filed Document 0001407247-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alta Park Private Opportunities Fund, LP - Series I See All Filings	D	2019-02-14 15:12:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767610 Filed Document 0000935836-19-000134 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:12:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuovo Properties LLC See All Filings	D	2019-02-14 15:02:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001767930 Filed Document 0001767930-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:02:57 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Armed Forces Wireless/Mobile, Inc. See All Filings	D/A	2019-02-14 15:00:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001630367 Filed Document 0001630367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:00:20 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
YourMechanic, Inc. See All Filings	D	2019-02-14 14:58:42 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001625264 Filed Document 0001625264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:58:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broken Shed Distilleries, Inc. See All Filings	D	2019-02-14 14:57:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001733948 Filed Document 0001376474-19-000042 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:57:31 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Edgewater Capital Partners IV, LP See All Filings	D	2019-02-14 14:55:51 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001767806 Filed Document 0001767806-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:55:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASTLE BIOSCIENCES INC See All Filings	D	2019-02-14 14:43:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001447362 Filed Document 0001755120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:43:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Millennium Medical Technologies See All Filings	D	2019-02-14 14:41:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cellmyx, Inc CIK Number 0001768088 Filed Document 0001768088-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:41:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DELAFIELD HAMBRECHT PARTNERS FUND LP See All Filings	D/A	2019-02-14 14:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234282 Filed Document 0001591408-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
COMPLION INC. See All Filings	D	2019-02-14 14:34:36 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001581876 Filed Document 0001581876-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:34:36 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Acceleration Capital Fund II, L.P. See All Filings	D	2019-02-14 14:26:59 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001766624 Filed Document 0001766624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:26:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
25 Point Systems, Inc. See All Filings	D	2019-02-14 14:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764904 Filed Document 0001764904-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:26:34 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ChartIQ Inc. See All Filings	D	2019-02-14 14:25:29 UTC
Amount To Be Raised $15,426,795 Associated Brokers / Dealers N/A CIK Number 0001668954 Filed Document 0001668954-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:25:29 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
RAC II Opportunity Fund, L.P. See All Filings	D	2019-02-14 14:23:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001766628 Filed Document 0001766628-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:23:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaocheng Fund I, L.P. See All Filings	D	2019-02-14 14:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768061 Filed Document 0001768061-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Capital Appreciation Fund VII-A, L.P. See All Filings	D/A	2019-02-14 14:19:27 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001738454 Filed Document 0001738454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:19:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Capital Appreciation Fund VII, L.P. See All Filings	D/A	2019-02-14 14:15:05 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001738464 Filed Document 0001738464-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:15:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TearClear Corp. See All Filings	D	2019-02-14 14:14:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706975 Filed Document 0001706975-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:14:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Portfolio XI DST See All Filings	D/A	2019-02-14 14:11:28 UTC
Amount To Be Raised $20,625,000 Associated Brokers / Dealers Capital Investment Group, Inc., Concorde Investment Services, LLC, McDermott Investment Services, LLC, Chalice Capital Partners, LLC, Kalos Capital, Inc, KCD Financial, Inc, Lincoln Financial Advisors Corp, Sandlapper Securities, LLC, Wealthforge Securities, LLC, American Portfolios Financial Services, Inc., Berthel Fisher & Company, HD Vest Investment Services, Triad Advisors LLC, and Harbour Investments, Inc. CIK Number 0001755087 Filed Document 0001755087-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:11:28 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Coastal UP Atlantic Partners LLC See All Filings	D	2019-02-14 14:09:03 UTC
Amount To Be Raised $5,775,000 Associated Brokers / Dealers N/A CIK Number 0001768093 Filed Document 0001768093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:09:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hotel Tango Whiskey, Inc. See All Filings	D	2019-02-14 14:00:47 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001729265 Filed Document 0001729265-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:00:47 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TCW Sepulveda Focused Value Fund, L.P. See All Filings	D	2019-02-14 13:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768039 Filed Document 0001768039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:56:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aryeh Capital Partners US, LP See All Filings	D	2019-02-14 13:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731548 Filed Document 0001731548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:53:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Gate Investments, LLC See All Filings	D	2019-02-14 13:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324694 Filed Document 0001324694-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:52:17 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
POPLAR VENTURES, L.P. See All Filings	D	2019-02-14 13:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765399 Filed Document 0001765399-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:50:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mistell Onshore Fund LP See All Filings	D/A	2019-02-14 13:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732081 Filed Document 0001315863-19-000172 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:50:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Foxpass, Inc. See All Filings	D	2019-02-14 13:44:42 UTC
Amount To Be Raised $1,299,999 Associated Brokers / Dealers N/A CIK Number 0001768001 Filed Document 0001768001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:44:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Select Fixed Income LP See All Filings	D/A	2019-02-14 13:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001459995 Filed Document 0001204815-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:28:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Chromatic Capital Fund LP See All Filings	D/A	2019-02-14 13:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717901 Filed Document 0001717901-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:26:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Alternative Income Fund Ltd. See All Filings	D/A	2019-02-14 13:25:18 UTC
Amount To Be Raised $28,125,499 Associated Brokers / Dealers N/A CIK Number 0001637016 Filed Document 0001637016-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPIV Haven Holdings, LLC See All Filings	D	2019-02-14 13:24:02 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001767853 Filed Document 0001767853-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:24:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Series 6 Enhanced U.S. Equities with Defensive Risk Premia of RLAM Multi-Series LLC See All Filings	D	2019-02-14 13:22:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767409 Filed Document 0001507943-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:22:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graham Partners V, L.P. See All Filings	D	2019-02-14 13:22:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001766630 Filed Document 0001766630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:22:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURE GROWTH LP See All Filings	D/A	2019-02-14 13:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001204815 Filed Document 0001204815-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Inter-Atlantic Stonybrook Insurtech Ventures, L.P. See All Filings	D/A	2019-02-14 13:11:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Weild Capital, LLC (d/b/a Weild & Co.) and SAMUEL A RAMIREZ & CO., INC. CIK Number 0001722695 Filed Document 0001722695-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:11:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VP Tender Holdings, LLC See All Filings	D	2019-02-14 12:58:22 UTC
Amount To Be Raised $2,045,000 Associated Brokers / Dealers N/A CIK Number 0001765754 Filed Document 0001765754-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:58:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chess Mobile HoldCo, Inc. See All Filings	D	2019-02-14 12:55:55 UTC
Amount To Be Raised $3,060,000 Associated Brokers / Dealers N/A CIK Number 0001768003 Filed Document 0001437749-19-002579 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:55:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Icelandic Provisions, Inc. See All Filings	D	2019-02-14 12:54:35 UTC
Amount To Be Raised $4,000,010 Associated Brokers / Dealers N/A CIK Number 0001661454 Filed Document 0001661454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:54:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Precursor Ventures Outgrowth, LP - Series 3 See All Filings	D	2019-02-14 12:52:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001765859 Filed Document 0001765859-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:52:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sparta Software Corp See All Filings	D	2019-02-14 12:49:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001690564 Filed Document 0001690564-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:49:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wanderful Enterprises, Inc. See All Filings	D	2019-02-14 12:47:46 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001766865 Filed Document 0001766865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:47:46 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HUDSON APARTMENTS - DENVER LLC See All Filings	D	2019-02-14 12:46:38 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001768046 Filed Document 0001768046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:46:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VP Tender Management, LLC See All Filings	D	2019-02-14 12:42:18 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers N/A CIK Number 0001765715 Filed Document 0001765715-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:42:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity