Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Buttonwood Beacon QP Fund LLC Series C-1 See All Filings	D	2019-03-29 15:30:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Gunnar & Co, LLC CIK Number 0001771890 Filed Document 0001771890-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:30:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Covalis Capital Fund Ltd See All Filings	D/A	2019-03-29 15:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571634 Filed Document 0000902664-19-001714 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DLC Mortgages, LLC See All Filings	D	2019-03-29 15:26:25 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers Bristol Investment Group, Inc. CIK Number 0001771977 Filed Document 0001771977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:26:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Vistria Fund III (FT), LP See All Filings	D	2019-03-29 15:25:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771705 Filed Document 0001771705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:25:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Source Code Venture Fund IV L.P. See All Filings	D	2019-03-29 15:24:37 UTC
Amount To Be Raised $290,000,000 Associated Brokers / Dealers N/A CIK Number 0001770845 Filed Document 0001770845-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:24:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vistria Fund III, LP See All Filings	D	2019-03-29 15:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771712 Filed Document 0001771712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:23:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
User Interviews, Inc. See All Filings	D	2019-03-29 15:23:28 UTC
Amount To Be Raised $7,418,256 Associated Brokers / Dealers N/A CIK Number 0001771586 Filed Document 0001771586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:23:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAR INVESTMENT PARTNERS LP See All Filings	D/A	2019-03-29 15:20:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066867 Filed Document 0001066867-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:20:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inozyme Pharma, Inc. See All Filings	D/A	2019-03-29 15:16:17 UTC
Amount To Be Raised $33,699,996 Associated Brokers / Dealers N/A CIK Number 0001693011 Filed Document 0001693011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:16:17 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Source Code Growth Fund I L.P. See All Filings	D	2019-03-29 15:03:28 UTC
Amount To Be Raised $260,000,000 Associated Brokers / Dealers N/A CIK Number 0001770844 Filed Document 0001770844-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:03:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrow Holding Corp. See All Filings	D	2019-03-29 15:01:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598391 Filed Document 0001598391-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:01:36 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ReadySet Surgical, Inc. See All Filings	D	2019-03-29 15:00:08 UTC
Amount To Be Raised $6,362,563 Associated Brokers / Dealers N/A CIK Number 0001771939 Filed Document 0001771939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:00:08 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Invisalert Solutions, Inc. See All Filings	D/A	2019-03-29 14:49:35 UTC
Amount To Be Raised $10,338,222 Associated Brokers / Dealers N/A CIK Number 0001765348 Filed Document 0001765348-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:49:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Alpha Onshore Fund LP See All Filings	D/A	2019-03-29 14:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630376 Filed Document 0001709496-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:46:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandalwood Special Credit Opportunities Fund, L.P. See All Filings	D/A	2019-03-29 14:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487441 Filed Document 0000943663-19-000098 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:45:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENVOY POWER INC. See All Filings	D	2019-03-29 14:45:09 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001772027 Filed Document 0001772027-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:45:09 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Disciplined Alpha TMT Select Master Fund LP See All Filings	D/A	2019-03-29 14:39:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652873 Filed Document 0001709496-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:39:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ophirex, Inc. See All Filings	D	2019-03-29 14:38:54 UTC
Amount To Be Raised $5,003,279 Associated Brokers / Dealers None CIK Number 0001772088 Filed Document 0001772088-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:38:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD OVERSEAS FUND SPC LTD See All Filings	D/A	2019-03-29 14:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001209024 Filed Document 0000943663-19-000097 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD LONG/SHORT FUND LP See All Filings	D/A	2019-03-29 14:31:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156358 Filed Document 0000943663-19-000096 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:31:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPC SMALL CAP FUND II-A, L.P. See All Filings	D	2019-03-29 14:28:02 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers FORUM CAPITAL SECURITIES LLC CIK Number 0001764765 Filed Document 0001764765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:28:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD DEBT TRADERS FUND, L.P. See All Filings	D/A	2019-03-29 14:27:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381373 Filed Document 0000943663-19-000095 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:27:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Alpha TMT Select Onshore Fund LP See All Filings	D/A	2019-03-29 14:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652868 Filed Document 0001709496-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:27:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPC SMALL CAP FUND II, L.P. See All Filings	D	2019-03-29 14:26:30 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers FORUM CAPITAL SECURITIES LLC CIK Number 0001764764 Filed Document 0001764764-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:26:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD DEBT TRADERS FUND (QP) LP See All Filings	D/A	2019-03-29 14:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428512 Filed Document 0000943663-19-000094 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paramount Realty Shopping Center Fund IV LP See All Filings	D	2019-03-29 14:19:54 UTC
Amount To Be Raised $28,794,141 Associated Brokers / Dealers N/A CIK Number 0001768983 Filed Document 0001768983-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:19:54 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD DEBT FUND B, L.P. See All Filings	D/A	2019-03-29 14:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163906 Filed Document 0000943663-19-000093 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:17:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERDIS OPPORTUNISTIC GLOBAL EQUITY PARTNERS, L.P. See All Filings	D/A	2019-03-29 14:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421971 Filed Document 0000945621-19-000142 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROJECT JOURNEY INC. See All Filings	D	2019-03-29 14:12:42 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001771919 Filed Document 0001771919-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:12:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hyalex Orthopaedics, Inc. See All Filings	D/A	2019-03-29 14:12:02 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001707580 Filed Document 0001707580-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:12:02 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SANDALWOOD DEBT FUND A, L.P. See All Filings	D/A	2019-03-29 14:11:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163905 Filed Document 0000943663-19-000092 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:11:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haniva Technology LLC See All Filings	D	2019-03-29 14:09:15 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001771966 Filed Document 0001771966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:09:15 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oxbridge Partners, L.P. See All Filings	D/A	2019-03-29 14:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468166 Filed Document 0000943663-19-000091 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palms @ Morada DST See All Filings	D/A	2019-03-29 14:03:09 UTC
Amount To Be Raised $18,600,000 Associated Brokers / Dealers CAPULENT LLC, PRIMEX, NEXTREND SECURITIES, INC., and WESTPARK CAPITAL, INC. CIK Number 0001758900 Filed Document 0001758900-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-29 14:03:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Utopia Broadway LLC See All Filings	D	2019-03-29 13:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772135 Filed Document 0001772135-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:59:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
X3EM Brands LLC See All Filings	D	2019-03-29 13:57:48 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001697939 Filed Document 0001697939-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:57:48 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pivot Holdings III LLC See All Filings	D	2019-03-29 13:56:30 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001748624 Filed Document 0001748624-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:56:30 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BODLEIAN PARTNERS B, L.P. See All Filings	D/A	2019-03-29 13:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272840 Filed Document 0000943663-19-000090 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cape May Investments LP See All Filings	D/A	2019-03-29 13:53:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702171 Filed Document 0001702171-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:53:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bodleian Partners A, L.P. See All Filings	D/A	2019-03-29 13:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380921 Filed Document 0000943663-19-000089 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:41:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIMITLESS COFFEE, LLC See All Filings	D	2019-03-29 13:35:05 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001685732 Filed Document 0001685732-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:35:05 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Teak Hill Fund LP See All Filings	D/A	2019-03-29 13:33:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Klitzberg Associates/Alternative Asset Investment Management Securities, LLC and Daley & Tang Securities LLC CIK Number 0001385865 Filed Document 0001385865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:33:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cash Value Fund, LP See All Filings	D	2019-03-29 13:32:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749364 Filed Document 0001144204-19-016921 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:32:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valley Republic Bancorp See All Filings	D	2019-03-29 13:28:34 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Performance Trust Capital Partners, LLC CIK Number 0001771797 Filed Document 0001771797-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:28:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Innovatus Flagship Offshore Fund I, LP See All Filings	D/A	2019-03-29 13:25:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669801 Filed Document 0000945621-19-000141 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:25:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relik Lake Jackson LLC See All Filings	D	2019-03-29 13:23:43 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001772291 Filed Document 0001772291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:23:43 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Innovatus Flagship Fund I, LP See All Filings	D/A	2019-03-29 13:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669802 Filed Document 0000945621-19-000140 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pontifex Capital Fund I LLC See All Filings	D	2019-03-29 13:21:24 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001772217 Filed Document 0001772215-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:21:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Innovatus Life Sciences Offshore Fund I, LP See All Filings	D/A	2019-03-29 13:21:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700517 Filed Document 0000945621-19-000139 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:21:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovatus Life Sciences Lending Fund I, LP See All Filings	D/A	2019-03-29 13:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692825 Filed Document 0000945621-19-000138 Exclusions or Exemptions 506b Accepted Date 2019-03-29 13:19:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund