Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RYU APPAREL INC. See All Filings	D	2019-03-29 18:17:09 UTC
Amount To Be Raised $18,750 Associated Brokers / Dealers N/A CIK Number 0001472601 Filed Document 0001085037-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:17:09 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Opportunity Fund Ltd. See All Filings	D/A	2019-03-29 18:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001589528 Filed Document 0001453695-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:16:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINANCIAL OPPORTUNITY FUND LLC See All Filings	D/A	2019-03-29 18:03:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001453695 Filed Document 0001453695-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:03:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oneida Group Inc. See All Filings	D	2019-03-29 17:29:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001772030 Filed Document 0001772030-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:29:21 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Javelin Venture Partners I SPV I, LLC See All Filings	D	2019-03-29 17:25:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001638280 Filed Document 0001638280-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:25:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTIS Qualified Opportunity Fund LLC See All Filings	D	2019-03-29 17:18:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Rockefeller Financial LLC CIK Number 0001771667 Filed Document 0000947871-19-000255 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:18:43 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LifeMine Therapeutics, Inc. See All Filings	D/A	2019-03-29 17:18:16 UTC
Amount To Be Raised $70,074,079 Associated Brokers / Dealers N/A CIK Number 0001686955 Filed Document 0001567619-19-007866 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:18:16 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Artist Growth Opportunity Fund I LP See All Filings	D	2019-03-29 17:16:59 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Artist Capital LLC and Beech Hill Securities, Inc. CIK Number 0001771878 Filed Document 0001772000-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:16:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP (Feeder) Private Credit Fund LP See All Filings	D/A	2019-03-29 17:15:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001701777 Filed Document 0001701777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:15:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Artist Growth Opportunity I LP See All Filings	D	2019-03-29 17:15:05 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers Artist Capital LLC, LOHI Securities, and Beech Hill Securities, Inc. CIK Number 0001772000 Filed Document 0001772000-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:15:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Private Credit Fund-A LP See All Filings	D/A	2019-03-29 17:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001701752 Filed Document 0001701752-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
trueDIGITAL Holdings LLC See All Filings	D/A	2019-03-29 17:11:19 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001727792 Filed Document 0001382963-19-000034 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:11:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners Private Credit Fund LP See All Filings	D/A	2019-03-29 17:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713109 Filed Document 0001713109-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:11:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Urban Us Fund III, LP See All Filings	D	2019-03-29 17:10:30 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001768296 Filed Document 0001768296-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:10:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fraym, Inc. See All Filings	D	2019-03-29 16:57:43 UTC
Amount To Be Raised $5,065,875 Associated Brokers / Dealers N/A CIK Number 0001691044 Filed Document 0001615774-19-004966 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:57:43 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
STEADY STATE LLC See All Filings	D	2019-03-29 16:56:27 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001771795 Filed Document 0001771795-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:56:27 UTC Type of Offering D Industry Agriculture Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KXTER INC. See All Filings	D	2019-03-29 16:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668283 Filed Document 0001668283-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:54:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stonetown Telge, LLLP See All Filings	D	2019-03-29 16:54:19 UTC
Amount To Be Raised $6,275,000 Associated Brokers / Dealers N/A CIK Number 0001771610 Filed Document 0001771610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:54:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
3L Capital RO, LLC See All Filings	D	2019-03-29 16:51:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001768769 Filed Document 0001768769-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:51:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUNERRA TECHNOLOGIES INC. See All Filings	D	2019-03-29 16:49:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001751323 Filed Document 0001751323-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:49:17 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Morning Consult Holdings, Inc. See All Filings	D	2019-03-29 16:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772080 Filed Document 0001772080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:48:08 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
trueEX Group LLC See All Filings	D/A	2019-03-29 16:44:56 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers TCG Asset Management (Cayman) Ltd. CIK Number 0001525510 Filed Document 0001382963-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:44:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Enhanced 500 Fund, LP See All Filings	D	2019-03-29 16:37:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772303 Filed Document 0001772303-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:37:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vitae Investments X, LLC See All Filings	D	2019-03-29 16:35:55 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001772193 Filed Document 0001772193-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:35:55 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Union Square Park Partners Offshore, Ltd See All Filings	D	2019-03-29 16:31:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666228 Filed Document 0001666228-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:31:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
theMaven, Inc. See All Filings	D	2019-03-29 16:31:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers B. Riley FBR, Inc. CIK Number 0000894871 Filed Document 0001144204-19-017006 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:31:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
HGI Opportunity Fund XIII, LP See All Filings	D/A	2019-03-29 16:27:35 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Uzi Yadid, Yoram Mehr, Pioneer, Discount Capital Underwriting Ltd., Lighthouse Financial Solutions, and Yacha Sutton CIK Number 0001763363 Filed Document 0001763363-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:27:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Other
Union Square Park Partners, LP See All Filings	D	2019-03-29 16:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636137 Filed Document 0001636137-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harraden Circle Investors, LP See All Filings	D/A	2019-03-29 16:24:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700249 Filed Document 0000905718-19-000303 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:24:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regent Street Secondary RV-II 2018-1, LLC See All Filings	D	2019-03-29 16:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738762 Filed Document 0001390066-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:20:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Bayberry Offshore Ltd See All Filings	D	2019-03-29 16:20:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771726 Filed Document 0000905718-19-000301 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:20:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDA Holding Corp. See All Filings	D	2019-03-29 16:17:31 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001771016 Filed Document 0001062993-19-001470 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:17:31 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tech Pioneers Fund, L.P. See All Filings	D	2019-03-29 16:16:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001770240 Filed Document 0001770240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:16:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bayberry Onshore Fund LP See All Filings	D	2019-03-29 16:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771744 Filed Document 0000905718-19-000299 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D	2019-03-29 16:14:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001390066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:14:25 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
IMARA Inc. See All Filings	D	2019-03-29 16:08:48 UTC
Amount To Be Raised $62,998,708 Associated Brokers / Dealers N/A CIK Number 0001672619 Filed Document 0001672619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:08:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BIOCEPT INC See All Filings	D	2019-03-29 16:06:58 UTC
Amount To Be Raised $7,437,500 Associated Brokers / Dealers N/A CIK Number 0001044378 Filed Document 0001771994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:06:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lonerider Spirits, LLC See All Filings	D/A	2019-03-29 16:05:03 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001741454 Filed Document 0001741454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:05:03 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Valley Premier Storage, LLC See All Filings	D	2019-03-29 16:04:27 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001772333 Filed Document 0001772333-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 16:04:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Navitas Capital Co-Invest II-B, L.P. See All Filings	D	2019-03-29 15:58:02 UTC
Amount To Be Raised $2,278,333 Associated Brokers / Dealers N/A CIK Number 0001769252 Filed Document 0001769252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:58:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BQS LIVING INCOME STRATEGY LP See All Filings	D/A	2019-03-29 15:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700209 Filed Document 0001700209-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:57:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Troy Health, Inc. See All Filings	D	2019-03-29 15:55:48 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001771128 Filed Document 0001080368-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:55:48 UTC Type of Offering D Industry Health Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
TPG Tech Adjacencies, L.P. See All Filings	D/A	2019-03-29 15:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001737854 Filed Document 0001737854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:52:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyPizza Technologies, Inc. See All Filings	D	2019-03-29 15:49:07 UTC
Amount To Be Raised $20,197,517 Associated Brokers / Dealers N/A CIK Number 0001655049 Filed Document 0001655049-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:49:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
High River Resources, LLC See All Filings	D	2019-03-29 15:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772160 Filed Document 0001772160-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:47:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Alpha Master Fund, L.P. See All Filings	D/A	2019-03-29 15:46:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583713 Filed Document 0001709496-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:46:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Key Fund I, LP See All Filings	D	2019-03-29 15:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602050 Filed Document 0001602050-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:36:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ion Global, Inc. See All Filings	D	2019-03-29 15:34:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001757935 Filed Document 0001757935-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:34:57 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Alpha Offshore Fund Ltd. See All Filings	D/A	2019-03-29 15:32:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583812 Filed Document 0001709496-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:32:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TADA Cognitive Solutions LLC See All Filings	D	2019-03-29 15:32:36 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001690256 Filed Document 0001690256-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 15:32:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired