Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Liberate Medical, Inc. See All Filings	D	2019-04-03 09:22:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001681998 Filed Document 0001681998-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 09:22:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Debt
SKELLIG INTEGRIS EMERGING MARKETS EQUITY FUND, AN INVESTMENT FUND OF SKELLIG DELAWARE STATUTORY TRUST See All Filings	D/A	2019-04-03 09:17:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626563 Filed Document 0001393725-19-000062 Exclusions or Exemptions 506b Accepted Date 2019-04-03 09:17:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYLife Office Holdings LLC See All Filings	D/A	2019-04-03 09:05:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711406 Filed Document 0001742549-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 09:05:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Madison Square Value Enhancement Fund LP See All Filings	D/A	2019-04-03 09:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742547 Filed Document 0001742549-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 09:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Graybul Roper Mountain LP See All Filings	D	2019-04-03 09:00:15 UTC
Amount To Be Raised $14,600,000 Associated Brokers / Dealers N/A CIK Number 0001771302 Filed Document 0001771302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 09:00:15 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MSVEF Feeder LP See All Filings	D/A	2019-04-03 08:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742549 Filed Document 0001742549-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 08:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Long Hill Capital Venture Partners HGY, L.P. See All Filings	D	2019-04-03 08:42:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001768781 Filed Document 0001768781-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 08:42:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neptune Beach Investment Holdings, LLC See All Filings	D	2019-04-02 21:05:24 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001772590 Filed Document 0001772590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 21:05:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Aquicore, Inc. See All Filings	D	2019-04-02 20:56:34 UTC
Amount To Be Raised $25,869,339 Associated Brokers / Dealers N/A CIK Number 0001596463 Filed Document 0001596463-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 20:56:34 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Meat Mitch Barbecue, LLC See All Filings	D	2019-04-02 20:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769033 Filed Document 0001769033-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 20:52:53 UTC Type of Offering D Industry Restaurants Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
SecurSpace, Inc. See All Filings	D	2019-04-02 20:48:03 UTC
Amount To Be Raised $999,883 Associated Brokers / Dealers N/A CIK Number 0001731932 Filed Document 0001731932-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-04-02 20:48:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Real Good Partners LLC See All Filings	D	2019-04-02 20:27:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772114 Filed Document 0001772114-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 20:27:40 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
BOM DIA IMPORTS LLC See All Filings	D/A	2019-04-02 20:24:20 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001556303 Filed Document 0001556303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 20:24:20 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FV Mascot TopCo Partners, L.P. See All Filings	D	2019-04-02 19:42:26 UTC
Amount To Be Raised $473,759,905 Associated Brokers / Dealers UBS AG, Hong Kong Branch, UBS AG, Singapore Branch, and UBS Switzerland AG CIK Number 0001772588 Filed Document 0001772588-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 19:42:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICON AIRCRAFT INC See All Filings	D	2019-04-02 19:37:47 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001371079 Filed Document 0001371079-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 19:37:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCP V Access Fund A L.P. See All Filings	D	2019-04-02 19:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Investment Management (Canada) Inc., Brookfield Singapore Pte. Ltd, Brookfield Advisors (Hong Kong) Ltd, and Brookfield Private Capital (UK) Limited CIK Number 0001762479 Filed Document 0001762479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 19:33:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kalkriese Capital Partners, LP See All Filings	D/A	2019-04-02 19:19:22 UTC
Amount To Be Raised $145,000,000 Associated Brokers / Dealers N/A CIK Number 0001732750 Filed Document 0001732750-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 19:19:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jaguar Health, Inc. See All Filings	D	2019-04-02 19:11:04 UTC
Amount To Be Raised $12,100,000 Associated Brokers / Dealers N/A CIK Number 0001585608 Filed Document 0001585608-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 19:11:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
APPlife Digital Solutions Inc See All Filings	D	2019-04-02 19:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755101 Filed Document 0001445866-19-000366 Exclusions or Exemptions 506b Accepted Date 2019-04-02 19:09:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
APPlife Digital Solutions Inc See All Filings	D	2019-04-02 19:08:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755101 Filed Document 0001445866-19-000365 Exclusions or Exemptions 506b Accepted Date 2019-04-02 19:08:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
First Frontier Blocker, LLC See All Filings	D	2019-04-02 17:56:05 UTC
Amount To Be Raised $49,999 Associated Brokers / Dealers N/A CIK Number 0001772650 Filed Document 0001772649-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:56:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TGM I Blocker, LLC See All Filings	D	2019-04-02 17:51:41 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001772649 Filed Document 0001772649-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:51:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GFE SUSTAINABLE, INC. See All Filings	D	2019-04-02 17:50:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001732002 Filed Document 0001732002-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:50:57 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Ascension Alpha Fund, LLC See All Filings	D/A	2019-04-02 17:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547008 Filed Document 0001547008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:50:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
DXE Rt 110, LLC See All Filings	D	2019-04-02 17:48:30 UTC
Amount To Be Raised $1,994,000 Associated Brokers / Dealers N/A CIK Number 0001772580 Filed Document 0001772580-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:48:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spoondrift Technologies, Inc. See All Filings	D/A	2019-04-02 17:48:22 UTC
Amount To Be Raised $11,542,224 Associated Brokers / Dealers N/A CIK Number 0001687943 Filed Document 0001687943-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:48:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nextleaf Solutions Ltd. See All Filings	D	2019-04-02 17:43:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001755068 Filed Document 0001755068-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:43:13 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Global Private Debt Fund LLC See All Filings	D	2019-04-02 17:33:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771147 Filed Document 0001771147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:33:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
epiphany brokerage texas llc See All Filings	D	2019-04-02 17:33:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers none CIK Number 0001772349 Filed Document 0001772349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:33:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Whitehorse Liquidity Partners III LP See All Filings	D	2019-04-02 17:32:45 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers First Avenue CIK Number 0001772476 Filed Document 0001772476-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:32:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Whitehorse Liquidity Partners (Offshore) III LP See All Filings	D	2019-04-02 17:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Avenue CIK Number 0001772529 Filed Document 0001772529-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE OFFSHORE LTD See All Filings	D/A	2019-04-02 17:22:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001372021 Filed Document 0001372021-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:22:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE OFFSHORE II LTD See All Filings	D/A	2019-04-02 17:20:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001430918 Filed Document 0001430918-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:20:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAM Special Situations Fund I QP, LLC (Palantir Series II) See All Filings	D/A	2019-04-02 17:19:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers National Securities Corporation CIK Number 0001717766 Filed Document 0000905718-19-000321 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:19:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE FUND LP See All Filings	D/A	2019-04-02 17:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001138165 Filed Document 0001138165-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:18:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovation X Holdings QP, LLC - Series 2019-1 See All Filings	D/A	2019-04-02 17:16:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001767431 Filed Document 0000905718-19-000319 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE FUND II L P See All Filings	D/A	2019-04-02 17:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001366743 Filed Document 0001366743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAM Special Situations Fund VI, LLC - Series V1 See All Filings	D/A	2019-04-02 17:15:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001748616 Filed Document 0000905718-19-000317 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Advanced Life Sciences Offshore Fund, Ltd. See All Filings	D/A	2019-04-02 17:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001636553 Filed Document 0001636553-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:14:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Advanced Life Sciences Fund, L.P. See All Filings	D/A	2019-04-02 17:12:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001503176 Filed Document 0001503176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:12:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto PE Fund, L.P. See All Filings	D/A	2019-04-02 17:09:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646459 Filed Document 0001646459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:09:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Korea Fund, L.P. See All Filings	D/A	2019-04-02 17:07:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001488265 Filed Document 0001488265-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ash & Erie, Inc. See All Filings	D	2019-04-02 17:07:07 UTC
Amount To Be Raised $49,999 Associated Brokers / Dealers N/A CIK Number 0001772342 Filed Document 0001772342-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:07:07 UTC Type of Offering D Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MICRO CAP PARTNERS L P See All Filings	D/A	2019-04-02 17:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0000941712 Filed Document 0000941712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lagunita, Ltd. See All Filings	D/A	2019-04-02 17:02:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001605896 Filed Document 0001605896-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lagunita, LP See All Filings	D/A	2019-04-02 17:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001612446 Filed Document 0001612446-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 17:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Browserup, Inc. See All Filings	D	2019-04-02 16:57:31 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001772598 Filed Document 0001772598-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 16:57:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OceanGate Inc See All Filings	D	2019-04-02 16:55:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001559118 Filed Document 0001559118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 16:55:31 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CytoDyn Inc. See All Filings	D	2019-04-02 16:51:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001175680 Filed Document 0000905718-19-000315 Exclusions or Exemptions 506b Accepted Date 2019-04-02 16:51:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Corrum Capital Alternative Income Fund, LP See All Filings	D/A	2019-04-02 16:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703116 Filed Document 0001703116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-02 16:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity