Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Legacy Ventures, LLC See All Filings	D/A	2019-04-03 14:12:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001736238 Filed Document 0001209191-19-023003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:12:07 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
C-Motive Technologies, Inc. See All Filings	D	2019-04-03 14:07:15 UTC
Amount To Be Raised $2,000,633 Associated Brokers / Dealers N/A CIK Number 0001771472 Filed Document 0000897069-19-000193 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:07:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Altered by Kimberly Barasch, Inc. See All Filings	D	2019-04-03 14:01:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001769227 Filed Document 0001769227-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:01:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PGIM Core Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-04-03 13:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001702142 Filed Document 0001772679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:59:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Belt Multifamily Portfolio DST See All Filings	D/A	2019-04-03 13:58:37 UTC
Amount To Be Raised $89,946,980 Associated Brokers / Dealers Edward Fernandez, Eric Scaff, Jeffrey Bangerter, Conrad Pensavaile Jr, Dennis O'Connor, John Scott, and Michael Hall CIK Number 0001767656 Filed Document 0001757500-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:58:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Series C, a Series of K2 VC, LLC See All Filings	D/A	2019-04-03 13:56:25 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001760804 Filed Document 0001760804-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:56:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empowered Education, Inc. See All Filings	D	2019-04-03 13:54:47 UTC
Amount To Be Raised $8,000,015 Associated Brokers / Dealers N/A CIK Number 0001772644 Filed Document 0001772644-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:54:47 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2019-04-03 13:51:37 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:51:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-04-03 13:43:44 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield CIK Number 0001757500 Filed Document 0001757500-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:43:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ultra-Low Loss Technologies See All Filings	D	2019-04-03 13:41:51 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001772713 Filed Document 0001772713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:41:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio II DST See All Filings	D/A	2019-04-03 13:35:33 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Sagepoint Financial, Inc., Matthew Hickey, Thomas Karsten, Wayne Bernardo, Darrach Bourke, Jason Salmon, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, Adam Bryan, and Jesus Quezada CIK Number 0001747750 Filed Document 0001747750-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:35:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FPP CIS Opportunities Fund Inc. See All Filings	D/A	2019-04-03 13:32:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699275 Filed Document 0000943663-19-000101 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:32:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPP CIS Opportunities Fund L.P. See All Filings	D/A	2019-04-03 13:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699276 Filed Document 0000943663-19-000100 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSS Holdco, LLC See All Filings	D	2019-04-03 13:28:05 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001745107 Filed Document 0001745107-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:28:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HARRISON STREET SOCIAL INFRASTRUCTURE FUND B, L.P. See All Filings	D/A	2019-04-03 13:27:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744140 Filed Document 0001744139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:27:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Altor Orchid Co-Invest Limited Partnership See All Filings	D	2019-04-03 13:25:22 UTC
Amount To Be Raised $28,184,874 Associated Brokers / Dealers N/A CIK Number 0001772247 Filed Document 0001772247-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:25:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Myers Multifamily DST See All Filings	D/A	2019-04-03 13:24:38 UTC
Amount To Be Raised $23,971,364 Associated Brokers / Dealers Inland Securities Corporation, Rudi Siela, John Chess, Edward Fernandez, RCX Capital Group LLC, Scott Sheehan, Kevin Daniels, Debra Shleining, Grant Conness, Robert Bye, Eric Scaff, Sherry Malone, Mike Bendix, Jeff Senglaub, Blayne Anderson, Troy Thomas, Damian Dering, Marinos Ballas, William Morrow, and Jack Creighton CIK Number 0001759531 Filed Document 0001759531-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:24:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HARRISON STREET SOCIAL INFRASTRUCTURE FUND A, L.P. See All Filings	D/A	2019-04-03 13:20:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744139 Filed Document 0001744138-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:20:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HARRISON STREET SOCIAL INFRASTRUCTURE FUND, L.P. See All Filings	D/A	2019-04-03 13:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744138 Filed Document 0001744138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Spyn Pay, Inc. See All Filings	D	2019-04-03 13:01:06 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001771331 Filed Document 0001771331-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:01:06 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
polySpectra, Inc. See All Filings	D	2019-04-03 13:00:13 UTC
Amount To Be Raised $9,250,000 Associated Brokers / Dealers N/A CIK Number 0001772320 Filed Document 0001772320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:00:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ezCater, Inc. See All Filings	D	2019-04-03 13:00:00 UTC
Amount To Be Raised $149,999,657 Associated Brokers / Dealers N/A CIK Number 0001531046 Filed Document 0001531046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wahupta Ventures Inc See All Filings	D	2019-04-03 12:56:23 UTC
Amount To Be Raised $1,296,848 Associated Brokers / Dealers Mark Clark, Ventura Capital Partners, Canateq Holdings, Vanessa Green, Brandon Green, and Julia Green CIK Number 0001770791 Filed Document 0001534122-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:56:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SkyTop Auto Transformation Fund LLC See All Filings	D	2019-04-03 12:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767646 Filed Document 0001012975-19-000280 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Saif Capital, LLC See All Filings	D	2019-04-03 12:52:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Saif Capital, LLC CIK Number 0001772390 Filed Document 0001772390-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:52:35 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Silverstein Capital Partners JV I REIT LLC See All Filings	D/A	2019-04-03 12:47:23 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001759680 Filed Document 0000950172-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:47:23 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NYLIC HKP Venture LLC See All Filings	D/A	2019-04-03 12:40:46 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001713080 Filed Document 0001713080-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:40:46 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C-Motive Technologies, Inc. See All Filings	D	2019-04-03 12:37:22 UTC
Amount To Be Raised $1,571,676 Associated Brokers / Dealers N/A CIK Number 0001771472 Filed Document 0000897069-19-000192 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:37:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
ABRA Income Investment Fund, LP See All Filings	D	2019-04-03 12:35:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001772434 Filed Document 0001772434-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:35:50 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Whiterock Capital Acquisition Fund I, LP See All Filings	D/A	2019-04-03 12:35:10 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001741637 Filed Document 0001741637-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:35:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
c2sensor Corp See All Filings	D	2019-04-03 12:34:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001769583 Filed Document 0001362118-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:34:06 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Other
Blueprint Leasing & Consulting See All Filings	D/A	2019-04-03 12:34:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001729611 Filed Document 0001729611-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:34:01 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SMG Industries Inc. See All Filings	D	2019-04-03 12:23:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001426506 Filed Document 0001144204-19-017926 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:23:22 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PGC Tapestry Tallahassee Assisted Living & Memory Care LP See All Filings	D/A	2019-04-03 12:14:23 UTC
Amount To Be Raised $6,860,000 Associated Brokers / Dealers N/A CIK Number 0001685558 Filed Document 0001685558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:14:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Triple Gate Partners, LP See All Filings	D/A	2019-04-03 12:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660145 Filed Document 0001660145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shenkman Tactical Credit Fund (Cayman) LP See All Filings	D	2019-04-03 12:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. CIK Number 0001758246 Filed Document 0000902664-19-001744 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:05:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shenkman Tactical Credit Fund LP See All Filings	D	2019-04-03 12:04:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. CIK Number 0001761005 Filed Document 0000902664-19-001743 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:04:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobeX Data Ltd. See All Filings	D	2019-04-03 12:02:39 UTC
Amount To Be Raised $27,892 Associated Brokers / Dealers N/A CIK Number 0001771755 Filed Document 0001534122-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:02:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
A.P. Vieth, L.P. See All Filings	D	2019-04-03 11:43:29 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001772638 Filed Document 0001654954-19-004002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:43:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Receivables Funding, LLC See All Filings	D/A	2019-04-03 11:43:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702823 Filed Document 0001702823-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:43:01 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
A-FBU-15-Fund, a series of AX-GreTal-Funds, LLC See All Filings	D	2019-04-03 11:40:47 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001758774 Filed Document 0001772647-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:40:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thai Capital Fund Offshore LTD See All Filings	D/A	2019-04-03 11:38:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735108 Filed Document 0001735108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:38:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cinch Technologies, Inc. See All Filings	D	2019-04-03 11:32:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722368 Filed Document 0001722368-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:32:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blocker AL II, LLC See All Filings	D	2019-04-03 11:26:20 UTC
Amount To Be Raised $286,100 Associated Brokers / Dealers N/A CIK Number 0001772646 Filed Document 0001772647-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:26:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Star Multifamily Portfolio DST See All Filings	D/A	2019-04-03 11:24:42 UTC
Amount To Be Raised $24,525,000 Associated Brokers / Dealers Cantor Fitzgerald & Co, AXIOM CAPITAL MANAGEMENT, INC., Wealthforge Securities, LLC, WESTERN INTERNATIONAL SECURITIES, INC., Dave Eurton, McDermott Investment Services, LLC, Carl F. Worden III, Edward Fernandez, Eric J. Flaim, Gali Horev, STEVEN IRA KOLINSKY, Mike Bendix, Nir Regev, Scott Lee, Monroe M. Diefendorf Jr., MICHAEL ELLIS FELDMAN, Diana Fletcher, Gregory J. Richards, John D. Nguyen, Lawrence A. Breen, III, DOUGLAS RAY EAGLE JR., Steven Tellar, Terry Shea, GARY SCOTT ROSS, BRIAN GREGORY SIGLER, JAMES ALLEN, ORLANDO CIPRIANO FERNANDEZ, Jesus Quezada, ERIC ALEXANDER DUNCAN, AMY L. DUNCAN, ERIC ARTHUR BICKNESE, COLEMAN BARRY GOLDSMITH, JEFFREY SCOTT VOLLMER, BRIAN J HERKING, TIMOTHY KEITH KULHANEK, KIM RAY KUNZ, DAVID ROBERT ZOELLNER SR, LINDA MARIE CONTI, MICHAEL MARTINELLI, ROBIN TOM NAYLOR, CHRISTOPHER GRANT CONNESS, ROBERT STANLEY FAGAN, and JOHN M DEREGOWSKI CIK Number 0001739490 Filed Document 0001739490-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:24:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Schoonover Oil, LLC See All Filings	D	2019-04-03 11:17:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001741708 Filed Document 0001741708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:17:57 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Fund EQ-RGH, a series of Equidate Investments, LLC See All Filings	D/A	2019-04-03 11:16:50 UTC
Amount To Be Raised $8,366,725 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001697974 Filed Document 0001772647-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Receivables Funding, LLC See All Filings	D/A	2019-04-03 11:14:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702823 Filed Document 0001702823-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:14:22 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Convoy Funds, LP See All Filings	D/A	2019-04-03 11:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604285 Filed Document 0001604285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flagship Healthcare Trust, Inc. See All Filings	D/A	2019-04-03 11:09:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001730261 Filed Document 0001730261-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 11:09:52 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity