|
|
D/A |
2019-04-11 16:59:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001344772
- Filed Document
- 0001724485-19-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:59:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 16:59:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001172921
- Filed Document
- 0001172921-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:59:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Axiom Investors Trust II -Axiom Emerging Markets Equity Fund
See All Filings
|
D/A |
2019-04-11 16:57:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001406849
- Filed Document
- 0001724485-19-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:57:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 16:54:30 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766421
- Filed Document
- 0001766421-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:54:30 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:53:38 UTC |
- Amount To Be Raised
- $1,000,005
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657090
- Filed Document
- 0001657090-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:53:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:53:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001764568
- Filed Document
- 0001764568-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:53:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-04-11 16:53:06 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001773640
- Filed Document
- 0001773640-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:53:06 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2019-04-11 16:50:09 UTC |
- Amount To Be Raised
- $17,210,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769781
- Filed Document
- 0001724485-19-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:50:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:49:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sprott Global Resource Investments Ltd.
- CIK Number
- 0001773165
- Filed Document
- 0001567619-19-008702
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:49:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-04-11 16:48:58 UTC |
- Amount To Be Raised
- $1,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769774
- Filed Document
- 0001724485-19-000036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:48:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-04-11 16:48:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001495935
- Filed Document
- 0000919574-19-002882
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:48:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:47:32 UTC |
- Amount To Be Raised
- $17,780,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769767
- Filed Document
- 0001724485-19-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:47:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-04-11 16:46:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001270909
- Filed Document
- 0000919574-19-002880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:46:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:46:19 UTC |
- Amount To Be Raised
- $100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769734
- Filed Document
- 0001724485-19-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:46:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:44:19 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772939
- Filed Document
- 0001772939-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:44:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:44:17 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Sprott Global Resource Investments, Ltd.
- CIK Number
- 0001772869
- Filed Document
- 0000950138-19-000238
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:44:17 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-04-11 16:42:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001550970
- Filed Document
- 0001213900-19-006195
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:42:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-04-11 16:38:50 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772854
- Filed Document
- 0001382963-19-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:38:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-04-11 16:31:26 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770621
- Filed Document
- 0001770621-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:31:26 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:30:31 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0001536196
- Filed Document
- 0001213900-19-006184
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:30:31 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-04-11 16:26:59 UTC |
- Amount To Be Raised
- $9,740,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466026
- Filed Document
- 0001466026-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:26:59 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:24:10 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698464
- Filed Document
- 0001698464-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:24:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:19:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601693
- Filed Document
- 0001567619-19-008698
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:19:30 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-04-11 16:19:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CAIS Capital, LLC
- CIK Number
- 0001742313
- Filed Document
- 0001144204-19-019298
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:19:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:13:32 UTC |
- Amount To Be Raised
- $333,323,078
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761940
- Filed Document
- 0001144204-19-019289
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:13:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 16:03:34 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001773605
- Filed Document
- 0001773605-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:03:34 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2019-04-11 16:01:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001400277
- Filed Document
- 0001405086-19-000111
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:01:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 16:00:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill, Lynch, Pierce, Fenner & Smith Incorporated and AQR Investments, LLC
- CIK Number
- 0001670862
- Filed Document
- 0001405086-19-000110
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 16:00:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:58:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001664683
- Filed Document
- 0001405086-19-000109
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:58:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:58:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001367936
- Filed Document
- 0001370071-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:58:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:57:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001664694
- Filed Document
- 0001405086-19-000108
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:57:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:56:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001479892
- Filed Document
- 0001405086-19-000107
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:56:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:55:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001764763
- Filed Document
- 0001405086-19-000106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:55:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:54:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001727880
- Filed Document
- 0001405086-19-000105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:54:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:54:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734589
- Filed Document
- 0001734589-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:54:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:53:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001690293
- Filed Document
- 0001405086-19-000104
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:53:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:52:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001660752
- Filed Document
- 0001405086-19-000103
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:52:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:50:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001571848
- Filed Document
- 0001405086-19-000102
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:50:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:48:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001746657
- Filed Document
- 0001405086-19-000101
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:48:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:46:45 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- FDX Capital LLC
- CIK Number
- 0001746893
- Filed Document
- 0001746893-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:46:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:38:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718743
- Filed Document
- 0001718743-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:38:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-04-11 15:38:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370071
- Filed Document
- 0001370071-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:38:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-04-11 15:37:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Equus Financial Consulting LLC
- CIK Number
- 0001772400
- Filed Document
- 0001772400-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:37:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-04-11 15:37:08 UTC |
- Amount To Be Raised
- $1,399,680
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531751
- Filed Document
- 0001042167-19-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:37:08 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 15:34:13 UTC |
- Amount To Be Raised
- $79,999,988
- Associated Brokers / Dealers
- Allen & Company LLC, Nancy Beth Peretsman, Harry Maxwell Wagner, Kaveh Antonio Khosrowshahi, John Winslow Griffen, and Scott Summers Bacigalupo
- CIK Number
- 0001600641
- Filed Document
- 0001600641-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:34:13 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 15:30:58 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676668
- Filed Document
- 0001676668-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:30:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 15:27:52 UTC |
- Amount To Be Raised
- $20,000,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734351
- Filed Document
- 0001734351-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:27:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-04-11 15:26:13 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001773510
- Filed Document
- 0001773510-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:26:13 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-04-11 15:24:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001353282
- Filed Document
- 0001353282-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:24:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-04-11 15:23:26 UTC |
- Amount To Be Raised
- $6,390,154
- Associated Brokers / Dealers
- Salem Partners, LLC
- CIK Number
- 0001765354
- Filed Document
- 0001765354-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-04-11 15:23:26 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|