Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LSV MICRO CAP FUND, LP See All Filings	D/A	2019-04-11 19:45:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516215 Filed Document 0001393725-19-000077 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:45:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV JAPAN SMALL CAP EQUITY FUND, LP See All Filings	D/A	2019-04-11 19:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512427 Filed Document 0001393725-19-000076 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV Japan Large Cap Value Equity Fund, LP See All Filings	D/A	2019-04-11 19:43:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522189 Filed Document 0001393725-19-000075 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:43:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV International Value Equity Trust See All Filings	D/A	2019-04-11 19:43:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300505 Filed Document 0001393725-19-000074 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:43:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV INTERNATIONAL SMALL CAP EQUITY FUND, LP See All Filings	D/A	2019-04-11 19:42:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518911 Filed Document 0001393725-19-000073 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:42:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV International Concentrated Equity Fund, LP See All Filings	D/A	2019-04-11 19:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457693 Filed Document 0001393725-19-000072 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:42:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV International (AC) Value Equity Fund, LP See All Filings	D/A	2019-04-11 19:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505139 Filed Document 0001393725-19-000071 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:41:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV India Equity Fund, LP See All Filings	D	2019-04-11 19:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772343 Filed Document 0001772343-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:41:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV GLOBAL CV EQUITY FUND, LP See All Filings	D/A	2019-04-11 19:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512428 Filed Document 0001393725-19-000070 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:41:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV GLOBAL CONCENTRATED VALUE FUND, LP See All Filings	D/A	2019-04-11 19:40:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507162 Filed Document 0001393725-19-000069 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:40:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV Frontier Markets Equity Fund, LP See All Filings	D/A	2019-04-11 19:39:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604737 Filed Document 0001393725-19-000068 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:39:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV Enhanced Hedged Equity Fund, LP See All Filings	D/A	2019-04-11 19:38:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616452 Filed Document 0001393725-19-000067 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:38:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV EMERGING MARKETS SMALL CAP EQUITY FUND, LP See All Filings	D/A	2019-04-11 19:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484877 Filed Document 0001393725-19-000066 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV EMERGING MARKETS EQUITY FUND LP See All Filings	D/A	2019-04-11 19:37:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341434 Filed Document 0001393725-19-000065 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:37:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV CANADA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2019-04-11 19:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488477 Filed Document 0001393725-19-000064 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV AUSTRALIA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2019-04-11 19:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488476 Filed Document 0001393725-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPH II Investments Master Fund, LP See All Filings	D	2019-04-11 19:34:48 UTC
Amount To Be Raised $364,500,000 Associated Brokers / Dealers N/A CIK Number 0001750652 Filed Document 0001192482-19-000188 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joylux, Inc. See All Filings	D/A	2019-04-11 19:12:01 UTC
Amount To Be Raised $14,111,274 Associated Brokers / Dealers Deltox, Inc. CIK Number 0001581706 Filed Document 0001581706-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:12:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Omega Gold Corp. See All Filings	D	2019-04-11 19:00:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772806 Filed Document 0001772806-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 19:00:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
IntellaSphere Inc. See All Filings	D	2019-04-11 18:57:03 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001773607 Filed Document 0001773607-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:57:03 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FAYER POINT FUNDS LP See All Filings	D/A	2019-04-11 18:40:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001699711 Filed Document 0001445866-19-000405 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Parafi Private Opportunities LLC - Series B See All Filings	D/A	2019-04-11 18:40:17 UTC
Amount To Be Raised $2,720,000 Associated Brokers / Dealers N/A CIK Number 0001761732 Filed Document 0001761732-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:40:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xcite Interactive, Inc. See All Filings	D	2019-04-11 18:35:04 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001772401 Filed Document 0001004878-19-000061 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:35:04 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Parafi Private Opportunities LLC - Series C See All Filings	D/A	2019-04-11 18:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765770 Filed Document 0001765770-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viziv Technologies, LLC See All Filings	D	2019-04-11 18:19:11 UTC
Amount To Be Raised $46,092 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:19:11 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Parafi Private Opportunities LLC - Series A See All Filings	D/A	2019-04-11 18:17:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747162 Filed Document 0001733707-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:17:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parafi General Fund LP See All Filings	D/A	2019-04-11 18:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733707 Filed Document 0001733707-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AuthorDigital, Inc. See All Filings	D	2019-04-11 18:05:53 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001773570 Filed Document 0001773570-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:05:53 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Paris on Tour LLC See All Filings	D	2019-04-11 18:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773366 Filed Document 0001773356-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 18:05:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Synaptive Medical Inc. See All Filings	D	2019-04-11 17:41:57 UTC
Amount To Be Raised $4,993,688 Associated Brokers / Dealers N/A CIK Number 0001621394 Filed Document 0001621394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:41:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Kerrisdale Long Only Fund, LP See All Filings	D/A	2019-04-11 17:41:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728022 Filed Document 0001315863-19-000340 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:41:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palvella Therapeutics, Inc. See All Filings	D	2019-04-11 17:41:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001742961 Filed Document 0001742961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:41:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Xmas Story6 LLC See All Filings	D	2019-04-11 17:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773356 Filed Document 0001773356-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:35:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FreMon Scientific, Inc. See All Filings	D	2019-04-11 17:30:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001735152 Filed Document 0001735152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:30:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CBX Corp See All Filings	D	2019-04-11 17:28:01 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0000873600 Filed Document 0000873600-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:28:01 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Vista Verde Skin Laundry, LLC See All Filings	D	2019-04-11 17:26:39 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers N/A CIK Number 0001773125 Filed Document 0001773125-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Spark Community Investment Co See All Filings	D	2019-04-11 17:19:34 UTC
Amount To Be Raised $28,519,058 Associated Brokers / Dealers N/A CIK Number 0001626598 Filed Document 0001626598-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:19:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
1st Course Capital Fund 1, LP See All Filings	D	2019-04-11 17:11:28 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001772243 Filed Document 0001772243-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:11:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LSC-UKHS HC2, DST See All Filings	D	2019-04-11 17:11:21 UTC
Amount To Be Raised $16,482,175 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001773443 Filed Document 0001773443-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:11:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HistoSonics, Inc. See All Filings	D	2019-04-11 17:10:32 UTC
Amount To Be Raised $47,365,000 Associated Brokers / Dealers N/A CIK Number 0001479012 Filed Document 0001479012-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:10:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INTERNATIONAL OPPORTUNITY FUND LP See All Filings	D/A	2019-04-11 17:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075652 Filed Document 0001724485-19-000047 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altmore Capital GRE, Inc. See All Filings	D	2019-04-11 17:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763902 Filed Document 0001763902-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:07:11 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
AXIOM INTERNATIONAL EQUITY FUND See All Filings	D/A	2019-04-11 17:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001127070 Filed Document 0001724485-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:06:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II - Axiom International Small-Cap Equity Fund See All Filings	D/A	2019-04-11 17:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580017 Filed Document 0001724485-19-000045 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM INVESTORS TRUST II - AXIOM U S SMALL CAP EQUITY PORTFOLIO See All Filings	D/A	2019-04-11 17:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376317 Filed Document 0001724485-19-000044 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:04:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM OFFSHORE OPPORTUNITY FUND LTD See All Filings	D/A	2019-04-11 17:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459293 Filed Document 0001724485-19-000043 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:03:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Creek Resources Ltd. See All Filings	D	2019-04-11 17:03:32 UTC
Amount To Be Raised $11,183 Associated Brokers / Dealers N/A CIK Number 0001709139 Filed Document 0001709139-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:03:32 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Axiom International Small/Micro-Cap Opportunity Fund, L.P. See All Filings	D/A	2019-04-11 17:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001304038 Filed Document 0001724485-19-000042 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II - Axiom International Equity Fund II See All Filings	D/A	2019-04-11 17:01:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415637 Filed Document 0001724485-19-000041 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:01:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Global Small/Micro-Cap Opportunity Fund, L.P. See All Filings	D/A	2019-04-11 17:00:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391745 Filed Document 0001724485-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-04-11 17:00:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund