Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Legend Fund I, L.P. See All Filings	D	2019-04-15 12:14:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001773630 Filed Document 0001773630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:14:25 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ross Brewing Company, LLC See All Filings	D/A	2019-04-15 12:10:26 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001692255 Filed Document 0001692255-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:10:26 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
COLORADOCITY2 LLC See All Filings	D	2019-04-15 12:00:47 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001773671 Filed Document 0001773671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:00:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ross Brewing Company, LLC See All Filings	D	2019-04-15 12:00:10 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001692255 Filed Document 0001692255-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:00:10 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
TriPost Capital RCG Investments II, LP See All Filings	D	2019-04-15 11:59:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773507 Filed Document 0001773507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:59:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highland Equity Fund See All Filings	D/A	2019-04-15 11:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650771 Filed Document 0001650771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winery Suites Opportunity Zone Fund #1, LLC See All Filings	D	2019-04-15 11:50:55 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001773136 Filed Document 0001773136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:50:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Nowsta, Inc. See All Filings	D	2019-04-15 11:49:23 UTC
Amount To Be Raised $7,599,985 Associated Brokers / Dealers N/A CIK Number 0001640146 Filed Document 0001640146-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:49:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL146 See All Filings	D/A	2019-04-15 11:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC and Lombard International Distribution Company CIK Number 0001640005 Filed Document 0001640005-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:49:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent III L.P. See All Filings	D	2019-04-15 11:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772474 Filed Document 0000902664-19-001916 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:48:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EncephaloDynamics Inc. See All Filings	D	2019-04-15 11:48:36 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001750773 Filed Document 0001750773-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:48:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL MOAT FUND, LP See All Filings	D/A	2019-04-15 11:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636453 Filed Document 0001398344-19-006579 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:47:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arosa Capital Management Alternative Energy Fund LP See All Filings	D	2019-04-15 11:46:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773737 Filed Document 0000902664-19-001915 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:46:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Westrock Alpha Offshore Fund, Ltd. See All Filings	D/A	2019-04-15 11:35:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672555 Filed Document 0001672555-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:35:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CFGI Eagle Parent, L.L.C. See All Filings	D	2019-04-15 11:29:01 UTC
Amount To Be Raised $18,578,575 Associated Brokers / Dealers N/A CIK Number 0001733996 Filed Document 0001733996-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:29:01 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Westrock Alpha Fund, L.P. See All Filings	D/A	2019-04-15 11:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662120 Filed Document 0001662120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BDS, LP See All Filings	D/A	2019-04-15 11:24:16 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, Troy Sutton, Curtis J Jones, Torry Scott, Rodger Sprouse, Eliot Rosenberg, Kathy Scanlon, Javier Larrea, and Todd Gottel CIK Number 0001765835 Filed Document 0001765835-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:24:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meadow Real Estate Fund V LP See All Filings	D	2019-04-15 11:19:20 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001773765 Filed Document 0001773765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:19:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One True Holding Co See All Filings	D	2019-04-15 11:17:09 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001587540 Filed Document 0001587540-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:17:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aequim Arbitrage Fund Ltd See All Filings	D	2019-04-15 11:15:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773115 Filed Document 0001773115-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:15:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PE Premier CVC Credit Partners Global Special Situations II Offshore Feeder LP See All Filings	D	2019-04-15 11:14:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001755841 Filed Document 0001755841-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:14:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eig14t Early Education Fund III LLC See All Filings	D	2019-04-15 11:02:48 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001773637 Filed Document 0001773637-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-15 11:02:48 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
4TELLUS, LLC See All Filings	D	2019-04-15 10:54:52 UTC
Amount To Be Raised $6,200,020 Associated Brokers / Dealers StillPoint Capital, LLC CIK Number 0001718131 Filed Document 0001718131-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:54:52 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hidrate, Inc. See All Filings	D	2019-04-15 10:48:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675288 Filed Document 0001675288-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:48:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VL144 See All Filings	D/A	2019-04-15 10:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, Summit Equities, Inc, and Purshe Kaplan Sterling Investments CIK Number 0001617300 Filed Document 0001617300-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:47:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vaporox, Inc. See All Filings	D	2019-04-15 10:37:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers not applicable CIK Number 0001773558 Filed Document 0001773558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:37:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VL142 See All Filings	D/A	2019-04-15 10:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001617299 Filed Document 0001617299-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:27:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL135 See All Filings	D/A	2019-04-15 10:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Summit Equities, Inc, Summit Equities, Inc, World Equity Group, Inc., and Purshe Kaplan Sterling Investments CIK Number 0001612195 Filed Document 0001612195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NF Development LLC See All Filings	D	2019-04-15 10:15:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001773341 Filed Document 0001773341-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:15:30 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
X-Vax Technology, Inc. See All Filings	D/A	2019-04-15 10:10:40 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001682900 Filed Document 0001213900-19-006361 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:10:40 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Production Capital Legacy Partners Fund, LP See All Filings	D	2019-04-15 10:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771257 Filed Document 0001771257-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 10:08:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transitional Data Services, Inc. See All Filings	D	2019-04-15 09:46:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001773745 Filed Document 0001773745-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 09:46:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
K4 Mobility LLC See All Filings	D	2019-04-15 09:18:28 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001773456 Filed Document 0001144204-19-019598 Exclusions or Exemptions 506b Accepted Date 2019-04-15 09:18:28 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Triib, Inc. See All Filings	D/A	2019-04-15 09:01:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001734357 Filed Document 0001734357-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-15 09:01:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ample Hills Holdings, Inc. See All Filings	D/A	2019-04-15 08:41:22 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001656562 Filed Document 0001656562-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-15 08:41:22 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Green Stripe Naturals Ltd. See All Filings	D	2019-04-15 07:17:53 UTC
Amount To Be Raised $30,020 Associated Brokers / Dealers N/A CIK Number 0001752515 Filed Document 0001062993-19-001696 Exclusions or Exemptions 506b Accepted Date 2019-04-15 07:17:53 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wilshire Institutional Master Fund II SPC See All Filings	D/A	2019-04-12 21:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518631 Filed Document 0001518631-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 21:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Peer Street Funding, LLC See All Filings	D/A	2019-04-12 19:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-12 19:50:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NG19, LP See All Filings	D	2019-04-12 19:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772166 Filed Document 0001772166-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 19:31:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Klatu Networks, Inc. See All Filings	D	2019-04-12 19:02:53 UTC
Amount To Be Raised $1,062,040 Associated Brokers / Dealers N/A CIK Number 0001714315 Filed Document 0001714315-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 19:02:53 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Halleman Bradley Inc. See All Filings	D	2019-04-12 18:43:10 UTC
Amount To Be Raised $3,606,240 Associated Brokers / Dealers N/A CIK Number 0001772417 Filed Document 0001772417-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 18:43:10 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BROOKDALE INTERNATIONAL PARTNERS, L.P. See All Filings	D/A	2019-04-12 18:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458410 Filed Document 0001567619-19-008760 Exclusions or Exemptions 506b Accepted Date 2019-04-12 18:10:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROOKDALE GLOBAL OPPORTUNITY FUND See All Filings	D/A	2019-04-12 18:08:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458377 Filed Document 0001567619-19-008758 Exclusions or Exemptions 506b Accepted Date 2019-04-12 18:08:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEGV Technologies, LLC See All Filings	D	2019-04-12 17:55:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001695524 Filed Document 0001695524-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:55:33 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
XAPPHIRE FUND, LLC See All Filings	D	2019-04-12 17:55:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001773460 Filed Document 0001773460-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:55:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CVC Capital Partners Strategic Opportunities II L.P. See All Filings	D/A	2019-04-12 17:45:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CVC Funding, LLC CIK Number 0001736994 Filed Document 0001736994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:45:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Founders' Co-op IV, LP See All Filings	D/A	2019-04-12 17:43:18 UTC
Amount To Be Raised $25,013,868 Associated Brokers / Dealers N/A CIK Number 0001728357 Filed Document 0001728357-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:43:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winery Suites AT Fund #1, LLC See All Filings	D	2019-04-12 17:41:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001773291 Filed Document 0001773291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:41:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PLUTUS21 CRYPTO FUND I, LP See All Filings	D/A	2019-04-12 17:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735156 Filed Document 0001735156-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:33:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Phoenix Fund II Ltd - Diversified Income Fund See All Filings	D/A	2019-04-12 17:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605606 Filed Document 0001605606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 17:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund