Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Falcon Point Global Communications & Technology Fund LP See All Filings	D/A	2019-04-15 15:13:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405390 Filed Document 0000935836-19-000244 Exclusions or Exemptions 506b Accepted Date 2019-04-15 15:13:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Point Long/Short Qualified Fund LP See All Filings	D/A	2019-04-15 15:11:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405387 Filed Document 0000935836-19-000243 Exclusions or Exemptions 506b Accepted Date 2019-04-15 15:11:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arixa Fund II, LLC See All Filings	D/A	2019-04-15 15:11:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001536479 Filed Document 0001566114-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-04-15 15:11:39 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLORADOCITY1 LLC See All Filings	D/A	2019-04-15 15:09:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001766303 Filed Document 0001766303-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 15:09:43 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orion Commodities Offshore Fund Ltd. See All Filings	D/A	2019-04-15 15:08:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703261 Filed Document 0001703261-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 15:08:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanomedical Diagnostics, Inc. See All Filings	D	2019-04-15 15:03:11 UTC
Amount To Be Raised $7,404,429 Associated Brokers / Dealers N/A CIK Number 0001626157 Filed Document 0001683168-19-001037 Exclusions or Exemptions 506b Accepted Date 2019-04-15 15:03:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trovares Inc. See All Filings	D	2019-04-15 15:01:07 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001773561 Filed Document 0001773561-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 15:01:07 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LexaGene Holdings Inc. See All Filings	D	2019-04-15 14:57:31 UTC
Amount To Be Raised $265,840 Associated Brokers / Dealers N/A CIK Number 0001450416 Filed Document 0001183740-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:57:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Deerpath Capital Advantage V-B (Cayman), LP See All Filings	D	2019-04-15 14:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. and Polaris Investment Advisory AG CIK Number 0001772886 Filed Document 0001772886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:51:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Unite Partners L.P. See All Filings	D	2019-04-15 14:49:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771835 Filed Document 0001771835-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:49:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ajax Health II LLC See All Filings	D	2019-04-15 14:46:35 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001773829 Filed Document 0001062993-19-001703 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:46:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Institutional High Yield Fixed Income Private Fund See All Filings	D/A	2019-04-15 14:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672407 Filed Document 0001567619-19-008791 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Diocese of Brooklyn Risk Reduction Strategy See All Filings	D/A	2019-04-15 14:41:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649416 Filed Document 0001649416-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Brand Partners, L.P. See All Filings	D/A	2019-04-15 14:40:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771422 Filed Document 0001771422-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:40:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Mercury Cayman Fund, Ltd. See All Filings	D	2019-04-15 14:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772962 Filed Document 0000919574-19-002941 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:38:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOGO BAND, INC. See All Filings	D	2019-04-15 14:37:18 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001679032 Filed Document 0001679032-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:37:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Hila Capital Fund LP See All Filings	D	2019-04-15 14:32:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771943 Filed Document 0001567619-19-008789 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:32:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appalachian Resort, LLC See All Filings	D	2019-04-15 14:31:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636631 Filed Document 0001636631-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:31:24 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Western Alternative Strategies, L.P. - GPS Series See All Filings	D	2019-04-15 14:29:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773748 Filed Document 0001315863-19-000346 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:29:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Kaleidoscope Fund LLC See All Filings	D	2019-04-15 14:27:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406599 Filed Document 0001406599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:27:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SHIFT Ventures R Holdings, LLC See All Filings	D	2019-04-15 14:27:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773163 Filed Document 0001773163-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:27:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wonder Coinvest, LP See All Filings	D	2019-04-15 14:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001773252 Filed Document 0001567619-19-008786 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAM Tax Lien Fund LP See All Filings	D	2019-04-15 14:24:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001773815 Filed Document 0001773815-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:24:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CloudInsyte Inc. See All Filings	D	2019-04-15 14:23:49 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001773352 Filed Document 0001773352-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:23:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gibbon Film, LLC See All Filings	D	2019-04-15 14:23:20 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001773312 Filed Document 0001144204-19-019643 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:23:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUINOX ALTERNATIVE OFFSHORE FUND LP See All Filings	D/A	2019-04-15 14:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460816 Filed Document 0001460816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Prophecy Special Opportunities Fund, LP See All Filings	D	2019-04-15 14:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764402 Filed Document 0001567619-19-008784 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clear Sky Financial, LLC See All Filings	D	2019-04-15 14:22:30 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001773732 Filed Document 0001773732-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:22:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Hatteras Venture Partners VI, LP See All Filings	D	2019-04-15 14:20:03 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001773613 Filed Document 0001773613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:20:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hungry Marketplace, Inc. See All Filings	D	2019-04-15 14:17:29 UTC
Amount To Be Raised $8,708,138 Associated Brokers / Dealers N/A CIK Number 0001690033 Filed Document 0001690033-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:17:29 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Diocese of Brooklyn Growth Strategy See All Filings	D/A	2019-04-15 14:13:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649415 Filed Document 0001649415-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:13:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUINOX ALTERNATIVE FUND LP See All Filings	D/A	2019-04-15 14:09:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460955 Filed Document 0001460955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:09:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Gamma Alloys, Inc. See All Filings	D	2019-04-15 14:08:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001773703 Filed Document 0001773703-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 14:08:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StrikePoint Gold Inc. See All Filings	D	2019-04-15 13:58:18 UTC
Amount To Be Raised $8,256 Associated Brokers / Dealers N/A CIK Number 0001740052 Filed Document 0001740052-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 13:58:18 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane European Investors SCA SICAV RAIF CI IV Parallel Sub-Fund See All Filings	D	2019-04-15 13:45:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001773824 Filed Document 0001773824-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 13:45:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paradromics, Inc. See All Filings	D	2019-04-15 13:32:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001668302 Filed Document 0001668302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 13:32:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Flowmetric Life Sciences, Inc. See All Filings	D	2019-04-15 13:29:50 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001695069 Filed Document 0001192482-19-000192 Exclusions or Exemptions 506b Accepted Date 2019-04-15 13:29:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 149 See All Filings	D/A	2019-04-15 13:29:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc, M Holdings Securities, Inc, and M Financial Securities Marketing, Inc CIK Number 0001653627 Filed Document 0001653627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 13:29:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL147 See All Filings	D/A	2019-04-15 13:20:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Lombard International Distribution Company CIK Number 0001643960 Filed Document 0001643960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 13:20:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Public Inflation Hedges Fund See All Filings	D/A	2019-04-15 13:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650772 Filed Document 0001650772-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 13:19:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffin Capital (South Beach - Vegas) DST See All Filings	D/A	2019-04-15 13:06:16 UTC
Amount To Be Raised $32,662,643 Associated Brokers / Dealers Griffin Capital Securities, LLC, Sonya Gotz, Daniel Rhett Jeppson, Don Hartmann, Vint Hartmann, Steve Haskell, Robert Horning, Eric Heckman, Chay Lapin, and Scott Offerman CIK Number 0001756603 Filed Document 0001756603-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-15 13:06:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Toshiba Memory Holdings Corp See All Filings	D	2019-04-15 12:50:46 UTC
Amount To Be Raised $70,235,343 Associated Brokers / Dealers N/A CIK Number 0001773708 Filed Document 0001773708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:50:46 UTC Type of Offering D Industry Other Technology Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Equity
Fig Tree MariCap Blue Dog 2019, LLC See All Filings	D	2019-04-15 12:49:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773811 Filed Document 0001773811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:49:22 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DFW Capital Partners VI, L.P. See All Filings	D	2019-04-15 12:47:29 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001773240 Filed Document 0001773240-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:47:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Equity Plus Fund See All Filings	D/A	2019-04-15 12:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753556 Filed Document 0001753556-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:46:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Springs Capital Trust Series D See All Filings	D/A	2019-04-15 12:46:20 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001739941 Filed Document 0001739941-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:46:20 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Griffin Capital (South Beach - Vegas) DST See All Filings	D/A	2019-04-15 12:46:07 UTC
Amount To Be Raised $32,662,643 Associated Brokers / Dealers Griffin Capital Securities, LLC, Sonya Gotz, Daniel Rhett Jeppson, Don Hartmann, Vint Hartmann, Steve Haskell, Robert Horning, Eric Heckman, Chay Lapin, and Scott Offerman CIK Number 0001756603 Filed Document 0001756603-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:46:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dubsmash Inc. See All Filings	D	2019-04-15 12:33:16 UTC
Amount To Be Raised $6,749,997 Associated Brokers / Dealers N/A CIK Number 0001773786 Filed Document 0001773786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:33:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Coliseum Capital Partners II, L.P. See All Filings	D/A	2019-04-15 12:22:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567187 Filed Document 0001567187-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:22:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circle 9 Non-Operated Working Interest Fund I LP See All Filings	D/A	2019-04-15 12:15:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620960 Filed Document 0001620960-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-15 12:15:23 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity