Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account VL 154 See All Filings	D/A	2019-04-16 14:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc, and Silver Leaf Partners, LLC CIK Number 0001656281 Filed Document 0001656281-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:12:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G&B Holdco, Inc. See All Filings	D	2019-04-16 14:06:26 UTC
Amount To Be Raised $10,025,000 Associated Brokers / Dealers N/A CIK Number 0001772619 Filed Document 0000950138-19-000256 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:06:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
El Silencio Holdings, Inc. See All Filings	D	2019-04-16 14:04:52 UTC
Amount To Be Raised $19,999,995 Associated Brokers / Dealers N/A CIK Number 0001610724 Filed Document 0001567619-19-008826 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:04:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
C MelTel LLC See All Filings	D	2019-04-16 14:04:26 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001773766 Filed Document 0001773766-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:04:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
G&B Holdco, Inc. See All Filings	D	2019-04-16 14:02:56 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001772619 Filed Document 0000950138-19-000255 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:02:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protectit First Aid & Safety, LLC See All Filings	D	2019-04-16 13:59:19 UTC
Amount To Be Raised $1,190,000 Associated Brokers / Dealers N/A CIK Number 0001773691 Filed Document 0001773691-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:59:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
96-100 TUERS INVESTORS, LLC See All Filings	D	2019-04-16 13:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773778 Filed Document 0000919574-19-002959 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:56:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DHA Endoscopy, LLC See All Filings	D	2019-04-16 13:56:12 UTC
Amount To Be Raised $662,227 Associated Brokers / Dealers N/A CIK Number 0001716936 Filed Document 0001015325-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:56:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Payground, Inc. See All Filings	D	2019-04-16 13:55:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001773974 Filed Document 0001773974-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:55:33 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BG Remington Place, LLC See All Filings	D	2019-04-16 13:55:01 UTC
Amount To Be Raised $3,703,240 Associated Brokers / Dealers N/A CIK Number 0001774009 Filed Document 0001774009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:55:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 176 See All Filings	D/A	2019-04-16 13:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001708677 Filed Document 0001708677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:54:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-CRJ, a series of Equidate Investments LLC See All Filings	D/A	2019-04-16 13:53:52 UTC
Amount To Be Raised $594,750 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001715179 Filed Document 0001728388-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:53:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Multifamily Portfolio II DST See All Filings	D/A	2019-04-16 13:52:50 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Sagepoint Financial, Inc., Matthew Hickey, Thomas Karsten, Wayne Bernardo, Darrach Bourke, Jason Salmon, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, Adam Bryan, and Jesus Quezada CIK Number 0001747750 Filed Document 0001757500-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:52:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 174 See All Filings	D/A	2019-04-16 13:45:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001702566 Filed Document 0001702566-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:45:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio IV DST See All Filings	D/A	2019-04-16 13:43:45 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield CIK Number 0001757500 Filed Document 0001757500-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:43:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Matterhorn L.P. See All Filings	D/A	2019-04-16 13:43:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697070 Filed Document 0001144204-19-019858 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:43:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A MelTel LLC See All Filings	D	2019-04-16 13:41:35 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001773834 Filed Document 0001773834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:41:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-CRJ, a series of Equidate Investments LLC See All Filings	D/A	2019-04-16 13:41:35 UTC
Amount To Be Raised $594,750 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001715179 Filed Document 0001728388-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grow Small Cap Equity Long/Short L.P. See All Filings	D/A	2019-04-16 13:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545221 Filed Document 0001144204-19-019856 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTP-SAX RPL 026, a series of SAX Capital Series Fund V, LP See All Filings	D	2019-04-16 13:38:46 UTC
Amount To Be Raised $437,000 Associated Brokers / Dealers N/A CIK Number 0001773967 Filed Document 0001773967-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:38:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 162 See All Filings	D/A	2019-04-16 13:38:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc, M Holdings Securities, Inc, and M Financial Securities Marketing, Inc. CIK Number 0001692897 Filed Document 0001692897-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:38:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realvolve, Inc. See All Filings	D	2019-04-16 13:31:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001773963 Filed Document 0001773963-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:31:08 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-VTR, a series of Equidate Investments LLC See All Filings	D/A	2019-04-16 13:28:40 UTC
Amount To Be Raised $3,779,840 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001764600 Filed Document 0001728388-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:28:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Vision Fund International, Ltd. See All Filings	D/A	2019-04-16 13:27:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415705 Filed Document 0000919574-19-002957 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:27:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fund II, a series of Abstract Ventures Special Opportunities, LP See All Filings	D	2019-04-16 13:26:22 UTC
Amount To Be Raised $56,208 Associated Brokers / Dealers N/A CIK Number 0001773968 Filed Document 0001773968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:26:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Myers Multifamily DST See All Filings	D/A	2019-04-16 13:25:13 UTC
Amount To Be Raised $23,971,364 Associated Brokers / Dealers Inland Securities Corporation, Rudi Siela, John Chess, Edward Fernandez, RCX Capital Group LLC, Scott Sheehan, Kevin Daniels, Debra Shleining, Grant Conness, Robert Bye, Eric Scaff, Sherry Malone, Mike Bendix, Jeff Senglaub, Blayne Anderson, Troy Thomas, Damian Dering, Marinos Ballas, William Morrow, Jack Creighton, Mike Newton, John Bishop, Michael Janis, Jon Paul Cirelli, W Aubrey Morrow, Frank Kuiper, and Christina Nielson CIK Number 0001759531 Filed Document 0001765796-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:25:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Second Curve Vision Fund LP See All Filings	D/A	2019-04-16 13:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411840 Filed Document 0000919574-19-002955 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:24:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Decisions, LLC See All Filings	D	2019-04-16 13:24:25 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001773952 Filed Document 0001773952-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:24:25 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JFX, a series of Equidate Investments LLC See All Filings	D/A	2019-04-16 13:22:31 UTC
Amount To Be Raised $3,004,215 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001711896 Filed Document 0001728388-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:22:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Partners II LP See All Filings	D/A	2019-04-16 13:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412423 Filed Document 0000919574-19-002953 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:21:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 155 See All Filings	D/A	2019-04-16 13:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001681768 Filed Document 0001681768-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:20:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Partners International, Ltd. See All Filings	D/A	2019-04-16 13:18:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001115497 Filed Document 0000919574-19-002951 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:18:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DUBOSE MODEL HOME INVESTORS #205, LP See All Filings	D	2019-04-16 13:16:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Not applicable (N/A) CIK Number 0001771351 Filed Document 0001771351-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:16:42 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WO Fund I, a series of Sun Room Funds, LP See All Filings	D	2019-04-16 13:16:20 UTC
Amount To Be Raised $289,691 Associated Brokers / Dealers N/A CIK Number 0001773965 Filed Document 0001773965-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:16:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOND CURVE PARTNERS LP See All Filings	D/A	2019-04-16 13:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001116270 Filed Document 0000919574-19-002948 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:15:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WestOak Holdings LLC See All Filings	D	2019-04-16 13:13:00 UTC
Amount To Be Raised $140,850 Associated Brokers / Dealers N/A CIK Number 0001773432 Filed Document 0001654954-19-004459 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:13:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Simpatico Studios, LLC See All Filings	D	2019-04-16 13:12:36 UTC
Amount To Be Raised $200,002 Associated Brokers / Dealers N/A CIK Number 0001773908 Filed Document 0001773908-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:12:36 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SHOE CRAZY WINE, LLC See All Filings	D	2019-04-16 13:11:07 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001773885 Filed Document 0001773885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:11:07 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Paris Emergency Center, LLC See All Filings	D	2019-04-16 13:10:13 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001773539 Filed Document 0001654954-19-004457 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:10:13 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Venture Science Select Micro Fund I, LP See All Filings	D/A	2019-04-16 13:09:53 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001648276 Filed Document 0001728388-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:09:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Odessa Emergency Center, LLC See All Filings	D	2019-04-16 13:09:24 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001773540 Filed Document 0001654954-19-004455 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:09:24 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
David S. Rosenberg & Associates, LLC See All Filings	D	2019-04-16 13:08:57 UTC
Amount To Be Raised $412,000 Associated Brokers / Dealers David S. Rosenberg CIK Number 0001773857 Filed Document 0001773857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:08:57 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
Midland Emergency Center, LLC See All Filings	D	2019-04-16 13:07:50 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001773536 Filed Document 0001654954-19-004453 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:07:50 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Texarkana Emergency Center, LLC See All Filings	D	2019-04-16 13:07:01 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001773541 Filed Document 0001654954-19-004451 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:07:01 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Self-Storage Portfolio VI, DST See All Filings	D/A	2019-04-16 13:06:17 UTC
Amount To Be Raised $26,663,786 Associated Brokers / Dealers Robert Smith, Chay Lapin, Bryan Hakola, Thomas Kieffer, David Levinson, Christopher Dukes, Elizabeth Friant, Scott Sheehan, Michael Radford, Shawn O'Shaugnessy, Caleb Tsang, Grant Conness, Mike Bendix, Forrest Padilla, RCX Capital Group, LLC, Glen Biener, David Dahill, Ronald Myers, John Jenkins, Mark Williams, Bryce Hamilton, Robert Fagan, Daren Pladson, Jason McMurty, Jill Klose, AnnMarie Millinazzo, Troy Thomas, Taylor Ashland, Brett Ohlen, Vickie Adams, Scott Barber, Eric Scaff, Roy Pfleger, Donald Meredith, Jack Creighton, and Loren Kagan CIK Number 0001765796 Filed Document 0001765796-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:06:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NO Fund I, a series of PLG Master Partnership, LP See All Filings	D	2019-04-16 13:04:26 UTC
Amount To Be Raised $154,000 Associated Brokers / Dealers N/A CIK Number 0001773964 Filed Document 0001773964-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:04:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Health Sciences, Inc. See All Filings	D/A	2019-04-16 13:03:09 UTC
Amount To Be Raised $13,680,000 Associated Brokers / Dealers N/A CIK Number 0001588054 Filed Document 0001588054-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:03:09 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eLum Technologies, Inc. See All Filings	D	2019-04-16 13:01:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001685614 Filed Document 0001753335-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:01:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Allganize, Inc. See All Filings	D	2019-04-16 13:01:41 UTC
Amount To Be Raised $4,950,001 Associated Brokers / Dealers N/A CIK Number 0001773958 Filed Document 0001773958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 13:01:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Copperfield Emergency Center, LLC See All Filings	D	2019-04-16 12:59:01 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001773538 Filed Document 0001654954-19-004448 Exclusions or Exemptions 506b Accepted Date 2019-04-16 12:59:01 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity