Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GS&A Premium Income Trust See All Filings	D/A	2019-04-16 16:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570444 Filed Document 0001773511-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIMMONS FIRST NATIONAL CORP See All Filings	D	2019-04-16 16:02:58 UTC
Amount To Be Raised $42,000,020 Associated Brokers / Dealers N/A CIK Number 0000090498 Filed Document 0001552781-19-000169 Exclusions or Exemptions 506b Accepted Date 2019-04-16 16:02:58 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARKANSAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Cohort 2, a Series of Venture University Master, LLC See All Filings	D/A	2019-04-16 15:58:56 UTC
Amount To Be Raised $492,630 Associated Brokers / Dealers N/A CIK Number 0001760805 Filed Document 0001768319-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:58:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A U.S. Equity Fund See All Filings	D/A	2019-04-16 15:53:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001773511-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:53:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cohort 3, a Series of Venture University Master, LLC See All Filings	D/A	2019-04-16 15:51:46 UTC
Amount To Be Raised $325,569 Associated Brokers / Dealers N/A CIK Number 0001770183 Filed Document 0001768319-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craft Asset Holdings LLC See All Filings	D	2019-04-16 15:51:28 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Craft Capital Management LLC CIK Number 0001674233 Filed Document 0001683168-19-001072 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:51:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LGP Associates VII-B LLC See All Filings	D	2019-04-16 15:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707741 Filed Document 0001707739-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:49:49 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VII-A LLC See All Filings	D	2019-04-16 15:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707739 Filed Document 0001707739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:47:09 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thora Capital Fund I, LP See All Filings	D	2019-04-16 15:45:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Old City Securities LLC and Oakpoint Solutions, LLC CIK Number 0001773599 Filed Document 0001773599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:45:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GS&A U.S. Equity Fund II See All Filings	D/A	2019-04-16 15:45:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570176 Filed Document 0001773511-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:45:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcubed Inc See All Filings	D/A	2019-04-16 15:44:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692786 Filed Document 0001692786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:44:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cohort 3, a Series of Venture University Master, LLC See All Filings	D	2019-04-16 15:40:49 UTC
Amount To Be Raised $286,069 Associated Brokers / Dealers N/A CIK Number 0001770183 Filed Document 0001768319-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:40:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A International Fund See All Filings	D/A	2019-04-16 15:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570108 Filed Document 0001773511-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:39:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Custom Solutions Hospital Sisters Fund, Ltd. See All Filings	D/A	2019-04-16 15:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith, Inc. CIK Number 0001532692 Filed Document 0001532692-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starbeat Entertainment, Inc See All Filings	D	2019-04-16 15:36:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772964 Filed Document 0001772964-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:36:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GS&A Enhanced Bond Fund See All Filings	D/A	2019-04-16 15:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570264 Filed Document 0001773511-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:35:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCAS XIII Co-Investors LLC See All Filings	D	2019-04-16 15:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772986 Filed Document 0001772986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:32:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Science Fiction Ventures Fund III, a series of Sharding Capital Management, LLC See All Filings	D	2019-04-16 15:31:36 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001768319 Filed Document 0001768319-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:31:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Credit Arbitrage Fund See All Filings	D/A	2019-04-16 15:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570266 Filed Document 0001773511-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 190 See All Filings	D/A	2019-04-16 15:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, and M Holdings Securities, Inc CIK Number 0001723158 Filed Document 0001723158-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:28:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
June Medical Holdings, LLC See All Filings	D/A	2019-04-16 15:25:37 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001773860 Filed Document 0001773860-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:25:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Sisu Global Health Inc. See All Filings	D/A	2019-04-16 15:25:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672635 Filed Document 0001672635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:25:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
GS&A Enhanced Yield Fund See All Filings	D/A	2019-04-16 15:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570090 Filed Document 0001773511-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:20:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
READYDOCK, INC. See All Filings	D	2019-04-16 15:17:39 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001711831 Filed Document 0001711831-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:17:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Fifth Wall Ventures SPV XIV, L.P. See All Filings	D	2019-04-16 15:16:50 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001773649 Filed Document 0001773649-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:16:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChromaCode, Inc. See All Filings	D	2019-04-16 15:15:18 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001704675 Filed Document 0001704675-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:15:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GS&A Resource Fund See All Filings	D/A	2019-04-16 15:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573903 Filed Document 0001773511-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:14:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2179086 Alberta Ltd. See All Filings	D	2019-04-16 15:13:45 UTC
Amount To Be Raised $72,654 Associated Brokers / Dealers N/A CIK Number 0001773838 Filed Document 0001062993-19-001742 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:13:45 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Falkbuilt Ltd. See All Filings	D	2019-04-16 15:12:59 UTC
Amount To Be Raised $5,739,674 Associated Brokers / Dealers N/A CIK Number 0001773843 Filed Document 0001062993-19-001740 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:12:59 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 187 See All Filings	D/A	2019-04-16 15:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001723367 Filed Document 0001723367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:09:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SightPlan, Inc. See All Filings	D	2019-04-16 15:09:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001631918 Filed Document 0001631918-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:09:29 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
June Medical Holdings, LLC See All Filings	D	2019-04-16 15:09:18 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001773860 Filed Document 0001773860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:09:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Sportsman Tracker, Inc. See All Filings	D	2019-04-16 15:08:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001772228 Filed Document 0001772228-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:08:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GS&A GLOBAL SPECIAL SITUATIONS FUND See All Filings	D/A	2019-04-16 15:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706414 Filed Document 0001773511-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archstone Investments Opportunities Fund LP See All Filings	D/A	2019-04-16 15:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739781 Filed Document 0001739781-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:05:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Profit Vault, LLC See All Filings	D	2019-04-16 15:03:40 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001773863 Filed Document 0001773863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:03:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Engaged Capital Flagship Fund, L.P. See All Filings	D/A	2019-04-16 15:02:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559850 Filed Document 0001144204-19-019882 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 182 See All Filings	D/A	2019-04-16 15:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719768 Filed Document 0001719768-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-16 15:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4C GPS III, LP See All Filings	D	2019-04-16 14:56:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001771822 Filed Document 0001192482-19-000197 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:56:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital Flagship Fund, Ltd. See All Filings	D/A	2019-04-16 14:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619827 Filed Document 0001144204-19-019876 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livegenic Inc See All Filings	D	2019-04-16 14:52:45 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001773940 Filed Document 0001773940-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:52:45 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Engine Airflow Capital, LP See All Filings	D/A	2019-04-16 14:49:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623771 Filed Document 0001623771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:49:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Bay Resource Partners Fund LLC See All Filings	D	2019-04-16 14:46:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701293 Filed Document 0001701293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:46:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 179 See All Filings	D/A	2019-04-16 14:43:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001717464 Filed Document 0001717464-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:43:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pan Global Advisers Diversified Fund, L.P. See All Filings	D	2019-04-16 14:33:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773582 Filed Document 0000935836-19-000253 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:33:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashwood 2019 Private Investment I-8F Aqua See All Filings	D	2019-04-16 14:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773962 Filed Document 0001144204-19-019867 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:25:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AS Bruch Fund, LLC See All Filings	D/A	2019-04-16 14:22:56 UTC
Amount To Be Raised $564,180 Associated Brokers / Dealers N/A CIK Number 0001763291 Filed Document 0001728388-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:22:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLURESH LLC See All Filings	D	2019-04-16 14:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCDONALD PARTNERS LLC CIK Number 0001773805 Filed Document 0001773805-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:22:21 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Floafers, LLC See All Filings	D/A	2019-04-16 14:19:14 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001716496 Filed Document 0001716496-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:19:14 UTC Type of Offering D/A Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FNY Partners Fund LP See All Filings	D/A	2019-04-16 14:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563794 Filed Document 0001563794-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-16 14:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity