Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Adaptive Holdings Ltd See All Filings	D	2019-04-22 11:51:34 UTC
Amount To Be Raised $2,828,117 Associated Brokers / Dealers N/A CIK Number 0001772355 Filed Document 0001772355-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:51:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Hedosophia Partners III L.P. See All Filings	D	2019-04-22 11:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773355 Filed Document 0001773355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:46:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamlin Income Plus Fund, L.P. See All Filings	D	2019-04-22 11:27:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital LLC CIK Number 0001465384 Filed Document 0001465384-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:27:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
VV ATREUS SPECIAL FUND LLC See All Filings	D	2019-04-22 11:26:04 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001774043 Filed Document 0001774043-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:26:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMLIN YIELD PARTNERS LP See All Filings	D	2019-04-22 11:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260464 Filed Document 0001260464-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:24:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AJO Emerging Markets Hedge Fund, L.P. See All Filings	D/A	2019-04-22 11:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565093 Filed Document 0001565093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets Offshore Hedge Fund, Ltd. See All Filings	D/A	2019-04-22 11:15:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565074 Filed Document 0001565074-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:15:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optimus Ride Inc. See All Filings	D	2019-04-22 10:52:27 UTC
Amount To Be Raised $60,000,004 Associated Brokers / Dealers N/A CIK Number 0001656170 Filed Document 0001656170-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Old Orchard Credit Fund, Ltd. See All Filings	D/A	2019-04-22 10:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673777 Filed Document 0001673777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoubleRainbow Biosciences Inc. See All Filings	D	2019-04-22 10:44:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001749735 Filed Document 0001749735-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:44:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Old Orchard Credit Fund LP See All Filings	D/A	2019-04-22 10:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Advisors LLC CIK Number 0001639245 Filed Document 0001639245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Arena Manufacturing, LLC See All Filings	D	2019-04-22 10:38:46 UTC
Amount To Be Raised $2,500,020 Associated Brokers / Dealers N/A CIK Number 0001774200 Filed Document 0001493152-19-005691 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:38:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noveome Biotherapeutics, Inc. See All Filings	D/A	2019-04-22 10:34:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001478304 Filed Document 0001478304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:34:56 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LH Law Holdings LLC See All Filings	D	2019-04-22 10:34:54 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001774305 Filed Document 0001774305-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:34:54 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CUSHING FUND LP See All Filings	D/A	2019-04-22 10:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212598 Filed Document 0001315863-19-000364 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:26:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AquaFiber Technologies Corp See All Filings	D	2019-04-22 10:17:53 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001517241 Filed Document 0001517241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:17:53 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
11726 WEST LLC See All Filings	D	2019-04-22 10:02:19 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001774435 Filed Document 0001774435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:02:19 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
REVOLOK TECHNOLOGIES, LLC See All Filings	D	2019-04-22 07:59:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001774303 Filed Document 0001774303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 07:59:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
SOL Global Investments Corp. See All Filings	D	2019-04-22 07:42:30 UTC
Amount To Be Raised $3,129,742 Associated Brokers / Dealers N/A CIK Number 0001710138 Filed Document 0001062993-19-001810 Exclusions or Exemptions 506b Accepted Date 2019-04-22 07:42:30 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Grabr Inc. See All Filings	D	2019-04-19 20:32:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001638252 Filed Document 0001638252-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-19 20:32:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
aXiomatic, LLC See All Filings	D	2019-04-19 20:22:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001708560 Filed Document 0001382963-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-04-19 20:22:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AMADEUS PARTNERS L P See All Filings	D/A	2019-04-19 18:24:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0000829311 Filed Document 0000899140-19-000371 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:24:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAS Partners Fund, L.P. See All Filings	D/A	2019-04-19 18:23:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001594155 Filed Document 0000899140-19-000370 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:23:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAS Partners Retirement Fund, L.P. See All Filings	D/A	2019-04-19 18:23:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001580555 Filed Document 0000899140-19-000369 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:23:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
590 Partners, L.P. See All Filings	D/A	2019-04-19 18:22:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001574752 Filed Document 0000899140-19-000368 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:22:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Income Plus Fund LP See All Filings	D/A	2019-04-19 18:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, Stifel, Nicholaus & Company, and Summit Trail Securities, LLC CIK Number 0001438742 Filed Document 0000899140-19-000367 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB PINE ROCK FUND LP See All Filings	D/A	2019-04-19 18:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, and Stifel, Nicholaus & Company CIK Number 0001456066 Filed Document 0000899140-19-000366 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB ALL CAP ALPHA FUND LP See All Filings	D/A	2019-04-19 18:19:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, and Stifel, Nicholaus & Company CIK Number 0001436168 Filed Document 0000899140-19-000365 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:19:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capital Group Opportunistic Fund LLC See All Filings	D/A	2019-04-19 18:18:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Neuberger Berman BD LLC CIK Number 0001107982 Filed Document 0000899140-19-000364 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:18:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gain Stone Fort LLC See All Filings	D	2019-04-19 18:11:20 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001774433 Filed Document 0001774433-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:11:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aletheia Therapeutics, Inc. See All Filings	D	2019-04-19 17:58:17 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001774040 Filed Document 0001774040-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:58:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2019 PEF See All Filings	D	2019-04-19 17:54:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001774427 Filed Document 0001774427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:54:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
POSaBIT, Inc. See All Filings	D	2019-04-19 17:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669562 Filed Document 0001669562-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:35:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SPACE CAPITAL L.P. See All Filings	D/A	2019-04-19 17:29:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001722993 Filed Document 0001722993-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:29:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakcliff Capital Partners, LP See All Filings	D/A	2019-04-19 17:27:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakcliff Partners LLC CIK Number 0001657335 Filed Document 0001657335-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:27:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC VOLT INC. See All Filings	D	2019-04-19 17:20:41 UTC
Amount To Be Raised $4,825,000 Associated Brokers / Dealers N/A CIK Number 0001770934 Filed Document 0001770934-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:20:41 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. See All Filings	D	2019-04-19 17:18:40 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001773441 Filed Document 0001773451-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:18:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CUNAT MULTI-FAMILY INVESTMENT FUND III, LLC See All Filings	D	2019-04-19 17:16:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers ARETE Wealth Management LLC CIK Number 0001774428 Filed Document 0001774428-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:16:59 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DRIVE CAPITAL OVERDRIVE FUND I, L.P. See All Filings	D	2019-04-19 17:14:16 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001773446 Filed Document 0001773451-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:14:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drive Capital Fund III (TE), L.P. See All Filings	D	2019-04-19 17:09:30 UTC
Amount To Be Raised $307,181,250 Associated Brokers / Dealers N/A CIK Number 0001773458 Filed Document 0001773451-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:09:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buddy Mac Holdings, LLC See All Filings	D	2019-04-19 17:05:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001691369 Filed Document 0001691369-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:05:37 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Drive Capital Fund III, L.P. See All Filings	D	2019-04-19 17:05:10 UTC
Amount To Be Raised $307,181,250 Associated Brokers / Dealers N/A CIK Number 0001773451 Filed Document 0001773451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:05:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANF Investors, L.P. See All Filings	D/A	2019-04-19 17:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639960 Filed Document 0000905718-19-000378 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thurston Fund I, LP See All Filings	D/A	2019-04-19 16:55:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737037 Filed Document 0001393725-19-000080 Exclusions or Exemptions 506b Accepted Date 2019-04-19 16:55:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Math Venture Partners II, L.P. See All Filings	D/A	2019-04-19 16:45:12 UTC
Amount To Be Raised $44,075,000 Associated Brokers / Dealers N/A CIK Number 0001728377 Filed Document 0001728377-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 16:45:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIANGLE PEAK PARTNERS GLOBAL ALLOCATION LP See All Filings	D/A	2019-04-19 16:39:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446272 Filed Document 0001446272-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 16:39:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SH Fund I, L.P. See All Filings	D	2019-04-19 16:37:54 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001765810 Filed Document 0001765810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 16:37:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safest Seats LLC See All Filings	D	2019-04-19 16:20:59 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001725802 Filed Document 0001725802-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-19 16:20:59 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Global Credit Feeder (Cayman), L.P. See All Filings	D/A	2019-04-19 16:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703616 Filed Document 0001703616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 16:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
India Acorn Fund (Delaware) LLC See All Filings	D/A	2019-04-19 16:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716793 Filed Document 0001716793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 16:12:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund