Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PA Senior Credit Opportunities Fund, L.P. See All Filings	D	2019-04-22 16:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774165 Filed Document 0001774165-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 16:09:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clove Brand, Inc. See All Filings	D	2019-04-22 15:59:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001774507 Filed Document 0001774507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:59:52 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Fund III Feeder Ltd See All Filings	D	2019-04-22 15:52:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774390 Filed Document 0001733744-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Fund III GmbH & Co. See All Filings	D	2019-04-22 15:51:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774345 Filed Document 0001733744-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:51:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Co-Invest Fund (Madison), LP See All Filings	D	2019-04-22 15:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774118 Filed Document 0000935836-19-000271 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:46:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Co-Invest Fund (Sutton), LP See All Filings	D	2019-04-22 15:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774117 Filed Document 0000935836-19-000270 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:45:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BackOffice.co, Inc. See All Filings	D	2019-04-22 15:45:30 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001774150 Filed Document 0001774150-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:45:30 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ASTROTECH Corp See All Filings	D	2019-04-22 15:45:19 UTC
Amount To Be Raised $1,999,994 Associated Brokers / Dealers N/A CIK Number 0001001907 Filed Document 0001001907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:45:19 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GameSalad, Inc. See All Filings	D	2019-04-22 15:45:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001471522 Filed Document 0001209191-19-025464 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:45:03 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
One01 Capital Partners, Ltd. See All Filings	D/A	2019-04-22 15:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738218 Filed Document 0000935836-19-000269 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:42:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blueprint Texas Opportunity Zone Fund, LLLP See All Filings	D	2019-04-22 15:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774308 Filed Document 0001774308-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:37:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC aXiomatic, LLC See All Filings	D	2019-04-22 15:33:07 UTC
Amount To Be Raised $4,475,000 Associated Brokers / Dealers N/A CIK Number 0001772970 Filed Document 0001772970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:33:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Center Lake Capital, L.P. See All Filings	D/A	2019-04-22 15:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627589 Filed Document 0001627589-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:32:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Prosperity Solutions LLC See All Filings	D	2019-04-22 15:30:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772599 Filed Document 0001772599-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:30:16 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LendingPoint Consolidated, Inc. See All Filings	D	2019-04-22 15:29:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730955 Filed Document 0001730955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:29:52 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ROC Master Fund LP See All Filings	D	2019-04-22 15:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769755 Filed Document 0001769755-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:25:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlinkAI Technologies, Inc. See All Filings	D	2019-04-22 15:24:11 UTC
Amount To Be Raised $1,997,922 Associated Brokers / Dealers N/A CIK Number 0001735949 Filed Document 0001735949-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:24:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Global Alpha Opportunities Fund LLC See All Filings	D/A	2019-04-22 15:22:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672296 Filed Document 0001764223-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:22:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
BWR Innovations LLC See All Filings	D/A	2019-04-22 15:17:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001754634 Filed Document 0001754634-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:17:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SUN Behavioral HoldCo, LLC See All Filings	D/A	2019-04-22 15:11:31 UTC
Amount To Be Raised $54,352,642 Associated Brokers / Dealers N/A CIK Number 0001598403 Filed Document 0001598403-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 15:11:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Poseida Therapeutics, Inc. See All Filings	D	2019-04-22 14:51:42 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001661460 Filed Document 0001661460-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:51:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ace Marks, LLC See All Filings	D	2019-04-22 14:47:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001774480 Filed Document 0001774480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:47:37 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CytoRecovery, Inc. See All Filings	D	2019-04-22 14:45:09 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001741666 Filed Document 0001741666-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:45:09 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Lochridge Energy Onshore, LLC See All Filings	D/A	2019-04-22 14:44:10 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Self-Underwritten, N/A CIK Number 0001512526 Filed Document 0001171520-19-000176 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:44:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Waagu, Inc. See All Filings	D	2019-04-22 14:44:09 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001669750 Filed Document 0001669750-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:44:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Waagu, Inc. See All Filings	D/A	2019-04-22 14:41:43 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001669750 Filed Document 0001669750-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:41:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CILB III, L.P. See All Filings	D	2019-04-22 14:38:02 UTC
Amount To Be Raised $3,521,000 Associated Brokers / Dealers N/A CIK Number 0001774267 Filed Document 0001774267-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:38:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Five Aces Capital, LP See All Filings	D	2019-04-22 14:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773543 Filed Document 0001773543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:37:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infiniti Recruiting Partners, L.P. See All Filings	D	2019-04-22 14:25:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772416 Filed Document 0001772416-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:25:16 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rhizome Partners LP See All Filings	D/A	2019-04-22 14:24:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575312 Filed Document 0001575312-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:24:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evofem Biosciences, Inc. See All Filings	D	2019-04-22 14:23:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Wells Fargo Securities, LLC and Piper Jaffray & Co. CIK Number 0001618835 Filed Document 0001618835-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:23:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Esusu Financial, Inc. See All Filings	D	2019-04-22 14:21:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001736568 Filed Document 0001736568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:21:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cherry Street Investment Holdings, LLC See All Filings	D	2019-04-22 14:10:52 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001774488 Filed Document 0001275774-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:10:52 UTC Type of Offering D Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
14th Street CIV US LP See All Filings	D	2019-04-22 14:06:21 UTC
Amount To Be Raised $32,570,000 Associated Brokers / Dealers N/A CIK Number 0001773759 Filed Document 0001773759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:06:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CytoRecovery, Inc. See All Filings	D	2019-04-22 14:06:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001741666 Filed Document 0001741666-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:06:01 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Sound West Oz Fund I, LP See All Filings	D	2019-04-22 14:04:35 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers CRESCENT SECURITIES GROUP, INC. CIK Number 0001773159 Filed Document 0001773159-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 14:04:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ARC Energy Fund 9 United States Limited Partnership See All Filings	D/A	2019-04-22 13:56:34 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers FirstPoint Equity Capital Limited and Stifel, Nicolaus & Company, Incorporated CIK Number 0001739358 Filed Document 0000897069-19-000229 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:56:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
ABK Biomedical Inc See All Filings	D	2019-04-22 13:54:13 UTC
Amount To Be Raised $23,499,999 Associated Brokers / Dealers N/A CIK Number 0001773773 Filed Document 0001773773-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:54:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dash Radio, Inc. See All Filings	D	2019-04-22 13:47:48 UTC
Amount To Be Raised $11,450,000 Associated Brokers / Dealers N/A CIK Number 0001622871 Filed Document 0001622871-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:47:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Baseline CRE Income Fund, LLC See All Filings	D	2019-04-22 13:42:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001772548 Filed Document 0001772548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:42:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Whistic, Inc. See All Filings	D/A	2019-04-22 13:37:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001668182 Filed Document 0001668182-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:37:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CLICKFOX, INC See All Filings	D	2019-04-22 13:33:05 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001275774 Filed Document 0001275774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:33:05 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wealthcapital I, LP See All Filings	D/A	2019-04-22 13:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630505 Filed Document 0001562555-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian 54 LLC See All Filings	D	2019-04-22 13:27:56 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001649220 Filed Document 0001649220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:27:56 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
OncoNano Medicine, Inc. See All Filings	D/A	2019-04-22 13:27:37 UTC
Amount To Be Raised $35,392,140 Associated Brokers / Dealers Salem Partners LLC CIK Number 0001735726 Filed Document 0001735726-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:27:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tampa Bay Banking Co See All Filings	D/A	2019-04-22 13:23:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707724 Filed Document 0001707724-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:23:05 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Jack's Holdings, Inc. See All Filings	D	2019-04-22 12:51:59 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001699697 Filed Document 0001699697-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-22 12:51:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
XA SPV, LLC See All Filings	D	2019-04-22 12:28:49 UTC
Amount To Be Raised $45,800,000 Associated Brokers / Dealers N/A CIK Number 0001771024 Filed Document 0001771024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 12:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Verte Inc. See All Filings	D/A	2019-04-22 12:04:11 UTC
Amount To Be Raised $12,000,020 Associated Brokers / Dealers N/A CIK Number 0001773414 Filed Document 0001773414-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 12:04:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Fund, L.P. See All Filings	D/A	2019-04-22 11:51:46 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001761788 Filed Document 0001761788-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund