Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Coriell Life Sciences, Inc. See All Filings	D	2019-05-06 10:12:50 UTC
Amount To Be Raised $10,017,927 Associated Brokers / Dealers N/A CIK Number 0001675480 Filed Document 0001675480-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:12:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Constellation Fund, SPC, for & on behalf of its Equities IV Segregated Portfolio See All Filings	D/A	2019-05-06 10:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655326 Filed Document 0001655326-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:06:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund, SPC, for & on behalf of its Equities III Segregated Portfolio See All Filings	D/A	2019-05-06 09:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588829 Filed Document 0001588829-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 09:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2019-05-06 09:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 09:49:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Technology Capital Solutions I, L.P. See All Filings	D	2019-05-06 09:23:07 UTC
Amount To Be Raised $66,650,000 Associated Brokers / Dealers N/A CIK Number 0001774916 Filed Document 0001774916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 09:23:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Technology Capital Solutions I-A, L.P. See All Filings	D	2019-05-06 09:18:41 UTC
Amount To Be Raised $66,650,000 Associated Brokers / Dealers N/A CIK Number 0001774989 Filed Document 0001774989-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 09:18:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vestaron Corp See All Filings	D	2019-05-06 08:37:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001398181 Filed Document 0001398181-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 08:37:26 UTC Type of Offering D Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Functional Fluidics LLC See All Filings	D	2019-05-06 08:35:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001775306 Filed Document 0001775306-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 08:35:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
RK Berewick Pointe DST See All Filings	D/A	2019-05-06 06:16:23 UTC
Amount To Be Raised $34,200,000 Associated Brokers / Dealers JKR & Company, Rance King Securities Corporation, Colorado Financial Service Corporation, Courtlandt Securities Corporation, Concorde Investment Services, LLC, Crown Capital Securities LP, Heritage Financial Systems, Inc., Independent Financial Group, Oak Tree Securities, Inc., Parkland Securities, LLC, Whitehall - Parker Securities, Inc., McDermott Investment Services, Strategic Financial Alliance, Inc., Lightpath Capital, Emerson Equity LLC, Cabot Lodge Securities LLC, Boustead Securities LLC, Capulent LLC, Manchester Financial Inc., Westpark Capital, Inc., Wealthforge Securities, LLC, CFD Investments, Inc., Global Financial Private Equity, Money Concepts Capital Corp., and Primex CIK Number 0001774446 Filed Document 0001144204-19-023730 Exclusions or Exemptions 506b Accepted Date 2019-05-06 06:16:23 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TOWER EAST MAVERICK FUND LLC See All Filings	D/A	2019-05-03 21:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243631 Filed Document 0001243631-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 21:36:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HEDGE STRATEGY FUND NON-QP LLC See All Filings	D/A	2019-05-03 21:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370040 Filed Document 0001370040-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 21:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HEDGE STRATEGY FUND LLC See All Filings	D/A	2019-05-03 21:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053423 Filed Document 0001053423-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 21:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORS HEDGE FUND LLC See All Filings	D/A	2019-05-03 21:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 21:11:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Carleton Capital Fund I, LLC See All Filings	D	2019-05-03 20:18:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001775153 Filed Document 0001775153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 20:18:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Talview Inc. See All Filings	D/A	2019-05-03 20:00:40 UTC
Amount To Be Raised $45,678 Associated Brokers / Dealers N/A CIK Number 0001742989 Filed Document 0001742989-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 20:00:40 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Partners II Limited Partnership See All Filings	D/A	2019-05-03 19:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504196 Filed Document 0001504196-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 19:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Nantahala Capital Offshore Fund, Ltd. See All Filings	D/A	2019-05-03 19:45:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504195 Filed Document 0001504195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 19:45:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Nantahala Capital Offshore Fund I, Ltd. See All Filings	D/A	2019-05-03 19:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550475 Filed Document 0001550475-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 19:42:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Webercrest Village LLC, a Texas Ltd liability Co See All Filings	D	2019-05-03 18:58:31 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers none CIK Number 0001775692 Filed Document 0001775692-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 18:58:31 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Private Bancorp of America, Inc. See All Filings	D	2019-05-03 18:37:11 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001705284 Filed Document 0001705284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 18:37:11 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NarrativeDx Inc. See All Filings	D/A	2019-05-03 18:35:55 UTC
Amount To Be Raised $2,975,000 Associated Brokers / Dealers N/A CIK Number 0001649092 Filed Document 0001649092-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 18:35:55 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tau Orthopedics, Inc. See All Filings	D/A	2019-05-03 18:35:07 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001775628 Filed Document 0001775628-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 18:35:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amazing Energy Oil & Gas, Co. See All Filings	D	2019-05-03 18:26:21 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001375618 Filed Document 0001654954-19-005272 Exclusions or Exemptions 506b Accepted Date 2019-05-03 18:26:21 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
PATS Holding, LLC See All Filings	D	2019-05-03 18:10:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611143 Filed Document 0001611143-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 18:10:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bella Coola, L.P. See All Filings	D/A	2019-05-03 18:04:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625887 Filed Document 0001625887-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 18:04:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clinigence Holdings, Inc. See All Filings	D/A	2019-05-03 17:48:25 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001755447 Filed Document 0000935836-19-000279 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:48:25 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Delic Corp See All Filings	D	2019-05-03 17:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jackee Stang CIK Number 0001775728 Filed Document 0001775728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:43:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Frozen Harvest Intelligence, Inc. See All Filings	D	2019-05-03 17:36:18 UTC
Amount To Be Raised $81,664 Associated Brokers / Dealers N/A CIK Number 0001740267 Filed Document 0001740267-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:36:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hancock Jaffe Laboratories, Inc. See All Filings	D/A	2019-05-03 17:13:45 UTC
Amount To Be Raised $2,704,000 Associated Brokers / Dealers NETWORK 1 FINANCIAL SECURITIES, INC. CIK Number 0001661053 Filed Document 0001465818-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:13:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harviell Lowlands Investments LLC See All Filings	D	2019-05-03 17:13:23 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers None CIK Number 0001775524 Filed Document 0001775524-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:13:23 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Apollo/Athene Dedicated Investment Program (A), L.P. See All Filings	D	2019-05-03 17:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772762 Filed Document 0001315863-19-000426 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:10:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo ADIP Co-Investors (A), L.P. See All Filings	D	2019-05-03 17:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772761 Filed Document 0001315863-19-000425 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:09:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RoverPass, Inc. See All Filings	D	2019-05-03 17:09:01 UTC
Amount To Be Raised $98,593 Associated Brokers / Dealers N/A CIK Number 0001721512 Filed Document 0001721512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:09:01 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BIP Capital Venture Fund IV-QP, LP See All Filings	D/A	2019-05-03 17:07:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001732977 Filed Document 0001732977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:07:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
STAQ Pharma, Inc. See All Filings	D	2019-05-03 17:05:07 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001722397 Filed Document 0001722397-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:05:07 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Portfolio VI DST See All Filings	D/A	2019-05-03 17:04:18 UTC
Amount To Be Raised $53,706,501 Associated Brokers / Dealers GARY GUSTAVE BENSON, GREGORY JAY MEYER, SUSAN JANE GITT, CONCORDE INVESTMENT SERVICES, LLC, 1ST GLOBAL CAPITAL CORP., Peter Chernin, INDEPENDENT FINANCIAL GROUP, LLC, Robert Alan Horning, Dan Laurence Werry, DAVID BERNARD LEVINSON, CHARLES GARRETT MORGAN, JASON LEON STEELE, JAY ANTHONY RIGGS, LESLIE MARGARET PAPPAS, MICHAEL ALLAN BENDIX, Samuel Heller, Sonya Lee Gotz, THOMAS ARTHUR KARSTEN, TRAWNEGAN GALL, OLIVIER ALLAIN, STEPHEN GREESON ENOCHS, JOHN DANH NGUYEN, TIMOTHY KIRKPATRICK WHIPPLE, ALEXANDER JOSEPH HAVILAND, BRIAN HARRIS, BRETT D OHLEN, PETER DANIEL FISHER, JOHN GEORGE CHESS, JOSEPH GERARD MICHALETZ, PAUL M GETTY, RYAN PATRICK JOYCE, DANIEL ANTHONY PRISCIOTTA JR, MARK JOSEPH RYCHEL, TIM DANIEL CLAIRMONT, DEBRA JO SCHLEINING, Amanda Scoggins Steele, ERIC ARTHUR BICKNESE, THOMAS JOSEPH CASOLARO, WILLIAM LAPIANA, Scott David Offerman, MATTHEW J NIELSEN, DEBORAH ANN STACKPOLE, EDWARD PIUS KASPERAVICH, RONALD NORMAN YORK JR, JEREMY CHAD FTACEK, NORMA J NISBET, Jared Feldman, RONALD JOSEPH POMPEI JR, BRADFORD J. A. BYRNS, MATTHEW SCOTT ARCHER, NINA MOORE O'NEAL, ADAM RICHARDSON NORRIS, David P Dahill, and MICHAEL JOSEPH HALL CIK Number 0001764786 Filed Document 0001764786-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-03 17:04:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Resolve Growth Partners Fund I, L.P. See All Filings	D	2019-05-03 16:57:44 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Acalyx Advisors, Inc. CIK Number 0001775397 Filed Document 0001775397-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:57:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Howe Center Apartments LLC See All Filings	D	2019-05-03 16:56:12 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001775590 Filed Document 0001775590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:56:12 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
1859 Capital Services Ltd See All Filings	D	2019-05-03 16:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774995 Filed Document 0000902664-19-002109 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:45:50 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Black Mallard Investments LLC See All Filings	D	2019-05-03 16:45:20 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers None CIK Number 0001775543 Filed Document 0001775543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:45:20 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Equity
BREP Europe VI (Cayman B) L.P. See All Filings	D	2019-05-03 16:44:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774396 Filed Document 0001774396-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:44:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Global Logistics Investment 2, LLC See All Filings	D	2019-05-03 16:42:04 UTC
Amount To Be Raised $1,207,208 Associated Brokers / Dealers N/A CIK Number 0001713478 Filed Document 0001713478-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:42:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NUWAVE LONG/SHORT PORTFOLIO FUND LP See All Filings	D/A	2019-05-03 16:41:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479562 Filed Document 0001479562-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:41:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
1859 Cloud Ltd See All Filings	D	2019-05-03 16:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774970 Filed Document 0000902664-19-002108 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:40:59 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
make.tv, inc. See All Filings	D/A	2019-05-03 16:38:59 UTC
Amount To Be Raised $7,851,000 Associated Brokers / Dealers N/A CIK Number 0001685079 Filed Document 0001168404-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:38:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BREP Europe VI (Cayman) L.P. See All Filings	D	2019-05-03 16:35:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. and NH Investment & Securities Co., Ltd. CIK Number 0001771287 Filed Document 0001771287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:35:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Global Logistics LLC See All Filings	D	2019-05-03 16:35:27 UTC
Amount To Be Raised $1,207,208 Associated Brokers / Dealers N/A CIK Number 0001713479 Filed Document 0001713479-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:35:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roti Restaurants Inc. See All Filings	D	2019-05-03 16:33:57 UTC
Amount To Be Raised $10,613,700 Associated Brokers / Dealers Not Applicable CIK Number 0001690106 Filed Document 0001690106-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:33:57 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NUWAVE INVESTMENT PARTNERS LP See All Filings	D/A	2019-05-03 16:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488067 Filed Document 0001488067-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:33:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BONTERRA RESOURCES INC. See All Filings	D	2019-05-03 16:30:49 UTC
Amount To Be Raised $179,328 Associated Brokers / Dealers Sprott Global Resource Investments Ltd., RBC Capital Markets, LLC, and PI Financial (US) Corp. CIK Number 0001544770 Filed Document 0001544770-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-03 16:30:49 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity