Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Solera Health, Inc. See All Filings	D	2019-05-06 14:51:56 UTC
Amount To Be Raised $43,250,000 Associated Brokers / Dealers N/A CIK Number 0001657730 Filed Document 0001657730-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:51:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Vontobel Global Emerging Markets Fund See All Filings	D	2019-05-06 14:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546664 Filed Document 0001546664-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AltaThera Pharmaceuticals, LLC See All Filings	D	2019-05-06 14:43:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers M Barc Investment Group Inc CIK Number 0001604121 Filed Document 0001604121-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:43:35 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
TTCP EXECUTIVE FUND - RX, LLC See All Filings	D/A	2019-05-06 14:42:45 UTC
Amount To Be Raised $3,258,300 Associated Brokers / Dealers N/A CIK Number 0001733958 Filed Document 0001733958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:42:45 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Syndicate Venture Partners 2019 Series 2, LLC See All Filings	D	2019-05-06 14:36:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775686 Filed Document 0001775686-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:36:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vontobel India Fund See All Filings	D/A	2019-05-06 14:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573880 Filed Document 0001573880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MARA Labs, Inc. See All Filings	D	2019-05-06 14:17:30 UTC
Amount To Be Raised $25,784,600 Associated Brokers / Dealers N/A CIK Number 0001671616 Filed Document 0001671616-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:17:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zoobean, Inc. See All Filings	D	2019-05-06 14:10:47 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001579023 Filed Document 0001579023-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:10:47 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
PMB TACOMA LLC See All Filings	D	2019-05-06 14:09:55 UTC
Amount To Be Raised $1,621,000 Associated Brokers / Dealers N/A CIK Number 0001775317 Filed Document 0001775317-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:09:55 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pacific International Energy Solutions Inc. See All Filings	D	2019-05-06 14:09:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001601811 Filed Document 0001601811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:09:30 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Thunderstruck Resources Ltd. See All Filings	D	2019-05-06 14:04:12 UTC
Amount To Be Raised $88,994 Associated Brokers / Dealers N/A CIK Number 0001536811 Filed Document 0001536811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 14:04:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2019-05-06 13:58:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:58:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ViewStub LLC See All Filings	D	2019-05-06 13:52:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775678 Filed Document 0001775678-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:52:37 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PGP Lauradale, LLC See All Filings	D	2019-05-06 13:50:23 UTC
Amount To Be Raised $2,551,100 Associated Brokers / Dealers N/A CIK Number 0001773874 Filed Document 0001773875-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:50:23 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Rokk3r Fuel Co-Invest 2, LLC-Series E-1 See All Filings	D	2019-05-06 13:48:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772758 Filed Document 0001772758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:48:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2019-05-06 13:45:46 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:45:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PGP Rolesville Retail, LLC See All Filings	D	2019-05-06 13:44:45 UTC
Amount To Be Raised $999,100 Associated Brokers / Dealers N/A CIK Number 0001773875 Filed Document 0001773875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:44:45 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
HF Riveter A, LLC See All Filings	D	2019-05-06 13:40:05 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001766212 Filed Document 0001766212-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:40:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COLISEUM CAPITAL PARTNERS, L.P. See All Filings	D/A	2019-05-06 13:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356974 Filed Document 0001356974-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Human Development Investment Fund (US), L.P. See All Filings	D/A	2019-05-06 13:29:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700388 Filed Document 0001700388-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Novatech, Inc. See All Filings	D	2019-05-06 13:26:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001774643 Filed Document 0001774643-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:26:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
DLA HOLDCO, LLC See All Filings	D	2019-05-06 13:14:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001775780 Filed Document 0001775780-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:14:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Alta California Olive Partners, LLC See All Filings	D	2019-05-06 13:13:23 UTC
Amount To Be Raised $911,406 Associated Brokers / Dealers N/A CIK Number 0001546999 Filed Document 0001546999-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:13:23 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEA AT FIVE ON BROADWAY Ltd LIABILITY Co See All Filings	D	2019-05-06 13:11:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001775185 Filed Document 0001775185-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:11:02 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $Not Applicable Type of Security Equity
OUIBY, INC. See All Filings	D	2019-05-06 13:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711042 Filed Document 0001711042-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 13:02:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
MR BridgeStone Offshore Fund AB LP See All Filings	D	2019-05-06 12:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775739 Filed Document 0000950142-19-001016 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIXON MIDLAND DIVERSIFIED LLC See All Filings	D/A	2019-05-06 12:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:44:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Tremendous View Capital Fund I LP See All Filings	D	2019-05-06 12:39:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001775745 Filed Document 0001775745-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:39:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tombot, Inc. See All Filings	D	2019-05-06 12:36:41 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001775767 Filed Document 0001683168-19-001371 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:36:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Live Undiscovered Music, Inc. See All Filings	D	2019-05-06 12:31:02 UTC
Amount To Be Raised $483,600 Associated Brokers / Dealers N/A CIK Number 0001755951 Filed Document 0000897069-19-000243 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:31:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Corsica Innovations, Inc. See All Filings	D	2019-05-06 12:30:58 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001687516 Filed Document 0001687516-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:30:58 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Live Undiscovered Music, Inc. See All Filings	D	2019-05-06 12:23:52 UTC
Amount To Be Raised $939,676 Associated Brokers / Dealers N/A CIK Number 0001755951 Filed Document 0000897069-19-000242 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:23:52 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Johnstown Plaza Liquors LLC See All Filings	D	2019-05-06 12:21:47 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001747622 Filed Document 0001011034-19-000023 Exclusions or Exemptions 506b Accepted Date 2019-05-06 12:21:47 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Mill Green Opportunity Fund V, LLC See All Filings	D/A	2019-05-06 11:54:08 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Skyway Capital Markets, LLC, Sunbelt Securities, Inc., Titan Securities, Center Street Securities, Inc., Dempsey Lord Smith, LLC, Capital Investment Group, Capital Investment Brokerage, Pariter Securities, LLC, Moloney Securities Company, Inc., Newbridge Securities Corporation, Kalos Capital, Inc., Arkadios Capital, Carlton & Associates, Inc., Ni Advisors, and Advisory Group Equity Services, Ltd. CIK Number 0001742377 Filed Document 0000897069-19-000241 Exclusions or Exemptions 506b Accepted Date 2019-05-06 11:54:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KLR Seawolf Fund, LP See All Filings	D/A	2019-05-06 11:42:32 UTC
Amount To Be Raised $290,000,000 Associated Brokers / Dealers N/A CIK Number 0001741457 Filed Document 0001741457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 11:42:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THIRD EYE DESIGN, INC. See All Filings	D/A	2019-05-06 11:37:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001502311 Filed Document 0001502311-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 11:37:51 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CROSSINGSATIRVING RUBY APARTMENTS LLC See All Filings	D	2019-05-06 11:35:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001775777 Filed Document 0001775777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 11:35:40 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fluent Forever Inc. See All Filings	D	2019-05-06 11:31:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001739450 Filed Document 0001739450-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-06 11:31:12 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zia Risk Parity Fund, L.P. See All Filings	D	2019-05-06 11:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC SECURITIES CORPORATION CIK Number 0001773449 Filed Document 0001773449-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 11:14:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMM Health Holdings, LLC See All Filings	D	2019-05-06 11:07:27 UTC
Amount To Be Raised $8,285,714 Associated Brokers / Dealers James C. Hardin Jr. CIK Number 0001775388 Filed Document 0001015325-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-05-06 11:07:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
QPG Avondale Investors LLC See All Filings	D	2019-05-06 11:06:41 UTC
Amount To Be Raised $4,885,600 Associated Brokers / Dealers N/A CIK Number 0001775622 Filed Document 0001775622-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 11:06:41 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Searchlight Capital III PV, L.P. See All Filings	D	2019-05-06 10:53:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774841 Filed Document 0001567619-19-009795 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:53:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARCTRUST III, Inc. See All Filings	D/A	2019-05-06 10:53:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, and More than 5 persons CIK Number 0001756823 Filed Document 0001756823-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:53:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Searchlight Capital III, L.P. See All Filings	D	2019-05-06 10:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774843 Filed Document 0001567619-19-009794 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verica, Inc. See All Filings	D	2019-05-06 10:46:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774756 Filed Document 0001774756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:46:47 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row MLP Participant Fund LLC See All Filings	D/A	2019-05-06 10:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333625 Filed Document 0001333625-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:44:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2019-05-06 10:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:41:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONSTELLATION FUND, SPC - Segregated Portfolio B. See All Filings	D/A	2019-05-06 10:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528531 Filed Document 0001528531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capitol Opportunity Zone Fund LP See All Filings	D/A	2019-05-06 10:30:46 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, and More than 5 persons CIK Number 0001769790 Filed Document 0001769790-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:30:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
BW Curio LLC See All Filings	D	2019-05-06 10:17:48 UTC
Amount To Be Raised $11,915,000 Associated Brokers / Dealers N/A CIK Number 0001775712 Filed Document 0001775712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 10:17:48 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity