Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Davidson Kempner Distressed Opportunities International (Cayman) Ltd. See All Filings	D/A	2019-06-07 10:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505336 Filed Document 0000902664-19-002665 Exclusions or Exemptions 506b Accepted Date 2019-06-07 10:11:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AVM Ranger Qualified, LP See All Filings	D/A	2019-06-07 10:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547401 Filed Document 0001566114-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-06-07 10:11:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAVIDSON KEMPNER PARTNERS See All Filings	D/A	2019-06-07 10:09:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000928549 Filed Document 0000902664-19-002664 Exclusions or Exemptions 506b Accepted Date 2019-06-07 10:09:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVM Ranger Accredited, LP See All Filings	D/A	2019-06-07 10:09:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547402 Filed Document 0001566114-19-000084 Exclusions or Exemptions 506b Accepted Date 2019-06-07 10:09:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. See All Filings	D/A	2019-06-07 10:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001247126 Filed Document 0000902664-19-002663 Exclusions or Exemptions 506b Accepted Date 2019-06-07 10:08:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Davidson Kempner International (BVI), Ltd. See All Filings	D/A	2019-06-07 10:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505337 Filed Document 0000902664-19-002662 Exclusions or Exemptions 506b Accepted Date 2019-06-07 10:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Lord Abbett Bank Loan Trust See All Filings	D/A	2019-06-07 10:00:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001609143 Filed Document 0001609143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 10:00:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Norland DPR, LP See All Filings	D/A	2019-06-07 10:00:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708757 Filed Document 0000902664-19-002661 Exclusions or Exemptions 506b Accepted Date 2019-06-07 10:00:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alatus Inflection Long Only Fund Ltd See All Filings	D/A	2019-06-07 09:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708372 Filed Document 0000919574-19-003998 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:58:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ingwe Resicap LLC See All Filings	D/A	2019-06-07 09:53:47 UTC
Amount To Be Raised $61,550,000 Associated Brokers / Dealers First Liberties Financial CIK Number 0001763145 Filed Document 0001763145-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEZA CAV Onshore, LP See All Filings	D/A	2019-06-07 09:49:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740027 Filed Document 0001740027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:49:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFD Beverages LLC See All Filings	D	2019-06-07 09:45:33 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001778590 Filed Document 0001014100-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:45:33 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Vibe HCM, Inc. See All Filings	D	2019-06-07 09:45:22 UTC
Amount To Be Raised $4,145,760 Associated Brokers / Dealers N/A CIK Number 0001704585 Filed Document 0001015325-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:45:22 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund Offshore, Ltd. See All Filings	D/A	2019-06-07 09:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies & Company, Inc., PARK HILL GROUP LLC, and Gatemore Capital Management, LLP CIK Number 0001606026 Filed Document 0000950103-19-007898 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Credit Strategies ASP Fund, a series of ASP, LLC See All Filings	D/A	2019-06-07 09:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001742845 Filed Document 0001748316-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:42:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mudrick Distressed Opportunity Fund, L.P. See All Filings	D/A	2019-06-07 09:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies & Company, Inc., AGECROFT PARTNERS, LLC, SPOONHILL ASSET MANAGEMENT INC., PARK HILL GROUP LLC, and Gatemore Capital Management, LLP CIK Number 0001470474 Filed Document 0000950103-19-007897 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:41:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aquilus Inflection Fund Ltd See All Filings	D/A	2019-06-07 09:40:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643591 Filed Document 0000919574-19-003996 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:40:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Partners IX Access Offshore LP See All Filings	D	2019-06-07 09:39:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001778177 Filed Document 0001778176-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:39:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garda Fixed Income Relative Value Opportunity Fund Ltd. See All Filings	D/A	2019-06-07 09:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671404 Filed Document 0001671404-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners IX Access LLC See All Filings	D	2019-06-07 09:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001778176 Filed Document 0001778176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:34:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedCAT Systems Holdings, LLC See All Filings	D	2019-06-07 09:30:57 UTC
Amount To Be Raised $8,647,000 Associated Brokers / Dealers N/A CIK Number 0001778990 Filed Document 0001778990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:30:57 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Garda Fixed Income Relative Value Opportunity Fund (Onshore) Ltd. See All Filings	D/A	2019-06-07 09:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671470 Filed Document 0001671470-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Partners Special Opportunities, L.P. I See All Filings	D/A	2019-06-07 09:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612650 Filed Document 0001612650-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners, L.P. I See All Filings	D/A	2019-06-07 09:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595909 Filed Document 0001595909-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:12:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SHP LTD See All Filings	D/A	2019-06-07 09:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676483 Filed Document 0001676483-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-07 09:06:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sunrise Dynamic Alpha Fund, Ltd. See All Filings	D/A	2019-06-07 08:56:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708607 Filed Document 0001708607-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 08:56:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunrise Dynamic Alpha Fund, LP See All Filings	D/A	2019-06-07 08:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708619 Filed Document 0001708619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 08:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoubleBlue Partners, L.P. See All Filings	D/A	2019-06-07 08:52:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647803 Filed Document 0000899140-19-000417 Exclusions or Exemptions 506b Accepted Date 2019-06-07 08:52:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian International Extension Plus Equity Fund See All Filings	D/A	2019-06-07 08:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408863 Filed Document 0001408863-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-07 08:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Rock Ventures V, L.P. See All Filings	D	2019-06-07 08:41:41 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001778071 Filed Document 0001778071-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 08:41:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sun Belt Multifamily Portfolio DST See All Filings	D/A	2019-06-07 08:36:51 UTC
Amount To Be Raised $89,946,980 Associated Brokers / Dealers Edward Fernandez, Eric Scaff, Jeffrey Bangerter, Commonwealth Financial Network, Dennis O'Connor, John Scott, Michael Hall, H D Vest Investment Securities Inc, Thomas Goodson, Don Wittler, 1st Global Capital Corporation, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, Ricky Small, Jared Feldman, Alec Abbott, Lincoln Financial Advisors, Justin Lowy, Troy Wada, Michael Prince, David Gillimore, Patrick Conway, Peter Fisher, Julienne Riddell, Ronald Strasburg, Justin Lowy, William Morrow, Eric Bicknese, Michael Strafford, Dieter Thurow, Diane Evans, Brandon Crabb, Paul Murphy, David Nelson, Tom Velken, Kirk Dobson, Christopher Riel, Ronald Cole, Troy Thomas, Thomas Stanley, Delores Mitchell, Nicholas Agnone, Keith Herman, Matthew Brozik, Timothy Harley, Roger Smith, Stacey Morimoto, Laura Collins, Orest Baransky, Charles Bilello, Brian Vosberg, William Hauenstein, Darren Oglesby, Spencer Weston, Daniel Pinkerton, Jeff Warren, Monte Peterson, Gregory Robert Schowe, Ryan Finch, Marc Bongiorno, and Kenneth Nelson CIK Number 0001767656 Filed Document 0001767656-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-06-07 08:36:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-06-07 08:02:03 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield CIK Number 0001757500 Filed Document 0001757500-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-06-07 08:02:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio II DST See All Filings	D/A	2019-06-07 07:46:30 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Sagepoint Financial, Inc., Matthew Hickey, Thomas Karsten, Wayne Bernardo, Darrach Bourke, Jason Salmon, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, Adam Bryan, and Jesus Quezada CIK Number 0001747750 Filed Document 0001747750-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-06-07 07:46:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VI, DST See All Filings	D/A	2019-06-07 07:33:51 UTC
Amount To Be Raised $26,663,786 Associated Brokers / Dealers Robert Smith, Chay Lapin, Bryan Hakola, Thomas Kieffer, David Levinson, Christopher Dukes, Elizabeth Friant, Scott Sheehan, Michael Radford, Shawn O'Shaugnessy, Caleb Tsang, Grant Conness, Mike Bendix, Forrest Padilla, RCX Capital Group, LLC, Glen Biener, David Dahill, Ronald Myers, John Jenkins, Mark Williams, Bryce Hamilton, Robert Fagan, Daren Pladson, Jason McMurty, Jill Klose, AnnMarie Millinazzo, Troy Thomas, Taylor Ashland, Brett Ohlen, Vickie Adams, Scott Barber, Eric Scaff, Roy Pfleger, Donald Meredith, Jack Creighton, Loren Kagan, Michael Prince, Daniel Uhm, Samuel Green, Arlon Enmeier, James Spainhower, Scott Fricker, and Jim Lund CIK Number 0001765796 Filed Document 0001765796-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-06-07 07:33:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fort Myers Multifamily DST See All Filings	D/A	2019-06-07 07:20:39 UTC
Amount To Be Raised $23,971,364 Associated Brokers / Dealers Inland Securities Corporation, Rudi Siela, John Chess, Edward Fernandez, RCX Capital Group LLC, Scott Sheehan, Kevin Daniels, Debra Shleining, Grant Conness, Robert Bye, Eric Scaff, Sherry Malone, Mike Bendix, Jeff Senglaub, Blayne Anderson, Troy Thomas, Damian Dering, Marinos Ballas, William Morrow, Jack Creighton, Mike Newton, John Bishop, Michael Janis, Jon Paul Cirelli, W Aubrey Morrow, Frank Kuiper, Christina Nielson, Daniel Prisciotta, Marc Geels, Bruce Horowitz, Robert Smith, John Christy, Arlon Enmeier, John Ariola, Kenneth Ulrich, Mark Iskander, Jeffrey Arburn, Mark Creason, Frank Hanna, Bryan Cogliano, Teri Glaspy, Kelly Campbell, Anna Marie Ocampo Lovell, Derek Ferriera, Gregory Morell, Jeffrey Kiesnoski, and Timothy Alessi CIK Number 0001759531 Filed Document 0001759531-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-06-07 07:20:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Veda Investors Fund L.P. See All Filings	D/A	2019-06-07 07:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676518 Filed Document 0000902664-19-002658 Exclusions or Exemptions 506b Accepted Date 2019-06-07 07:10:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OxAM Quant Fund (US) LLC See All Filings	D/A	2019-06-07 06:57:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577119 Filed Document 0000902664-19-002657 Exclusions or Exemptions 506b Accepted Date 2019-06-07 06:57:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OxAM Quant Fund (International) Ltd See All Filings	D/A	2019-06-07 06:56:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577122 Filed Document 0000902664-19-002656 Exclusions or Exemptions 506b Accepted Date 2019-06-07 06:56:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Opportunity Fund II, L.P. See All Filings	D	2019-06-07 06:08:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779080 Filed Document 0001779080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 06:08:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glynn Emerging Opportunity Fund, a California Limited Partnership See All Filings	D/A	2019-06-06 22:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604817 Filed Document 0001589500-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-06 22:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glynn Public Equity Fund, LLC See All Filings	D/A	2019-06-06 21:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589500 Filed Document 0001589500-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-06 21:55:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROTUNDA CAPITAL PARTNERS FUND II-A, L.P. See All Filings	D	2019-06-06 21:26:47 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001778222 Filed Document 0001778222-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-06 21:26:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ROTUNDA CAPITAL PARTNERS FUND II, L.P. See All Filings	D	2019-06-06 21:25:47 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001778221 Filed Document 0001778221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-06 21:25:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CloudLaw, Inc See All Filings	D	2019-06-06 21:00:37 UTC
Amount To Be Raised $1,337,869 Associated Brokers / Dealers none CIK Number 0001615041 Filed Document 0001615041-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-06 21:00:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Boosted, Inc. See All Filings	D	2019-06-06 20:56:49 UTC
Amount To Be Raised $75,813,062 Associated Brokers / Dealers N/A CIK Number 0001777633 Filed Document 0001777633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-06 20:56:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Equity Realty Capital III, Inc. See All Filings	D/A	2019-06-06 20:19:51 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001743956 Filed Document 0001743956-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-06 20:19:51 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BRANCHPOINT TECHNOLOGIES See All Filings	D	2019-06-06 20:07:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589532 Filed Document 0001589532-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-06 20:07:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Brookfield Infrastructure Fund IV-A, L.P. See All Filings	D/A	2019-06-06 20:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Investment Management (Canada) Inc., Brookfield Singapore Pte. Ltd, Brookfield Advisors (Hong Kong) Ltd, and Brookfield Private Capital (UK) Limited CIK Number 0001755441 Filed Document 0001755441-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-06 20:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QLCP-D Co-Investment Fund, LP See All Filings	D	2019-06-06 19:49:12 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001779141 Filed Document 0001779141-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-06 19:49:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QLCP-B Co-Investment Fund, LP See All Filings	D	2019-06-06 19:38:47 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001779140 Filed Document 0001779140-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-06 19:38:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund