Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Unite Parent Corp. See All Filings	D/A	2019-06-07 13:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772115 Filed Document 0001772115-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:58:09 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Valar Velocity Fund 1 LP See All Filings	D/A	2019-06-07 13:57:40 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC and Astir Capital Advisors LTD CIK Number 0001764208 Filed Document 0001764208-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:57:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vita Inclinata Technologies, Inc. See All Filings	D	2019-06-07 13:56:46 UTC
Amount To Be Raised $8,120,250 Associated Brokers / Dealers N/A CIK Number 0001765349 Filed Document 0001765349-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:56:46 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Fixed Term Fund-IX Segregated Portfolio Co See All Filings	D/A	2019-06-07 13:54:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001684141 Filed Document 0001684141-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:54:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lex Alexandria Holdings, LLC See All Filings	D	2019-06-07 13:49:56 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001768875 Filed Document 0001768875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:49:56 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Blockchain Ventures Fund I LP See All Filings	D	2019-06-07 13:48:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768325 Filed Document 0001768325-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMARILLO GOLD CORP. See All Filings	D	2019-06-07 13:47:00 UTC
Amount To Be Raised $4,102,893 Associated Brokers / Dealers N/A CIK Number 0001497606 Filed Document 0001062993-19-002542 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:47:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LiquidPiston, Inc. See All Filings	D/A	2019-06-07 13:30:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001446275 Filed Document 0001446275-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:30:19 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
TIGO ENERGY INC See All Filings	D	2019-06-07 13:29:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:29:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ADVANTAGE CAPITAL HOLDINGS - II, LLC See All Filings	D	2019-06-07 13:28:34 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001779052 Filed Document 0001779052-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:28:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Sentry Plants, LLC See All Filings	D	2019-06-07 13:22:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001778342 Filed Document 0001567619-19-013027 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:22:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
ADVANTAGE CAPITAL HOLDINGS - I, LLC See All Filings	D	2019-06-07 13:20:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001779059 Filed Document 0001779059-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:20:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
LEGACY ENERGY II, LLC See All Filings	D	2019-06-07 13:18:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001779089 Filed Document 0001779089-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:18:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Healytics, Inc. See All Filings	D	2019-06-07 13:18:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001778842 Filed Document 0001778842-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:18:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Pillar II-A, L.P. See All Filings	D/A	2019-06-07 13:16:19 UTC
Amount To Be Raised $101,170,000 Associated Brokers / Dealers N/A CIK Number 0001756961 Filed Document 0001756961-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:16:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MO IC LLC See All Filings	D	2019-06-07 13:14:19 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001779286 Filed Document 0001779286-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:14:19 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IN IC LLC See All Filings	D	2019-06-07 13:06:20 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001779285 Filed Document 0001779285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:06:20 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LEGACY ENERGY, LLC / NV See All Filings	D	2019-06-07 13:00:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001779177 Filed Document 0001779177-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 13:00:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Trainer Rx, Inc. See All Filings	D	2019-06-07 12:55:47 UTC
Amount To Be Raised $12,090,555 Associated Brokers / Dealers N/A CIK Number 0001607366 Filed Document 0001607366-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:55:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SM MERGER/ARBITRAGE OFFSHORE, LTD. See All Filings	D/A	2019-06-07 12:51:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466819 Filed Document 0000919574-19-004023 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:51:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BWR Innovations LLC See All Filings	D/A	2019-06-07 12:43:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001754634 Filed Document 0001754634-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:43:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SM Investors II, L.P. See All Filings	D/A	2019-06-07 12:43:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Company, Incorporated CIK Number 0001173632 Filed Document 0000919574-19-004021 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:43:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CDH Fund VI Feeder, L.P. See All Filings	D/A	2019-06-07 12:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744067 Filed Document 0001743091-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:42:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CDH Fund VI Feeder, L.P. See All Filings	D/A	2019-06-07 12:41:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744067 Filed Document 0001743091-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:41:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NovaSom, Inc See All Filings	D/A	2019-06-07 12:38:52 UTC
Amount To Be Raised $7,550,000 Associated Brokers / Dealers N/A CIK Number 0001487143 Filed Document 0001487143-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:38:52 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
SM Investors, L.P. See All Filings	D/A	2019-06-07 12:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Company, Incorporated CIK Number 0001466821 Filed Document 0000919574-19-004019 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arsenal Medical, Inc. See All Filings	D	2019-06-07 12:27:34 UTC
Amount To Be Raised $6,017,967 Associated Brokers / Dealers N/A CIK Number 0001528846 Filed Document 0001209191-19-035442 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:27:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CDH Fund VI, L.P. See All Filings	D/A	2019-06-07 12:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743091 Filed Document 0001743091-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Perast Fund LP See All Filings	D	2019-06-07 12:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777291 Filed Document 0001777291-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:22:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NRTV Collab Inc See All Filings	D	2019-06-07 12:20:29 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001779257 Filed Document 0001779257-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:20:29 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SAPERE CREDIT OPPORTUNITIES QUALIFIED FUND LP See All Filings	D/A	2019-06-07 12:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458327 Filed Document 0000919574-19-004017 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:18:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ELARA GLOBAL FUNDS - ELARA INDIA GATEWAY FUND See All Filings	D/A	2019-06-07 12:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven CIK Number 0001513293 Filed Document 0001513293-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:17:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
SAPERE CREDIT OPPORTUNITIES OFFSHORE QUALIFIED FUND LTD See All Filings	D/A	2019-06-07 12:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458325 Filed Document 0000919574-19-004015 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EXEEST INC. See All Filings	D	2019-06-07 12:11:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001778746 Filed Document 0001778746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:11:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SAPERE CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2019-06-07 12:10:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458320 Filed Document 0000919574-19-004013 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:10:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
USRC CONROE, LLC See All Filings	D	2019-06-07 12:07:03 UTC
Amount To Be Raised $835,373 Associated Brokers / Dealers N/A CIK Number 0001778923 Filed Document 0001778923-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:07:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SAPERE CREDIT OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2019-06-07 12:04:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458323 Filed Document 0000919574-19-004011 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:04:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Illumina Innovation Fund II, L.P. See All Filings	D	2019-06-07 12:01:25 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001779218 Filed Document 0001779218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 12:01:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EastBay Onshore Fund LP See All Filings	D/A	2019-06-07 11:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia U. Naeem CIK Number 0001578528 Filed Document 0000919574-19-004009 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NPB Manager Fund, SPC - Segregated Portfolio 107 See All Filings	D/A	2019-06-07 11:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742853 Filed Document 0001724485-19-000059 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lansing Management Onshore LP See All Filings	D/A	2019-06-07 11:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691909 Filed Document 0001691909-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Luna, LLC See All Filings	D/A	2019-06-07 11:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578808 Filed Document 0000919574-19-004007 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:45:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CC Mount Pleasant, LLC See All Filings	D	2019-06-07 11:45:06 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001779276 Filed Document 0001779276-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:45:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Surgery Center of Easton, L.P. See All Filings	D	2019-06-07 11:44:56 UTC
Amount To Be Raised $512,500 Associated Brokers / Dealers N/A CIK Number 0001333861 Filed Document 0001333861-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:44:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Parkman HP Offshore Fund Ltd. See All Filings	D	2019-06-07 11:40:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777894 Filed Document 0000919574-19-004005 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:40:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SOSV IV LP See All Filings	D/A	2019-06-07 11:39:50 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001735820 Filed Document 0001735820-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:39:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helena Capital Advisors LP See All Filings	D	2019-06-07 11:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777756 Filed Document 0001777756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:35:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRAND THERAPEUTICS INC See All Filings	D	2019-06-07 11:35:19 UTC
Amount To Be Raised $5,886,624 Associated Brokers / Dealers N/A CIK Number 0001778475 Filed Document 0001567619-19-013015 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:35:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Autonomous Tractor Corp See All Filings	D	2019-06-07 11:33:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001552088 Filed Document 0001552088-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:33:10 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Venuetize, Inc. See All Filings	D	2019-06-07 11:26:04 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001682659 Filed Document 0001682659-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-07 11:26:04 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity