|
|
D |
2019-06-14 13:39:35 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776812
- Filed Document
- 0001776812-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:39:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-14 13:37:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676709
- Filed Document
- 0000902664-19-002773
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:37:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 13:33:31 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779649
- Filed Document
- 0001779649-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:33:31 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 13:26:46 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779295
- Filed Document
- 0001779295-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:26:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 13:26:29 UTC |
- Amount To Be Raised
- $16,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766379
- Filed Document
- 0000950172-19-000088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:26:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-06-14 13:24:38 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778180
- Filed Document
- 0001778180-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:24:38 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 13:23:23 UTC |
- Amount To Be Raised
- $2,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736876
- Filed Document
- 0000897069-19-000308
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:23:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 13:23:08 UTC |
- Amount To Be Raised
- $2,107,865
- Associated Brokers / Dealers
- Healthios Capital Market
- CIK Number
- 0001637749
- Filed Document
- 0001637749-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:23:08 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 13:01:47 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779554
- Filed Document
- 0001779554-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:01:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2019-06-14 13:00:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714366
- Filed Document
- 0001714366-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 13:00:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 12:52:06 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001776786
- Filed Document
- 0001567619-19-013368
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:52:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 12:49:22 UTC |
- Amount To Be Raised
- $103,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771619
- Filed Document
- 0001771619-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:49:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 12:42:28 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779775
- Filed Document
- 0001779775-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:42:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 12:36:23 UTC |
- Amount To Be Raised
- $20,520,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779732
- Filed Document
- 0001779732-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:36:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 12:32:37 UTC |
- Amount To Be Raised
- $3,099,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779535
- Filed Document
- 0001779535-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:32:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 12:32:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities, LLC
- CIK Number
- 0001553106
- Filed Document
- 0001553106-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:32:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 12:24:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557452
- Filed Document
- 0000919574-19-004154
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:24:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 12:21:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676726
- Filed Document
- 0001676726-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:21:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-14 12:19:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676713
- Filed Document
- 0000902664-19-002770
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:19:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 12:18:56 UTC |
- Amount To Be Raised
- $800,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770392
- Filed Document
- 0001770392-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:18:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 12:17:30 UTC |
- Amount To Be Raised
- $40,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458704
- Filed Document
- 0001017386-19-000163
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:17:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 12:17:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644532
- Filed Document
- 0000919574-19-004152
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:17:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 12:17:21 UTC |
- Amount To Be Raised
- $10,100,000
- Associated Brokers / Dealers
- INDUSTRIA PARTNERS
- CIK Number
- 0001779781
- Filed Document
- 0001779781-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:17:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 12:13:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001060986
- Filed Document
- 0001060986-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:13:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 12:02:29 UTC |
- Amount To Be Raised
- $14,503,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689907
- Filed Document
- 0001689907-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:02:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 12:00:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001173945
- Filed Document
- 0000919574-19-004148
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 12:00:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 11:56:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645285
- Filed Document
- 0001645285-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:56:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 11:54:47 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643910
- Filed Document
- 0001567619-19-013364
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:54:47 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 11:53:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001777614
- Filed Document
- 0001777614-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:53:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-14 11:53:01 UTC |
- Amount To Be Raised
- $84,327,253
- Associated Brokers / Dealers
- 1ST GLOBAL CAPITAL CORP., CAMBRIDGE INVESTMENT RESEARCH, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, RCX CAPITAL GROUP, LLC, WEALTHFORGE SECURITIES, LLC, CONCORDE INVESTMENT SERVICES, LLC, CURTIS JEROME SATHRE III, STEPHEN ROBERT NORTON, HUGO GRIMALDI, DENNIS I WEISS, INDEPENDENT FINANCIAL GROUP, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, CHRISTINA SUZANNE NIELSON, NORMAN WILLIAM VERTREES, MONROE M DIEFENDORF JR, WOODBURY FINANCIAL SERVICES, INC., RYAN DAVID FINCH, EDWARD ERIC FERNANDEZ, CETERA ADVISORS LLC, Gregory Hill, ROBIN TOM NAYLOR, ROGER M SMITH, HD VEST INVESTMENT SERVICES, KENDRA LEE ERKAMAA, MARK ALLEN HERDING, PAUL M GETTY, Frank Piscitelli, JEFFREY ALLEN MORRIS, JULIENNE ELIZABETH RIDDELL, TRIAD ADVISORS LLC, JEFFREY JOHN MCKAY, STEVEN IRA KOLINSKY, ADAM B WRIGHT, JOHN EDWARD BISHOP, DFPG INVESTMENTS, INC., JOSEPH ERNEST HUBBARD, MICHAEL JOSEPH STERLING, INVESTACORP, INC., Keith D Nast, ROBERT MARVIN SCHULTZ, JOHN KIEM LIONG KWEE, TONI LYNN SUTHERLAND, TRAWNEGAN GALL, GENE ALVIN BREHM, THOMAS GARY JUSTICE, STEPHEN LAURENCE SHLOSS, SUSAN JANE GITT, PETER CHRISTOPHER KARP, CENTAURUS FINANCIAL, INC., WILFREDO RAUL MIRANDA III, DONALD PHILIP WESTERHOFF, SYED ALI FAROOQ, DAVID BERNARD LEVINSON, NICHOLAS B BLATTNER, BRIAN DOUGLAS LONG, JEFFREY A HIGGS, ROGER EDWIN SULHOFF, DAVID BERNARD ADAMS, SUSAN M BEHM, ROBERT ALLEN BYE, JAMES JOHN RAIA, Jessica Healy, STEPHEN JOSEPH SANDERS, JANET LONG CORRELL, THOMAS MICHAEL RAUCHEGGER, RUSSELL SCOTT CRAMER, DARRYL JAY WOLFF SR, BARRY ROBERT OZER, ANTHONY KIMBALL URBAN, TODD CORY SIMPSON, JESUS QUEZADA, JOHN STEPHEN WEISS, and GARY ALLEN GLOCKZIN
- CIK Number
- 0001758222
- Filed Document
- 0001758222-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:53:01 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-06-14 11:52:56 UTC |
- Amount To Be Raised
- $5,005,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779481
- Filed Document
- 0001567619-19-013363
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:52:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDONESIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 11:51:27 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778506
- Filed Document
- 0001778506-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:51:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-06-14 11:48:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668445
- Filed Document
- 0001668445-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:48:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 11:42:19 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779263
- Filed Document
- 0000897069-19-000307
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:42:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 11:29:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001677121
- Filed Document
- 0001779541-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:29:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 11:27:21 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527505
- Filed Document
- 0000897069-19-000306
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:27:21 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-06-14 11:24:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001677119
- Filed Document
- 0001779541-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:24:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 11:23:14 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- Kurt Ursich and Jeromy Salvesen
- CIK Number
- 0001779670
- Filed Document
- 0001779670-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:23:14 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2019-06-14 11:18:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001779541
- Filed Document
- 0001779541-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:18:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-14 11:14:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001640919
- Filed Document
- 0001640919-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:14:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-14 11:12:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645548
- Filed Document
- 0001645548-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:12:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 11:10:43 UTC |
- Amount To Be Raised
- $6,936,909
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719744
- Filed Document
- 0001719744-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:10:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 11:08:05 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779640
- Filed Document
- 0001779640-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:08:05 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-14 11:03:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001640920
- Filed Document
- 0001640920-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:03:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-14 11:02:26 UTC |
- Amount To Be Raised
- $1,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779486
- Filed Document
- 0001596771-19-000069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 11:02:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 10:50:50 UTC |
- Amount To Be Raised
- $1,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779485
- Filed Document
- 0001596771-19-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 10:50:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 10:44:25 UTC |
- Amount To Be Raised
- $1,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779482
- Filed Document
- 0001596771-19-000066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 10:44:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-14 10:43:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779524
- Filed Document
- 0001779524-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 10:43:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-14 10:30:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707601
- Filed Document
- 0000902664-19-002765
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 10:30:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-14 10:29:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524966
- Filed Document
- 0001524966-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-14 10:29:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|