Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Saturn Media, Inc. See All Filings	D	2019-06-14 16:38:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001779148 Filed Document 0001779148-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:38:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BondCliq Inc See All Filings	D	2019-06-14 16:29:37 UTC
Amount To Be Raised $791,987 Associated Brokers / Dealers N/A CIK Number 0001779832 Filed Document 0001779832-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:29:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Real Assets IV AIF SCSp See All Filings	D	2019-06-14 16:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776533 Filed Document 0001776533-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:26:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
One Tusk Lapis Lazuli Partners Fund LP See All Filings	D/A	2019-06-14 16:24:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740085 Filed Document 0000950142-19-001351 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:24:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Tusk Lapis Lazuli Master Fund LP See All Filings	D/A	2019-06-14 16:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740088 Filed Document 0000950142-19-001350 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:24:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Real Assets IV Feeder AIF SCSp See All Filings	D	2019-06-14 16:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776532 Filed Document 0001776533-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
BioPharma Credit Investments V LP See All Filings	D	2019-06-14 16:21:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771639 Filed Document 0001315863-19-000514 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:21:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ancor Pledge Fund XIV, LLC See All Filings	D	2019-06-14 16:20:31 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers N/A CIK Number 0001779807 Filed Document 0001779807-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:20:31 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Teewinot Vista Fund, LP See All Filings	D/A	2019-06-14 16:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001676448 Filed Document 0000919574-19-004165 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Real Assets IV Feeder Fund L.P. See All Filings	D	2019-06-14 16:19:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001776534 Filed Document 0001776534-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:19:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Macrosynergy Argentina Fund II Ltd See All Filings	D	2019-06-14 16:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779643 Filed Document 0001315863-19-000513 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:18:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
John J. Hoober LLC See All Filings	D	2019-06-14 16:18:12 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001779801 Filed Document 0001779801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:18:12 UTC Type of Offering D Industry Agriculture Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Medicine Man Technologies, Inc. See All Filings	D	2019-06-14 16:15:32 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001622879 Filed Document 0001683168-19-001899 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:15:32 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NRE VDP Investors, LLC See All Filings	D	2019-06-14 16:14:50 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001779195 Filed Document 0001779195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:14:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Constant Energy Capital Management, Inc. See All Filings	D	2019-06-14 16:14:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743164 Filed Document 0001743164-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:14:03 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
SRE IV Spark InvestCo, LP See All Filings	D	2019-06-14 16:13:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778863 Filed Document 0001567619-19-013402 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:13:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRE III/IV Wizard InvestCo, LP See All Filings	D	2019-06-14 16:10:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779471 Filed Document 0001567619-19-013400 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:10:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Real Assets Fund IV L.P. See All Filings	D	2019-06-14 16:09:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776535 Filed Document 0001776535-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:09:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tree of Life Seeds, Inc. See All Filings	D	2019-06-14 16:08:12 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001774823 Filed Document 0001774823-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:08:12 UTC Type of Offering D Industry Agriculture Principal Place of Business ARKANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
SRE III Boxer InvestCo, LP See All Filings	D	2019-06-14 16:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778894 Filed Document 0001567619-19-013398 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:08:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Regency Realty Group, Inc. See All Filings	D	2019-06-14 16:05:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001779374 Filed Document 0000897069-19-000309 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:05:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AlphaQuest Original Ltd See All Filings	D/A	2019-06-14 16:05:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, Castle Hill Capital Partners, Inc., and York Stockbrokers, Inc. CIK Number 0001579286 Filed Document 0001579286-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:05:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
New Providence Capital Lending, LLC See All Filings	D	2019-06-14 16:02:13 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:02:13 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Griffin Capital (Heritage - Bedford,NH)DST See All Filings	D/A	2019-06-14 16:00:50 UTC
Amount To Be Raised $31,453,687 Associated Brokers / Dealers Chris Vizzi, Adam Bryan, Kelly Clyde, John McKeon, Stacey Morimoto, Scott Sheehan, Griffin Capital Securities, LLC, and Nate Kuhn CIK Number 0001763670 Filed Document 0001763670-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-14 16:00:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aquiline Financial Services Fund IV L.P. See All Filings	D	2019-06-14 15:58:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Avenue Partners LLP, FAP USA, L.P., and Conning Investment Products, Inc. CIK Number 0001770626 Filed Document 0001770626-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-14 15:58:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InTandem Capital Partners Fund II, LP See All Filings	D	2019-06-14 15:55:40 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001778714 Filed Document 0001778714-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 15:55:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRC Baymeadows, LLC See All Filings	D	2019-06-14 15:54:57 UTC
Amount To Be Raised $5,229,878 Associated Brokers / Dealers N/A CIK Number 0001779809 Filed Document 0001779809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 15:54:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
AlphaQuest Original LLC See All Filings	D/A	2019-06-14 15:48:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, Castle Hill Capital Partners, Inc., and York Stockbrokers, Inc. CIK Number 0001579282 Filed Document 0001579282-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 15:48:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-06-14 15:44:28 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Griffin Capital Securities, LLC and Vik Goel CIK Number 0001773819 Filed Document 0001773819-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-14 15:44:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital (South Beach - Vegas) DST See All Filings	D/A	2019-06-14 15:25:18 UTC
Amount To Be Raised $32,662,643 Associated Brokers / Dealers Griffin Capital Securities, LLC, Sonya Gotz, Daniel Rhett Jeppson, Don Hartmann, Vint Hartmann, Steve Haskell, Robert Horning, Chay Lapin, Scott Offerman, Independent Financial Group, LLC, Adam Bryan, Todd Kennedy, Scott Sheehan, Richard Jackman, and Gail Hilder CIK Number 0001756603 Filed Document 0001756603-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-06-14 15:25:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gryphon Online Safety, Inc. See All Filings	D	2019-06-14 15:24:30 UTC
Amount To Be Raised $3,000,004 Associated Brokers / Dealers N/A CIK Number 0001724714 Filed Document 0001724714-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 15:24:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Relativity6, Inc. See All Filings	D	2019-06-14 15:16:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682919 Filed Document 0001682919-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-14 15:16:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PERFECT Co See All Filings	D	2019-06-14 15:04:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001648775 Filed Document 0001461859-19-000010 Exclusions or Exemptions 504 and 506b Accepted Date 2019-06-14 15:04:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in CEM) L.P. See All Filings	D	2019-06-14 14:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778723 Filed Document 0001778723-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:48:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
zSpace, Inc. See All Filings	D	2019-06-14 14:41:44 UTC
Amount To Be Raised $30,039,450 Associated Brokers / Dealers N/A CIK Number 0001637147 Filed Document 0001637147-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:41:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Othot, Inc. See All Filings	D/A	2019-06-14 14:40:47 UTC
Amount To Be Raised $4,165,794 Associated Brokers / Dealers N/A CIK Number 0001637843 Filed Document 0001637843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:40:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Arden Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-06-14 14:36:49 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Arden Fund Management, LLC CIK Number 0001775711 Filed Document 0001775711-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:36:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Fund (Enhanced) Ltd See All Filings	D/A	2019-06-14 14:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588105 Filed Document 0001588105-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortr3ss, Inc. See All Filings	D/A	2019-06-14 14:31:22 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001762800 Filed Document 0001762800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:31:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VADE Group Inc. See All Filings	D	2019-06-14 14:24:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001779473 Filed Document 0001779473-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:24:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MADRONA ACCELERATION FUND, L.P. See All Filings	D/A	2019-06-14 14:20:13 UTC
Amount To Be Raised $101,197,067 Associated Brokers / Dealers N/A CIK Number 0001776787 Filed Document 0001776787-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:20:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preferred Note Fund 2018 LLC See All Filings	D	2019-06-14 14:15:24 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001779561 Filed Document 0000932440-19-000043 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:15:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
Commerce Signals, Inc. See All Filings	D	2019-06-14 14:11:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652083 Filed Document 0001652083-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:11:09 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Winton Fund (Enhanced) US L.P. See All Filings	D	2019-06-14 14:09:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774749 Filed Document 0001774749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:09:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENCE ANCHORAGE ANESTHESIA MEDICAL GROUP, P.C. See All Filings	D	2019-06-14 14:03:05 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001779461 Filed Document 0001779461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:03:05 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
ANVL, Inc. See All Filings	D	2019-06-14 14:00:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001779790 Filed Document 0001779790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 14:00:32 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Altera Ocean Avenue PA, LLC See All Filings	D	2019-06-14 13:55:09 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001779727 Filed Document 0001779727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 13:55:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CHP Strategic Partners, LLC See All Filings	D/A	2019-06-14 13:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743222 Filed Document 0001743222-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 13:51:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MolyWorks Materials Corp See All Filings	D	2019-06-14 13:49:19 UTC
Amount To Be Raised $537,000 Associated Brokers / Dealers N/A CIK Number 0001718223 Filed Document 0001718223-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 13:49:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mercer FFTC Hedge Fund Investors Ltd See All Filings	D/A	2019-06-14 13:46:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743081 Filed Document 0001743081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-14 13:46:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund