Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David D Ehlert CIK Number 0001080429 Filed Document 0001104659-19-036927 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:19:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:19:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-19-036926 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:19:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:18:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips, Michael Liebeskind, and Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001104659-19-036925 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:18:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:18:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind and Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-19-036924 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:18:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind, Michael A. Mingolelli, and Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-19-036923 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:17:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:17:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-19-036922 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:17:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001104659-19-036921 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:16:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2019-06-21 12:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-19-036920 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:15:07 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2019-06-21 12:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-19-036919 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:14:37 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2019-06-21 12:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-19-036918 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:14:07 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2019-06-21 12:13:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-19-036917 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:13:37 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
LIONHEDGE PLATFORM FUND, LTD. See All Filings	D/A	2019-06-21 12:05:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001644664 Filed Document 0000919574-19-004252 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:05:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SA Fund I, a series of Shrug Capital, LP See All Filings	D	2019-06-21 11:58:32 UTC
Amount To Be Raised $383,000 Associated Brokers / Dealers N/A CIK Number 0001780046 Filed Document 0001780046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:58:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marlowe Partners Onshore Fund LP See All Filings	D/A	2019-06-21 11:58:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598883 Filed Document 0001315863-19-000525 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:58:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MACARTHUR PLACE APARTMENTS, LP See All Filings	D	2019-06-21 11:57:04 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001780301 Filed Document 0001780301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:57:04 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marlowe Partners Offshore Fund Ltd. See All Filings	D/A	2019-06-21 11:54:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598880 Filed Document 0001315863-19-000524 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clear Choice ER, LLC See All Filings	D	2019-06-21 11:53:44 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001778196 Filed Document 0001567619-19-013800 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:53:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Australia Fund III, L.P. See All Filings	D	2019-06-21 11:30:58 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001779913 Filed Document 0001779913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:30:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inertia Systems, Inc. See All Filings	D	2019-06-21 11:29:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001780345 Filed Document 0001780345-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:29:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BAHIA AM BRAZIL EQUITY FUND LLC See All Filings	D/A	2019-06-21 11:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonic PG Structured Credit Fund LP See All Filings	D/A	2019-06-21 11:15:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647164 Filed Document 0000919574-19-004249 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:15:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARMOR QUALIFIED, L. P. See All Filings	D/A	2019-06-21 11:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373990 Filed Document 0000919574-19-004247 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:05:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
footymarket Corp See All Filings	D	2019-06-21 11:05:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers none CIK Number 0001779802 Filed Document 0001779802-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-21 11:05:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ARMOR CAPITAL PARTNERS, L.P. See All Filings	D/A	2019-06-21 10:57:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072995 Filed Document 0000919574-19-004245 Exclusions or Exemptions 506b Accepted Date 2019-06-21 10:57:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Analog Capital Fund, L.P. See All Filings	D/A	2019-06-21 10:55:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635722 Filed Document 0001635722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 10:55:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALMERSTON CREDIT FEEDER FUND Ltd See All Filings	D/A	2019-06-21 10:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677527 Filed Document 0001677527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 10:40:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewSpring Growth Capital V, L.P. See All Filings	D	2019-06-21 10:25:15 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001779549 Filed Document 0000902664-19-002832 Exclusions or Exemptions 506b Accepted Date 2019-06-21 10:25:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Guardian Investments, Inc. See All Filings	D	2019-06-21 10:23:51 UTC
Amount To Be Raised $153,513,750 Associated Brokers / Dealers N/A CIK Number 0001778409 Filed Document 0000897069-19-000312 Exclusions or Exemptions 506b Accepted Date 2019-06-21 10:23:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Independent Optical Laboratories LLC See All Filings	D	2019-06-21 10:16:15 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001779439 Filed Document 0001779439-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 10:16:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Naborforce LLC See All Filings	D	2019-06-21 10:15:31 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001780202 Filed Document 0001780202-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 10:15:31 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
ParaGen Technologies LLC See All Filings	D	2019-06-21 10:13:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001698552 Filed Document 0001700784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 10:13:40 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Bling Capital SPV B CoreTech Fitness LP See All Filings	D	2019-06-21 09:56:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001779377 Filed Document 0001779377-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 09:56:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rockefeller U.S. Small Capitalization Fund QP, L.P. See All Filings	D/A	2019-06-21 09:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542575 Filed Document 0000945621-19-000225 Exclusions or Exemptions 506b Accepted Date 2019-06-21 09:47:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dynamix Holdings, LLC See All Filings	D	2019-06-21 09:33:06 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001779488 Filed Document 0001779488-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 09:33:06 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Other
FM FIFTH AVENUE FUND, LTD. See All Filings	D/A	2019-06-21 09:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524779 Filed Document 0000945621-19-000224 Exclusions or Exemptions 506b Accepted Date 2019-06-21 09:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FM FIFTH AVENUE FUND, LP See All Filings	D/A	2019-06-21 09:25:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524778 Filed Document 0000945621-19-000223 Exclusions or Exemptions 506b Accepted Date 2019-06-21 09:25:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sun Belt Multifamily Portfolio DST See All Filings	D/A	2019-06-21 09:16:05 UTC
Amount To Be Raised $89,946,980 Associated Brokers / Dealers Edward Fernandez, Concorde Investment Services LLC, Commonwealth Financial Network, Cetera Advisors, LLC, John Scott, Michael Hall, H D Vest Investment Securities Inc, Sagepoint Financial, Inc., Don Wittler, 1st Global Capital Corporation, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, Ricky Small, Crown Capital Securities L.P., Alec Abbott, Lincoln Financial Advisors, David Gillimore, Patrick Conway, Peter Fisher, Julienne Riddell, Ronald Strasburg, Eric Bicknese, Michael Strafford, Dieter Thurow, Diane Evans, Brandon Crabb, Paul Murphy, David Nelson, Tom Velken, Kirk Dobson, Christopher Riel, Ronald Cole, Troy Thomas, Thomas Stanley, Royal Alliance Associates, Inc., Keith Herman, Matthew Brozik, Timothy Harley, Roger Smith, Stacey Morimoto, Laura Collins, Brian Vosberg, Darren Oglesby, Spencer Weston, Daniel Pinkerton, Gregory Robert Schowe, Ryan Finch, Kenneth Nelson, Robert Pecha, John Bishop, Debra Schleining, Theresa Hall, Brandon Wagner, Allen Yee, John Orito, Paul Getty, Ron Selik, Jeremy Ftacek, Shawn Williamson, Daniel Bisese, Daniel Mercer, Fredrick Hubler, Michael Karapetian, David Levinson, Mark Joseph Rychel, Dinesh Gupta, and David Ash CIK Number 0001767656 Filed Document 0001767656-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-06-21 09:16:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Boothbay Absolute Return Strategies, LP See All Filings	D/A	2019-06-21 09:08:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609310 Filed Document 0001609310-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 09:08:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RCP Artemis Co-Invest, L.P. See All Filings	D	2019-06-21 09:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited CIK Number 0001780213 Filed Document 0000950103-19-008241 Exclusions or Exemptions 506b Accepted Date 2019-06-21 09:05:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union PVL Opportunity Fund, LLC See All Filings	D	2019-06-21 08:59:08 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001780022 Filed Document 0001014108-19-000098 Exclusions or Exemptions 506b Accepted Date 2019-06-21 08:59:08 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Revere Pharmaceuticals Inc. See All Filings	D	2019-06-21 08:39:05 UTC
Amount To Be Raised $1,923,915 Associated Brokers / Dealers N/A CIK Number 0001778959 Filed Document 0001778959-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 08:39:05 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chenavari European Structured Credit Master Fund LP See All Filings	D/A	2019-06-21 08:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574715 Filed Document 0001574715-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 08:37:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Belt Multifamily Portfolio II DST See All Filings	D	2019-06-21 08:22:42 UTC
Amount To Be Raised $67,591,872 Associated Brokers / Dealers Mike Bendix CIK Number 0001777792 Filed Document 0001777792-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 08:22:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Public Equity Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2019-06-21 08:11:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568649 Filed Document 0001144204-19-031778 Exclusions or Exemptions 506b Accepted Date 2019-06-21 08:11:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen Global Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2019-06-21 08:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568659 Filed Document 0001144204-19-031776 Exclusions or Exemptions 506b Accepted Date 2019-06-21 08:08:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Myers Multifamily DST See All Filings	D/A	2019-06-21 08:00:01 UTC
Amount To Be Raised $23,971,364 Associated Brokers / Dealers Inland Securities Corporation, Rudi Siela, John Chess, Edward Fernandez, RCX Capital Group LLC, Scott Sheehan, Kevin Daniels, Debra Shleining, Grant Conness, Robert Bye, Eric Scaff, Sherry Malone, Mike Bendix, Jeff Senglaub, Blayne Anderson, Troy Thomas, Damian Dering, Marinos Ballas, William Morrow, Jack Creighton, Mike Newton, John Bishop, Michael Janis, Jon Paul Cirelli, W Aubrey Morrow, Frank Kuiper, Christina Nielson, Daniel Prisciotta, Marc Geels, Bruce Horowitz, Robert Smith, John Christy, Arlon Enmeier, John Ariola, Kenneth Ulrich, Mark Iskander, Jeffrey Arburn, Mark Creason, Frank Hanna, Bryan Cogliano, Teri Glaspy, Kelly Campbell, Anna Marie Ocampo Lovell, Derek Ferriera, Gregory Morell, Jeffrey Kiesnoski, Timothy Alessi, Jonathan Keller, Nathan Kuhn, Mark Kosanke, David Ehrenkrook, and James Ehrenkrook CIK Number 0001759531 Filed Document 0001759531-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-06-21 08:00:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-06-21 07:44:14 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield CIK Number 0001757500 Filed Document 0001757500-19-000025 Exclusions or Exemptions 506b Accepted Date 2019-06-21 07:44:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace UCITS Funds PLC - MW Liquid Alpha UCITS Fund See All Filings	D/A	2019-06-21 06:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677454 Filed Document 0000902664-19-002831 Exclusions or Exemptions 506b Accepted Date 2019-06-21 06:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Summit (Offshore), SPC See All Filings	D/A	2019-06-21 06:34:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677929 Filed Document 0000902664-19-002830 Exclusions or Exemptions 506b Accepted Date 2019-06-21 06:34:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SRG BREAKFAST CAFE LLC See All Filings	D	2019-06-20 20:45:39 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001780298 Filed Document 0001780298-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-20 20:45:39 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity