Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Healthcare Ventures of Arizona, LLC See All Filings	D	2019-06-21 14:49:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001776274 Filed Document 0001776274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
geocko, inc. See All Filings	D	2019-06-21 14:49:40 UTC
Amount To Be Raised $3,999,998 Associated Brokers / Dealers N/A CIK Number 0001675157 Filed Document 0001675157-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:49:40 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Defiance Silver Corp. See All Filings	D	2019-06-21 14:49:08 UTC
Amount To Be Raised $1,639,162 Associated Brokers / Dealers Canaccord Genuity LLC CIK Number 0001771427 Filed Document 0001771427-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:49:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Opportunity Fund V LLC - Series 1 See All Filings	D/A	2019-06-21 14:47:04 UTC
Amount To Be Raised $2,264,045 Associated Brokers / Dealers N/A CIK Number 0001773936 Filed Document 0001773937-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:47:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metropolis Technologies, Inc. See All Filings	D	2019-06-21 14:43:34 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001780095 Filed Document 0001780095-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:43:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Relative Value Trading Fund Ltd. See All Filings	D/A	2019-06-21 14:38:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679301 Filed Document 0001679301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:38:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEDICI Global, Inc. See All Filings	D	2019-06-21 14:37:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001642969 Filed Document 0001209191-19-038424 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:37:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Opportunity Fund, Ltd. See All Filings	D/A	2019-06-21 14:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC and Morgan Stanley CIK Number 0001571005 Filed Document 0001571005-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TerrAscend Corp. See All Filings	D	2019-06-21 14:30:50 UTC
Amount To Be Raised $38,458,000 Associated Brokers / Dealers N/A CIK Number 0001778129 Filed Document 0001778129-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:30:50 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Layer 7 Advice Holdings LLC See All Filings	D/A	2019-06-21 14:30:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001737454 Filed Document 0001737454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:30:42 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
US Equity Long-Only Fund LP See All Filings	D/A	2019-06-21 14:15:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676674 Filed Document 0001676674-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:15:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Misfit Fund III, L.P. See All Filings	D	2019-06-21 14:14:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001772620 Filed Document 0001772620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prism Alt Income Fund, LLC See All Filings	D/A	2019-06-21 14:08:49 UTC
Amount To Be Raised $16,793,346 Associated Brokers / Dealers N/A CIK Number 0001695104 Filed Document 0001684311-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:08:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GeneCapture, Inc. See All Filings	D	2019-06-21 14:06:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001559176 Filed Document 0001446933-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-21 14:06:02 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 384 See All Filings	D	2019-06-21 13:59:55 UTC
Amount To Be Raised $243,877 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001766645 Filed Document 0001773937-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:59:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altivolus Fund, LP See All Filings	D/A	2019-06-21 13:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677790 Filed Document 0001677790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAIF-MS, LLC See All Filings	D/A	2019-06-21 13:56:58 UTC
Amount To Be Raised $10,529,000 Associated Brokers / Dealers N/A CIK Number 0001684311 Filed Document 0001684311-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ouray Digital Inc. See All Filings	D	2019-06-21 13:56:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001780339 Filed Document 0001780339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:56:52 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SOUND POINT SENIOR FLOATING RATE MASTER FUND, L.P. See All Filings	D/A	2019-06-21 13:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645129 Filed Document 0001567619-19-013821 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:56:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyoStorm, L.L.C. See All Filings	D	2019-06-21 13:51:32 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001780323 Filed Document 0001780323-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:51:32 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Sound Point Senior Floating Rate Fund, L.P. See All Filings	D/A	2019-06-21 13:51:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530786 Filed Document 0001567619-19-013819 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:51:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2019-06-21 13:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530793 Filed Document 0001567619-19-013817 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:48:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point Credit Opportunities Fund, L.P. See All Filings	D/A	2019-06-21 13:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489934 Filed Document 0001567619-19-013815 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:44:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIN MEN FUND I, L.P. See All Filings	D/A	2019-06-21 13:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744783 Filed Document 0001744783-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point CLO Fund, LP See All Filings	D/A	2019-06-21 13:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644967 Filed Document 0001567619-19-013813 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point Beacon Offshore Fund, Ltd. See All Filings	D/A	2019-06-21 13:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595011 Filed Document 0001567619-19-013811 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point Beacon Fund, LP See All Filings	D/A	2019-06-21 13:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594993 Filed Document 0001567619-19-013809 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:33:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leef Holdings, Inc. See All Filings	D	2019-06-21 13:28:20 UTC
Amount To Be Raised $1,215,000 Associated Brokers / Dealers N/A CIK Number 0001755257 Filed Document 0001567619-19-013807 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:28:20 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zenith Technical Innovations, LLC See All Filings	D	2019-06-21 13:18:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001648238 Filed Document 0001648238-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:18:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hazelcast, Inc. See All Filings	D	2019-06-21 13:16:57 UTC
Amount To Be Raised $32,499,997 Associated Brokers / Dealers N/A CIK Number 0001555106 Filed Document 0001555106-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 13:16:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IRELAND INC. See All Filings	D	2019-06-21 12:58:58 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001166338 Filed Document 0001534122-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:58:58 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
SILVER OAK SECURITIES, INCORPORATED See All Filings	D	2019-06-21 12:56:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001080576 Filed Document 0001080576-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:56:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Mariner CLO Opportunities Fund, L.P. See All Filings	D	2019-06-21 12:52:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001671313 Filed Document 0001671313-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:52:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ampleforth Foundation See All Filings	D	2019-06-21 12:49:11 UTC
Amount To Be Raised $910,000 Associated Brokers / Dealers N/A CIK Number 0001773595 Filed Document 0001773595-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:49:11 UTC Type of Offering D Industry Other Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Other
Brookline SPV, LLC See All Filings	D	2019-06-21 12:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780283 Filed Document 0001780283-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:45:19 UTC Type of Offering D Industry Investing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AMARILLO GOLD CORP. See All Filings	D	2019-06-21 12:42:47 UTC
Amount To Be Raised $217,405 Associated Brokers / Dealers N/A CIK Number 0001497606 Filed Document 0001062993-19-002699 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:42:47 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CRAFT VENTURES AFFILIATES II, L.P. See All Filings	D/A	2019-06-21 12:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774836 Filed Document 0001774836-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WVP Emerging Manager Onshore Fund, LLC - Kingsford Series See All Filings	D/A	2019-06-21 12:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708164 Filed Document 0001013594-19-000414 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:36:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Opportunity Fund, L.P. See All Filings	D/A	2019-06-21 12:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC and Morgan Stanley CIK Number 0001476881 Filed Document 0001476881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:35:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ClearForce, Inc. See All Filings	D	2019-06-21 12:25:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001746879 Filed Document 0001746879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:25:29 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Liquid Alpha Fund, L.P. See All Filings	D/A	2019-06-21 12:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581187 Filed Document 0001581187-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MA Fund I, a series of Moving Capital, LP See All Filings	D	2019-06-21 12:23:00 UTC
Amount To Be Raised $117,950 Associated Brokers / Dealers N/A CIK Number 0001780047 Filed Document 0001780047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:23:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Benson and Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-19-036935 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:22:52 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2019-06-21 12:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, and Hightower Securities, LLC CIK Number 0001616017 Filed Document 0001616017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:22:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-19-036934 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:22:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips, Michael Liebeskind, and Brent Kinetz CIK Number 0001080429 Filed Document 0001104659-19-036933 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:21:52 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-19-036932 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:21:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001104659-19-036930 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:21:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:20:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-19-036929 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:20:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-06-21 12:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-19-036928 Exclusions or Exemptions 506b Accepted Date 2019-06-21 12:20:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other