Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Asymmetria Investors II, LLC - Series 1 See All Filings	D	2019-08-30 16:54:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001786719 Filed Document 0001786719-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:54:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Sage Life Equity Fund 3, LLC See All Filings	D	2019-08-30 16:51:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785990 Filed Document 0001785990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:51:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Singularity Energy, Inc. See All Filings	D	2019-08-30 16:51:52 UTC
Amount To Be Raised $54,000 Associated Brokers / Dealers N/A CIK Number 0001787036 Filed Document 0001787036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:51:52 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Broadway Beta Ventures, L.P. See All Filings	D	2019-08-30 16:46:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001786343 Filed Document 0001786343-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:46:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
JustInvest, LLC See All Filings	D	2019-08-30 16:45:55 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001786399 Filed Document 0001786399-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:45:55 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
L Catterton IX Offshore, L.P. See All Filings	D	2019-08-30 16:37:27 UTC
Amount To Be Raised $4,000,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001783706 Filed Document 0001783706-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:37:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Wrightspeed, Inc. See All Filings	D/A	2019-08-30 16:35:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001648799 Filed Document 0001567619-19-017729 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:35:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEELOS THERAPEUTICS, INC. See All Filings	D	2019-08-30 16:34:49 UTC
Amount To Be Raised $3,982,750 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001017491 Filed Document 0001017491-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:34:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
L Catterton IX, L.P. See All Filings	D	2019-08-30 16:32:53 UTC
Amount To Be Raised $4,000,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001783707 Filed Document 0001783707-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:32:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VentriFlo, Inc. See All Filings	D	2019-08-30 16:31:41 UTC
Amount To Be Raised $10,305,452 Associated Brokers / Dealers N/A CIK Number 0001786996 Filed Document 0001786996-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:31:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Camira Holdings Ltd See All Filings	D	2019-08-30 16:25:41 UTC
Amount To Be Raised $6,866,200 Associated Brokers / Dealers N/A CIK Number 0001706690 Filed Document 0001437749-19-017704 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:25:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Walton Pointe Tax Credit, LLC See All Filings	D	2019-08-30 16:24:08 UTC
Amount To Be Raised $630,960 Associated Brokers / Dealers N/A CIK Number 0001588138 Filed Document 0001534601-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:24:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TRG Emerging Frontier Equities Fund, Ltd. See All Filings	D/A	2019-08-30 16:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721252 Filed Document 0000947871-19-000647 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
100x LP See All Filings	D	2019-08-30 16:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787015 Filed Document 0001787015-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:18:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MI Fund I, a series of AngelList-GP-Funds-I, LP See All Filings	D	2019-08-30 16:15:48 UTC
Amount To Be Raised $108,001 Associated Brokers / Dealers N/A CIK Number 0001786935 Filed Document 0001786935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:15:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Oaks Family 2 Tax Credit, LLC See All Filings	D	2019-08-30 16:13:15 UTC
Amount To Be Raised $654,720 Associated Brokers / Dealers N/A CIK Number 0001588140 Filed Document 0001534601-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:13:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
L Catterton Latin America III, L.P. See All Filings	D	2019-08-30 16:12:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001785945 Filed Document 0001012975-19-000592 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:12:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newtyn Offshore Partners, Ltd. See All Filings	D	2019-08-30 16:11:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781562 Filed Document 0000905718-19-000743 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:11:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northstar Mezzanine Partners VII L.P. See All Filings	D	2019-08-30 16:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759372 Filed Document 0001759372-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:05:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Walton Village Senior Phase 2 State Credit, LLC See All Filings	D	2019-08-30 16:01:57 UTC
Amount To Be Raised $418,000 Associated Brokers / Dealers N/A CIK Number 0001534601 Filed Document 0001534601-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:01:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Haystack IR Fund I, a series of Opportunity Master Funds, LP See All Filings	D	2019-08-30 16:00:48 UTC
Amount To Be Raised $753,000 Associated Brokers / Dealers N/A CIK Number 0001786936 Filed Document 0001786936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:00:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KYNEVIX PARTNERS I LP See All Filings	D	2019-08-30 16:00:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001786105 Filed Document 0001786105-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 16:00:13 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2019-08-30 15:56:32 UTC
Amount To Be Raised $379,550 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:56:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund 2020, L.P. - Series C (Double Impact) See All Filings	D	2019-08-30 15:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786402 Filed Document 0000950142-19-001870 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund 2020, L.P. - Series B (Credit) See All Filings	D	2019-08-30 15:52:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786403 Filed Document 0000950142-19-001869 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:52:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund 2020, L.P. - Series A (Tech) See All Filings	D	2019-08-30 15:50:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786404 Filed Document 0000950142-19-001868 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:50:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crossbar, Inc. See All Filings	D	2019-08-30 15:50:08 UTC
Amount To Be Raised $25,047,000 Associated Brokers / Dealers N/A CIK Number 0001555455 Filed Document 0001555455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:50:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NuSachi, Inc. See All Filings	D	2019-08-30 15:48:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001786091 Filed Document 0001786091-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:48:22 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Vessco Midco Holdings, LLC See All Filings	D	2019-08-30 15:45:18 UTC
Amount To Be Raised $23,624,543 Associated Brokers / Dealers N/A CIK Number 0001779485 Filed Document 0001596771-19-000100 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:45:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Aloe Care International, LLC See All Filings	D	2019-08-30 15:43:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001786942 Filed Document 0001786942-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:43:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ALLIANT STRATEGIC PRESERVATION FEEDER FUND II, LTD. See All Filings	D	2019-08-30 15:40:48 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Common Good Securities, LLC CIK Number 0001786184 Filed Document 0001761088-19-000084 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:40:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O2 Oxygen Vessco Intermediate, LLC See All Filings	D	2019-08-30 15:35:28 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001757189 Filed Document 0001596771-19-000099 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:35:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Precision Nanosystems Inc. See All Filings	D	2019-08-30 15:31:33 UTC
Amount To Be Raised $2,980,168 Associated Brokers / Dealers N/A CIK Number 0001654441 Filed Document 0001567619-19-017724 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:31:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vessco Holdings, LLC See All Filings	D	2019-08-30 15:30:24 UTC
Amount To Be Raised $23,624,543 Associated Brokers / Dealers N/A CIK Number 0001757188 Filed Document 0001596771-19-000098 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Sherwood Acquisition, LLC See All Filings	D	2019-08-30 15:23:07 UTC
Amount To Be Raised $23,624,543 Associated Brokers / Dealers N/A CIK Number 0001785422 Filed Document 0001596771-19-000097 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:23:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Kurzhaar Fund, LP See All Filings	D/A	2019-08-30 15:21:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580938 Filed Document 0001580938-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:21:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENGAGE UNI LLC See All Filings	D	2019-08-30 15:08:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001759467 Filed Document 0001759467-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:08:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
EMEX Holdings, LLC See All Filings	D	2019-08-30 15:06:30 UTC
Amount To Be Raised $7,865,312 Associated Brokers / Dealers N/A CIK Number 0001738794 Filed Document 0001596771-19-000096 Exclusions or Exemptions 506b Accepted Date 2019-08-30 15:06:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Inprentus, Inc. See All Filings	D	2019-08-30 14:57:23 UTC
Amount To Be Raised $1,126,982 Associated Brokers / Dealers N/A CIK Number 0001575485 Filed Document 0001575485-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:57:23 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
OUT FROM LAND INVESTOR GROUP LLC See All Filings	D/A	2019-08-30 14:52:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001730847 Filed Document 0001786929-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:52:10 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WALNUT STREET CAPITAL AFFILIATES FUND I, L.P. See All Filings	D	2019-08-30 14:49:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787016 Filed Document 0001787016-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:49:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2019-08-30 14:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-19-000534 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Bronx Hotel EB5 Preferred Equity, LLLP See All Filings	D/A	2019-08-30 14:46:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786948 Filed Document 0001786948-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:46:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Opportunistic Fund LP See All Filings	D/A	2019-08-30 14:45:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001354018 Filed Document 0000899140-19-000533 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:45:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Seventh Street Fund LP See All Filings	D/A	2019-08-30 14:44:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and UBS Financial Services Inc. CIK Number 0001355191 Filed Document 0000899140-19-000532 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:44:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Opportunistic Cayman Fund SPC See All Filings	D/A	2019-08-30 14:44:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC, Bank Morgan Stanley AG, UBS Financial Services Inc., and Morgan Stanley and Co International Limited CIK Number 0001376367 Filed Document 0000899140-19-000531 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:44:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LBM Acquisition, LLC See All Filings	D/A	2019-08-30 14:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652328 Filed Document 0001652328-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:41:54 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Park Bronx Hotel EB5 Preferred Equity, LLLP See All Filings	D	2019-08-30 14:24:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001786948 Filed Document 0001786948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Loan Transactions & Technology LLC See All Filings	D	2019-08-30 14:13:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001784484 Filed Document 0001784484-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-08-30 14:13:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Decision Sciences International Corp See All Filings	D/A	2019-08-30 14:12:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001347065 Filed Document 0001783343-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:12:14 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity