|
|
D |
2019-10-28 14:09:16 UTC |
- Amount To Be Raised
- $3,517,100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792238
- Filed Document
- 0001792238-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 14:09:16 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 14:07:23 UTC |
- Amount To Be Raised
- $581,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792290
- Filed Document
- 0001792290-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 14:07:23 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-10-28 13:53:47 UTC |
- Amount To Be Raised
- $10,666,598
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792387
- Filed Document
- 0000899797-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:53:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 13:53:27 UTC |
- Amount To Be Raised
- $4,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792469
- Filed Document
- 0001792469-19-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2019-10-28 13:53:27 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-10-28 13:44:27 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792480
- Filed Document
- 0001792480-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:44:27 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-28 13:42:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N.A. INVESTCORP LLC
- CIK Number
- 0001720617
- Filed Document
- 0001720617-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:42:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-28 13:39:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joe Sprague
- CIK Number
- 0001135856
- Filed Document
- 0001135856-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:39:21 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-28 13:32:16 UTC |
- Amount To Be Raised
- $1,677,726
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790830
- Filed Document
- 0001790830-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:32:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 13:30:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720819
- Filed Document
- 0001720819-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:30:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-28 13:30:12 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792445
- Filed Document
- 0001445866-19-001275
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:30:12 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 13:23:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., Western International Securities, Inc., Charles Schwab & Co., Inc., National Financial Services, LLC, FSC Securities Corporation, Harbor Investment Advisory, LLC, RBC Capital Markets, LLC, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Bank, N.A., Woodbury Financial Services, Inc., Citigroup Global Markets Inc., First Republic Investment Management, Inc., Stifel Nicholas & Company, Incorporated, Sanford C. Bernstein & Co., LLC, Axa Advisors, Lara, May & Associates, LLC, Northern Trust Securities, Inc., and Seaport Securities Corp.
- CIK Number
- 0001623075
- Filed Document
- 0001791459-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:23:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-28 13:19:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001757087
- Filed Document
- 0000898432-19-001285
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:19:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-28 13:19:12 UTC |
- Amount To Be Raised
- $9,437,496
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682568
- Filed Document
- 0001682568-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:19:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 13:16:43 UTC |
- Amount To Be Raised
- $684,619
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515251
- Filed Document
- 0001515251-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:16:43 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 13:06:42 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001354655
- Filed Document
- 0001354655-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:06:42 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-10-28 13:04:24 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792410
- Filed Document
- 0001792410-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:04:24 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 13:03:19 UTC |
- Amount To Be Raised
- $27,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001354655
- Filed Document
- 0001354655-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 13:03:19 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:59:42 UTC |
- Amount To Be Raised
- $16,904,609
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791147
- Filed Document
- 0001791147-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:59:42 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:58:22 UTC |
- Amount To Be Raised
- $1,337
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792298
- Filed Document
- 0001085037-19-000106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:58:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:58:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791459
- Filed Document
- 0001791459-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:58:14 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 12:54:37 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001354655
- Filed Document
- 0001354655-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:54:37 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:53:41 UTC |
- Amount To Be Raised
- $7,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792156
- Filed Document
- 0001171520-19-000326
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:53:41 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 12:37:57 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790418
- Filed Document
- 0001790418-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:37:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-28 12:36:15 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746381
- Filed Document
- 0001746381-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:36:15 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:33:30 UTC |
- Amount To Be Raised
- $10,489,984
- Associated Brokers / Dealers
- Raymond James & Associates, Inc.
- CIK Number
- 0001358254
- Filed Document
- 0001567619-19-020032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:33:30 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:30:55 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791854
- Filed Document
- 0001791854-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:30:55 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:22:31 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792372
- Filed Document
- 0001445866-19-001274
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:22:31 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:20:05 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792304
- Filed Document
- 0001792304-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:20:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-28 12:19:57 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792371
- Filed Document
- 0001445866-19-001273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:19:57 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:14:04 UTC |
- Amount To Be Raised
- $30,009,040
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792333
- Filed Document
- 0001792333-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:14:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 12:09:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785584
- Filed Document
- 0000950172-19-000124
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:09:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 12:06:05 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791427
- Filed Document
- 0001567619-19-020029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 12:06:05 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-28 11:55:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791563
- Filed Document
- 0000919574-19-006588
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 11:55:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 11:52:41 UTC |
- Amount To Be Raised
- $51,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789652
- Filed Document
- 0001789652-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 11:52:41 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 11:47:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791460
- Filed Document
- 0001789504-19-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 11:47:18 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 11:45:10 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618916
- Filed Document
- 0001618916-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 11:45:10 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 11:43:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Heptagon Capital LLP
- CIK Number
- 0001745844
- Filed Document
- 0001745844-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 11:43:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-28 11:28:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001138835
- Filed Document
- 0001789504-19-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 11:28:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-28 11:24:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001138790
- Filed Document
- 0001789504-19-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 11:24:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-28 10:41:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Crito Capital LLC
- CIK Number
- 0001732463
- Filed Document
- 0001315863-19-000879
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 10:41:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 10:29:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Crito Capital LLC
- CIK Number
- 0001732462
- Filed Document
- 0001315863-19-000878
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 10:29:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 10:10:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc., Morgan Stanley, and J.P. Morgan Securities LLC
- CIK Number
- 0001576489
- Filed Document
- 0000919574-19-006585
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 10:10:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-28 10:03:23 UTC |
- Amount To Be Raised
- $2,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769212
- Filed Document
- 0001769212-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 10:03:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-10-28 09:48:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623458
- Filed Document
- 0001623458-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 09:48:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2019-10-28 09:03:00 UTC |
- Amount To Be Raised
- $1,933,154
- Associated Brokers / Dealers
- CORMARK SECURITIES (USA) LIMITED
- CIK Number
- 0001057791
- Filed Document
- 0001062993-19-004040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 09:03:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-28 09:02:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757081
- Filed Document
- 0001784157-19-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 09:02:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-28 07:52:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775916
- Filed Document
- 0001775916-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-28 07:52:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-10-25 21:18:41 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792198
- Filed Document
- 0001792203-19-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 21:18:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-25 21:10:35 UTC |
- Amount To Be Raised
- $80,020
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791528
- Filed Document
- 0001792203-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 21:10:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-25 20:46:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709542
- Filed Document
- 0001214659-19-006650
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 20:46:34 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|