Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Protect3d, Inc. See All Filings	D	2019-11-01 16:34:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792316 Filed Document 0001792316-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:34:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
APM HOLDINGS, LLC See All Filings	D	2019-11-01 16:33:54 UTC
Amount To Be Raised $291,200 Associated Brokers / Dealers N/A CIK Number 0001643534 Filed Document 0001643534-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:33:54 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Argo AI, LLC See All Filings	D/A	2019-11-01 16:32:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720462 Filed Document 0001567619-19-020294 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:32:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
UrbanLeap, Inc. See All Filings	D	2019-11-01 16:32:13 UTC
Amount To Be Raised $4,173,000 Associated Brokers / Dealers N/A CIK Number 0001792990 Filed Document 0001792990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:32:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MindImmune Therapeutics, Inc. See All Filings	D	2019-11-01 16:28:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001792522 Filed Document 0000908662-19-000238 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:28:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Argo AI Holdings, LLC See All Filings	D/A	2019-11-01 16:28:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720467 Filed Document 0001567619-19-020290 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:28:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Equity Capital Partners V, L.P. See All Filings	D/A	2019-11-01 16:23:47 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers VolcomCapital S.A. and Magenta Capital Services Ltd. CIK Number 0001778958 Filed Document 0001778958-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:23:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finkube Corp See All Filings	D	2019-11-01 16:23:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001792513 Filed Document 0001792513-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:23:12 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LH 2.0, LP See All Filings	D	2019-11-01 16:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792503 Filed Document 0001792503-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:20:30 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Freightera Logistics, Inc. See All Filings	D	2019-11-01 16:17:21 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001608566 Filed Document 0001608566-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:17:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PO&G Resources Fund, LP See All Filings	D/A	2019-11-01 16:16:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Berchenbriter CIK Number 0001720900 Filed Document 0001720900-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:16:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AVANATH AH IV HOLDCO, INC. See All Filings	D	2019-11-01 16:14:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001792023 Filed Document 0001567619-19-020285 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:14:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fiera Capital Agriculture Fund See All Filings	D	2019-11-01 16:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792495 Filed Document 0001567619-19-020284 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:13:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QRails, Inc. See All Filings	D/A	2019-11-01 16:10:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687915 Filed Document 0001079973-19-000555 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:10:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Octopus LP See All Filings	D/A	2019-11-01 16:09:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628893 Filed Document 0001628893-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:09:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
2220 FILLMORE, LLC See All Filings	D	2019-11-01 16:08:08 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001793000 Filed Document 0001793000-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:08:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REF Topco, Inc. See All Filings	D	2019-11-01 16:05:30 UTC
Amount To Be Raised $1,096,000 Associated Brokers / Dealers N/A CIK Number 0001787117 Filed Document 0000950172-19-000127 Exclusions or Exemptions 506b Accepted Date 2019-11-01 16:05:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Grabr Inc. See All Filings	D	2019-11-01 15:54:52 UTC
Amount To Be Raised $774,162 Associated Brokers / Dealers N/A CIK Number 0001638252 Filed Document 0001638252-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:54:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Loan Advisers Holdings II LP See All Filings	D	2019-11-01 15:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001792226 Filed Document 0000945621-19-000334 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:48:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HRGi Holdings, Inc. See All Filings	D	2019-11-01 15:39:55 UTC
Amount To Be Raised $91,157,237 Associated Brokers / Dealers N/A CIK Number 0001792190 Filed Document 0001792190-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:39:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Noonum, Inc. See All Filings	D	2019-11-01 15:29:20 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001791923 Filed Document 0001791923-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:29:20 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CHF Solutions, Inc. See All Filings	D	2019-11-01 15:26:25 UTC
Amount To Be Raised $663,000 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001506492 Filed Document 0001596771-19-000126 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:26:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Berry Street Fund LP See All Filings	D	2019-11-01 15:22:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791487 Filed Document 0000902664-19-004164 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:22:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Secondaries Fund IV-K, L.P. See All Filings	D	2019-11-01 15:11:23 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, RBC Wealth Management, VCP Advisors LLC, PAS Advisory Services Pty Ltd, Kronstein Alternative Investment Advisors GmbH, CH Advisors GmbH, Innovation Partners, LLC, FPA Financial Corporation Pte Ltd., WaveCrest Securities, LLC, and Monument Group, Inc. CIK Number 0001783938 Filed Document 0001783938-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:11:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS SERIES III, L.L.C. See All Filings	D/A	2019-11-01 15:05:57 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001757047 Filed Document 0001757047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS NUS III, L.P. See All Filings	D/A	2019-11-01 15:04:53 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PARK HILL GROUP CIK Number 0001757045 Filed Document 0001757045-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:04:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND LXVI, LLC See All Filings	D	2019-11-01 15:04:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001772549 Filed Document 0001772549-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:04:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Dorsal Capital Partners, Ltd. See All Filings	D/A	2019-11-01 15:04:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553609 Filed Document 0000950142-19-002170 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:04:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DORSAL CAPITAL PARTNERS, L.P. See All Filings	D/A	2019-11-01 15:03:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471880 Filed Document 0000950142-19-002169 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:03:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Balance Partners, LP See All Filings	D/A	2019-11-01 15:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254669 Filed Document 0001095449-19-000055 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:02:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS III, L.P. See All Filings	D/A	2019-11-01 14:59:17 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001757044 Filed Document 0001757044-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS H III, L.P. See All Filings	D/A	2019-11-01 14:56:42 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001757046 Filed Document 0001757046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:56:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hello Hazel, Inc. See All Filings	D	2019-11-01 14:50:20 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001791792 Filed Document 0001791792-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:50:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Coalescence Emerging Markets Onshore Fund, LP See All Filings	D/A	2019-11-01 14:49:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758849 Filed Document 0000919574-19-006669 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:49:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WCC Lending Partners LLC See All Filings	D	2019-11-01 14:45:39 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001792434 Filed Document 0000898432-19-001292 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:45:39 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AUXXIT, INC. See All Filings	D/A	2019-11-01 14:39:51 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001745429 Filed Document 0001065949-19-000156 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:39:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Token Transit, Inc. See All Filings	D	2019-11-01 14:34:23 UTC
Amount To Be Raised $4,199,999 Associated Brokers / Dealers N/A CIK Number 0001792067 Filed Document 0001783876-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:34:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Azimuth GRC, Inc. See All Filings	D	2019-11-01 14:32:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001792131 Filed Document 0001792131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:32:02 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Halle Capital Partners I LP See All Filings	D	2019-11-01 14:30:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792096 Filed Document 0000919574-19-006667 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:30:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress E635 Madison LLC See All Filings	D	2019-11-01 14:21:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792088 Filed Document 0000950172-19-000126 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:21:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Faire Wholesale, Inc. See All Filings	D	2019-11-01 14:16:58 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001763016 Filed Document 0001763016-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:16:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D/A	2019-11-01 14:09:24 UTC
Amount To Be Raised $5,159,335 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001077640-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:09:24 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Debt
Fixed Income GlobalAlpha Onshore Fund LLC See All Filings	D/A	2019-11-01 14:05:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541040 Filed Document 0001784157-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-11-01 14:05:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D/A	2019-11-01 13:57:54 UTC
Amount To Be Raised $3,427,711 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001077640-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-01 13:57:54 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Debt
Fixed Income GlobalAlpha Offshore Fund Ltd. See All Filings	D/A	2019-11-01 13:53:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542227 Filed Document 0001784157-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-11-01 13:53:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biological Dynamics Inc See All Filings	D	2019-11-01 13:43:25 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001648485 Filed Document 0001648485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 13:43:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Consumer Growth Partners Fund I, LP See All Filings	D	2019-11-01 13:27:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792784 Filed Document 0000935836-19-000565 Exclusions or Exemptions 506b Accepted Date 2019-11-01 13:27:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurant Health Fund LP See All Filings	D/A	2019-11-01 13:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588655 Filed Document 0001588655-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 13:16:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teamshares Inc. See All Filings	D	2019-11-01 13:15:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001783876 Filed Document 0001783876-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-01 13:15:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRM Moraine Fund Ltd. See All Filings	D/A	2019-11-01 13:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590826 Filed Document 0001590826-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-01 13:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund