|
|
D/A |
2019-11-08 15:41:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518698
- Filed Document
- 0001518698-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:41:20 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-11-08 15:41:04 UTC |
- Amount To Be Raised
- $45,840,220
- Associated Brokers / Dealers
- MORGAN STANLEY, AMERIPRISE FINANCIAL SERVICES, INC., Commonwealth Financial Network, and Western International Securities
- CIK Number
- 0001785471
- Filed Document
- 0001785471-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:41:04 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 15:38:16 UTC |
- Amount To Be Raised
- $60,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701572
- Filed Document
- 0001085037-19-000115
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:38:16 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 15:35:45 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694384
- Filed Document
- 0001694384-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:35:45 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 15:35:15 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756649
- Filed Document
- 0001756649-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:35:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-08 15:32:39 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684586
- Filed Document
- 0001684586-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:32:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 15:30:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793521
- Filed Document
- 0001793521-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:30:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 15:29:03 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650633
- Filed Document
- 0001650633-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:29:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-11-08 15:28:00 UTC |
- Amount To Be Raised
- $11,999,881
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783164
- Filed Document
- 0001405086-19-000353
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:28:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 15:16:45 UTC |
- Amount To Be Raised
- $14,277,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692610
- Filed Document
- 0001692610-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:16:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 15:16:40 UTC |
- Amount To Be Raised
- $1,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793684
- Filed Document
- 0001793684-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:16:40 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 15:13:12 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789810
- Filed Document
- 0001789810-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:13:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 15:10:04 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793491
- Filed Document
- 0001793491-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:10:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-08 15:04:57 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682506
- Filed Document
- 0001682506-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:04:57 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 15:01:31 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604559
- Filed Document
- 0001604559-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 15:01:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 14:57:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511260
- Filed Document
- 0001511260-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:57:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 14:57:22 UTC |
- Amount To Be Raised
- $65,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792934
- Filed Document
- 0001792934-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:57:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 14:55:04 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792385
- Filed Document
- 0001792385-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:55:04 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-08 14:51:34 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- John Gramling
- CIK Number
- 0001599423
- Filed Document
- 0001599423-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:51:34 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 14:49:53 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793571
- Filed Document
- 0001793571-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:49:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 14:47:10 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608939
- Filed Document
- 0001608939-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:47:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-08 14:46:42 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787404
- Filed Document
- 0001787404-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:46:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 14:39:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001500119
- Filed Document
- 0001500119-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:39:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 14:37:54 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793687
- Filed Document
- 0001567619-19-020809
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:37:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 14:30:09 UTC |
- Amount To Be Raised
- $17,838,877
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793592
- Filed Document
- 0001793592-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:30:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 14:28:53 UTC |
- Amount To Be Raised
- $84,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793546
- Filed Document
- 0001793536-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:28:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 14:26:02 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- EMERSON EQUITY LLC
- CIK Number
- 0001793531
- Filed Document
- 0001793531-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:26:02 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-08 14:22:55 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792785
- Filed Document
- 0001792785-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:22:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-08 14:21:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Foreside Fund Services, LLC
- CIK Number
- 0001742836
- Filed Document
- 0000926877-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:21:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 14:17:23 UTC |
- Amount To Be Raised
- $138,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793459
- Filed Document
- 0001793536-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:17:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-08 14:14:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services
- CIK Number
- 0001404013
- Filed Document
- 0000940394-19-001495
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:14:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 14:09:36 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Maxim Group LLC
- CIK Number
- 0001793648
- Filed Document
- 0001793648-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:09:36 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-11-08 14:08:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780585
- Filed Document
- 0001780585-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:08:31 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 14:06:54 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731754
- Filed Document
- 0001788637-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:06:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-08 14:02:42 UTC |
- Amount To Be Raised
- $223,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793453
- Filed Document
- 0001793536-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 14:02:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 13:48:12 UTC |
- Amount To Be Raised
- $133,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793544
- Filed Document
- 0001793536-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:48:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 13:42:07 UTC |
- Amount To Be Raised
- $23,825,000
- Associated Brokers / Dealers
- Passco Capital, Inc., Berthel Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Whitehall-Parker Securities, Inc., Centaurus Financial, Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, Courtlandt Securities Corporation, Crown Capital Securities, L.P., DFPG Investments, Inc., Emerson Equity LLC, Great Point Capital LLC, Huntwicke Securities, LLC, Independent Financial Group, LLC, JRL Capital Corporation, Kalos Capital, Inc., Lewis Financial Group, L.C., Lightpath Capital, Inc., McDermott Investment Services, LLC, National Securities Corporation, Titan Securities, PrimeX, RCX Capital Group, LLC, Sandlapper Securities, LLC, Somerset Securities, Inc., Triad Advisors LLC, Wealthforge Securities, LLC, and NexTrend Securities, Inc.
- CIK Number
- 0001793169
- Filed Document
- 0001793169-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:42:07 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 13:37:03 UTC |
- Amount To Be Raised
- $4,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792095
- Filed Document
- 0001792095-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:37:03 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 13:31:23 UTC |
- Amount To Be Raised
- $120,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793448
- Filed Document
- 0001793536-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:31:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-08 13:26:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759752
- Filed Document
- 0001171520-19-000336
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:26:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-08 13:16:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758582
- Filed Document
- 0001758582-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:16:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 13:13:21 UTC |
- Amount To Be Raised
- $1,548,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606171
- Filed Document
- 0001606171-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:13:21 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2019-11-08 13:10:52 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756172
- Filed Document
- 0001756172-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:10:52 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-08 13:09:32 UTC |
- Amount To Be Raised
- $347,007
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793534
- Filed Document
- 0001793536-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:09:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-08 13:07:11 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- GCA ADVISORS, LLC
- CIK Number
- 0001792461
- Filed Document
- 0001792461-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:07:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 13:04:44 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Davenport & Company LLC
- CIK Number
- 0001783425
- Filed Document
- 0001783425-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:04:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 13:02:47 UTC |
- Amount To Be Raised
- $210,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780840
- Filed Document
- 0001437749-19-022097
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 13:02:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-08 12:57:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324427
- Filed Document
- 0001324427-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 12:57:12 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
K INDIA OPPORTUNITIES FUND Ltd (INDIA SPECIAL SITUATIONS VALUE PORTFOLIO)
See All Filings
|
D/A |
2019-11-08 12:45:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kotak Mahindra Inc.
- CIK Number
- 0001722452
- Filed Document
- 0001722452-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 12:45:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-08 12:42:40 UTC |
- Amount To Be Raised
- $3,005,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793570
- Filed Document
- 0001793570-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-08 12:42:40 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|