Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
THEOREM MAIN FUND OFFSHORE LP See All Filings	D/A	2019-12-09 09:28:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688311 Filed Document 0001688311-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-09 09:28:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theorem Main Fund LP See All Filings	D/A	2019-12-09 09:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588671 Filed Document 0001588671-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-09 09:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RASTEGAR MULTI YIELD LLC See All Filings	D/A	2019-12-09 09:04:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001796159 Filed Document 0001796159-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-09 09:04:07 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Redstone Living, LLC See All Filings	D	2019-12-09 08:52:38 UTC
Amount To Be Raised $5,760,000 Associated Brokers / Dealers N/A CIK Number 0001796182 Filed Document 0001796182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-09 08:52:38 UTC Type of Offering D Industry Residential Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Beartown Partners Fund, LP See All Filings	D	2019-12-09 08:50:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661855 Filed Document 0001661855-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-09 08:50:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Penn Institutional Loan Common Master Fund, LP See All Filings	D/A	2019-12-09 08:38:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573620 Filed Document 0001192482-19-000472 Exclusions or Exemptions 506b Accepted Date 2019-12-09 08:38:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Defensive High Yield Fund, L.P. See All Filings	D/A	2019-12-09 08:35:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christenson Investment Partners, Carol Lefcourt, Brinker Capital, VSR Financial Services Incorporated, Joseph Grace Holdings, Inc., and Strategic Financial Alliance Inc. CIK Number 0001303678 Filed Document 0001192482-19-000471 Exclusions or Exemptions 506b Accepted Date 2019-12-09 08:35:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CORE HIGH YIELD BOND FUND LP See All Filings	D/A	2019-12-09 08:31:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, VSRFinancial Services Incorporated, Joseph Grace Holdings, Inc., and Strategic Financial Alliance Inc. CIK Number 0001216123 Filed Document 0001192482-19-000470 Exclusions or Exemptions 506b Accepted Date 2019-12-09 08:31:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN SHORT DURATION HIGH YIELD FUND, L.P. See All Filings	D/A	2019-12-09 08:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christenson Investment Partners, Christenson Investment Partners, VSR Financial Services Incorporated, and Joseph Grace Holdings Inc. CIK Number 0001517412 Filed Document 0001192482-19-000469 Exclusions or Exemptions 506b Accepted Date 2019-12-09 08:25:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIGA TRONICS INC See All Filings	D	2019-12-09 06:13:09 UTC
Amount To Be Raised $3,362,390 Associated Brokers / Dealers N/A CIK Number 0000719274 Filed Document 0001437749-19-024021 Exclusions or Exemptions 506b Accepted Date 2019-12-09 06:13:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Deported LLC See All Filings	D	2019-12-06 20:57:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001795830 Filed Document 0001795830-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 20:57:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ETC Solar, Inc. See All Filings	D	2019-12-06 20:48:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001795847 Filed Document 0001795847-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 20:48:08 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Deported LLC See All Filings	D	2019-12-06 20:46:11 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001795830 Filed Document 0001795830-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 20:46:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NO Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D/A	2019-12-06 20:37:05 UTC
Amount To Be Raised $383,333 Associated Brokers / Dealers N/A CIK Number 0001785648 Filed Document 0001785648-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 20:37:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baton Trucking, Inc. See All Filings	D	2019-12-06 20:19:23 UTC
Amount To Be Raised $3,334,997 Associated Brokers / Dealers N/A CIK Number 0001795662 Filed Document 0001792948-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 20:19:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dreams of Starlight LLC See All Filings	D	2019-12-06 19:32:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001795801 Filed Document 0001795801-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 19:32:03 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Dreams of Starlight LLC See All Filings	D	2019-12-06 19:27:45 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001795801 Filed Document 0001795801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 19:27:45 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Echo Ridge Corp See All Filings	D/A	2019-12-06 18:34:08 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001756222 Filed Document 0001756222-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 18:34:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
GRYPHON MEZZANINE PARTNERS II FEEDER FUND, L.P. See All Filings	D/A	2019-12-06 18:32:39 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001788693 Filed Document 0001788693-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 18:32:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Company Venture Capital Fund I, LP See All Filings	D/A	2019-12-06 18:21:06 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001751559 Filed Document 0001751559-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 18:21:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zitara Technologies, Inc. See All Filings	D	2019-12-06 18:07:30 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001795899 Filed Document 0001795899-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 18:07:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arudem, LLC See All Filings	D	2019-12-06 18:05:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001736812 Filed Document 0001736812-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 18:05:26 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Quiet Growth I Series, LP - SPR I See All Filings	D	2019-12-06 18:00:08 UTC
Amount To Be Raised $5,262,000 Associated Brokers / Dealers N/A CIK Number 0001792898 Filed Document 0001792935-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 18:00:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aukey Group Holding Ltd See All Filings	D	2019-12-06 17:57:16 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001795817 Filed Document 0001795817-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:57:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
QCQC Vet SPV2 LLC See All Filings	D	2019-12-06 17:49:30 UTC
Amount To Be Raised $2,706,553 Associated Brokers / Dealers N/A CIK Number 0001792935 Filed Document 0001792935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:49:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HRH NCE LLC See All Filings	D/A	2019-12-06 17:33:47 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers NMS CAPITAL ADVISORS, LLC CIK Number 0001791868 Filed Document 0001791868-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:33:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Energy Corp. See All Filings	D	2019-12-06 17:20:34 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001435387 Filed Document 0001493152-19-018853 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:20:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Stratix Labs Corp See All Filings	D	2019-12-06 17:20:05 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001795294 Filed Document 0001795294-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-12-06 17:20:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Jake Hollow Investment Fund LLC See All Filings	D/A	2019-12-06 17:19:27 UTC
Amount To Be Raised $8,080,000 Associated Brokers / Dealers Patrick Capital Markets, LLC and Terry Carter & Company, Inc. CIK Number 0001795676 Filed Document 0001795676-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:19:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BIOWAVE CORP See All Filings	D/A	2019-12-06 17:17:57 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001144161 Filed Document 0001192482-19-000468 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:17:57 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RASTEGAR MULTI YIELD LLC See All Filings	D	2019-12-06 17:07:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001796159 Filed Document 0001796159-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:07:56 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Marshall Wace Funds PLC - MW Liquid Alpha Plus Fund See All Filings	D/A	2019-12-06 17:01:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691613 Filed Document 0000902664-19-004525 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:01:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advent Life Sciences Fund III LP See All Filings	D/A	2019-12-06 17:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761089 Filed Document 0001104659-19-070649 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:01:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund See All Filings	D/A	2019-12-06 17:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691814 Filed Document 0000902664-19-004524 Exclusions or Exemptions 506b Accepted Date 2019-12-06 17:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appian Way CAV Offshore, LP See All Filings	D	2019-12-06 16:56:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794821 Filed Document 0001510263-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:56:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sevan Multi-Site Solutions, LLC See All Filings	D	2019-12-06 16:53:23 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001796048 Filed Document 0001796048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:53:23 UTC Type of Offering D Industry Construction Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Two Sigma Ventures III, LP See All Filings	D/A	2019-12-06 16:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756502 Filed Document 0001756502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:51:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextPower III LP See All Filings	D/A	2019-12-06 16:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidante Capital Europe Limited CIK Number 0001761124 Filed Document 0001761124-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:51:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
David Energy Systems, Inc. See All Filings	D	2019-12-06 16:47:24 UTC
Amount To Be Raised $1,771,000 Associated Brokers / Dealers N/A CIK Number 0001782691 Filed Document 0001782691-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:47:24 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Audax Credit BDC Inc. See All Filings	D/A	2019-12-06 16:38:25 UTC
Amount To Be Raised $360,000,000 Associated Brokers / Dealers N/A CIK Number 0001633858 Filed Document 0001633858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:38:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Idaho First Bank See All Filings	D/A	2019-12-06 16:38:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JWTT Inc. CIK Number 0001530739 Filed Document 0001530739-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:38:10 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Bitovation Corp See All Filings	D	2019-12-06 16:34:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001795426 Filed Document 0001445866-19-001440 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:34:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Infinitum Electric Inc. See All Filings	D/A	2019-12-06 16:30:56 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001569941 Filed Document 0001569941-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:30:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1437 HOLDINGS LLC See All Filings	D	2019-12-06 16:23:24 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001796132 Filed Document 0001796132-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:23:24 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Plateau Brewing Company, LLC See All Filings	D	2019-12-06 16:20:44 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001795739 Filed Document 0001795739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:20:44 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TW LOGISTICS, LLC See All Filings	D	2019-12-06 16:16:58 UTC
Amount To Be Raised $29,800,000 Associated Brokers / Dealers N/A CIK Number 0001796162 Filed Document 0001796162-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:16:58 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
PennAlt Organics Inc. See All Filings	D/A	2019-12-06 16:11:19 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001693688 Filed Document 0001693688-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:11:19 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TDC Latham REIT, LLC See All Filings	D	2019-12-06 16:06:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001795978 Filed Document 0001795978-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 16:06:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lonerider Spirits, LLC See All Filings	D/A	2019-12-06 15:55:49 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001741454 Filed Document 0001741454-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-06 15:55:49 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Jake Hollow Investment Fund LLC See All Filings	D	2019-12-06 15:47:32 UTC
Amount To Be Raised $8,080,000 Associated Brokers / Dealers Patrick Capital Markets, LLC and Terry Carter & Company, Inc. CIK Number 0001795676 Filed Document 0001795676-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-06 15:47:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity