Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2019-12-20 11:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, and Maven Capital Advisors, LLC CIK Number 0001107149 Filed Document 0001273340-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:56:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
730 FRANKLIN, LLC See All Filings	D	2019-12-20 11:56:22 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001797515 Filed Document 0001797515-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:56:22 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
1017 ROSARITO LLC See All Filings	D	2019-12-20 11:45:20 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001797589 Filed Document 0001797589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:45:20 UTC Type of Offering D Industry Residential Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Towers Watson Diversifying Strategies Master Fund See All Filings	D/A	2019-12-20 11:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001594162 Filed Document 0001661667-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bright Health Inc. See All Filings	D	2019-12-20 11:43:50 UTC
Amount To Be Raised $634,999,909 Associated Brokers / Dealers N/A CIK Number 0001671284 Filed Document 0001760483-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:43:50 UTC Type of Offering D Industry Health Insurance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SOUND MARK HORIZONS FUND, LP See All Filings	D/A	2019-12-20 11:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588444 Filed Document 0001588444-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:34:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Thinking Engines, Inc. See All Filings	D	2019-12-20 11:33:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797207 Filed Document 0001437749-19-024689 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:33:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aequim Arbitrage Fund LP See All Filings	D/A	2019-12-20 11:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725803 Filed Document 0001725803-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:31:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Towers Watson Alternative Credit Master Fund See All Filings	D/A	2019-12-20 11:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001661667 Filed Document 0001661667-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENGINEERED PROPULSION SYSTEMS, INC. See All Filings	D/A	2019-12-20 11:27:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:27:38 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AZG TANGIBLE ASSETS FUND LLC See All Filings	D/A	2019-12-20 11:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273340 Filed Document 0001273340-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eng.io Ventures, Inc. See All Filings	D/A	2019-12-20 11:21:53 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001765334 Filed Document 0001765334-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:21:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Olah Healthcare Technology, LLC See All Filings	D	2019-12-20 11:20:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001749084 Filed Document 0001749084-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:20:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Teleios Global Opportunities Fund, Ltd. See All Filings	D/A	2019-12-20 11:09:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL PARTNERS CIK Number 0001664136 Filed Document 0000919574-19-007750 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:09:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NANO CAP NEW MILLENNIUM GROWTH FUND L P See All Filings	D/A	2019-12-20 11:06:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277890 Filed Document 0001277890-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:06:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TELEIOS GLOBAL OPPORTUNITIES, LP See All Filings	D/A	2019-12-20 11:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL PARTNERS CIK Number 0001604812 Filed Document 0000919574-19-007748 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
BBH-NG Structured Fixed Income Fund See All Filings	D/A	2019-12-20 11:01:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760684 Filed Document 0001760684-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 11:01:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APB Holding LLC See All Filings	D	2019-12-20 10:59:46 UTC
Amount To Be Raised $4,665,000 Associated Brokers / Dealers N/A CIK Number 0001706846 Filed Document 0001706846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:59:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Red & Blue Ventures II, LP See All Filings	D	2019-12-20 10:59:39 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001791073 Filed Document 0001791073-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:59:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. See All Filings	D/A	2019-12-20 10:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457426 Filed Document 0000919574-19-007746 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:56:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ActionIQ, Inc. See All Filings	D	2019-12-20 10:54:26 UTC
Amount To Be Raised $32,354,895 Associated Brokers / Dealers N/A CIK Number 0001796477 Filed Document 0001796477-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:54:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ObjectiveGI, Inc. See All Filings	D	2019-12-20 10:54:07 UTC
Amount To Be Raised $6,618,930 Associated Brokers / Dealers N/A CIK Number 0001796886 Filed Document 0001796886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:54:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Digital International Bank, Inc. See All Filings	D	2019-12-20 10:45:40 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001747291 Filed Document 0001747291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:45:40 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Storage Growth Trust II, Inc. See All Filings	D/A	2019-12-20 10:45:25 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers Select Capital Corporation CIK Number 0001759860 Filed Document 0001759860-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:45:25 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREEN TURTLE PARTNERS L P See All Filings	D/A	2019-12-20 10:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124574 Filed Document 0001124574-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freely Pet, LLC See All Filings	D	2019-12-20 10:36:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001797432 Filed Document 0001797432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:36:17 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
POST UNION PERRO LLC See All Filings	D/A	2019-12-20 10:35:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628947 Filed Document 0000919574-19-007744 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:35:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
AllCloud, Inc. See All Filings	D	2019-12-20 10:33:22 UTC
Amount To Be Raised $18,443,885 Associated Brokers / Dealers N/A CIK Number 0001797059 Filed Document 0001797059-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:33:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VICUNA CAPITAL I, L.P. See All Filings	D/A	2019-12-20 10:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071851 Filed Document 0000919574-19-007742 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:29:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DMG Mechanical Reinsurance SCC See All Filings	D/A	2019-12-20 10:23:05 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001760003 Filed Document 0001567619-19-023472 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:23:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business BARBADOS Revenue or Assets Decline to Disclose Type of Security Equity
MACQUARIE MANAGEMENT HOLDINGS, INC. See All Filings	D/A	2019-12-20 10:22:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001567619-19-023471 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:22:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BVTA INVESTORS, LLC See All Filings	D	2019-12-20 10:17:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001797211 Filed Document 0001797211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:17:33 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Presbyterian Hospital ASC, LLC See All Filings	D	2019-12-20 10:09:20 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers The Securities Group, LLC and The Securities Group CIK Number 0001797045 Filed Document 0001340317-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:09:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Vermilion Peak Fund See All Filings	D/A	2019-12-20 10:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691915 Filed Document 0000902664-19-004641 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:08:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVINGTON PARTNERS L P See All Filings	D/A	2019-12-20 10:00:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014585 Filed Document 0001014585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 10:00:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Europa Fund See All Filings	D/A	2019-12-20 09:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504516 Filed Document 0000902664-19-004640 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:57:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUENA VISTA BANCORP INC See All Filings	D	2019-12-20 09:56:24 UTC
Amount To Be Raised $130,389 Associated Brokers / Dealers N/A CIK Number 0000845926 Filed Document 0000845926-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:56:24 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zodius Growth Fund LP See All Filings	D	2019-12-20 09:55:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783856 Filed Document 0001567619-19-023468 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:55:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW TOPS Fund See All Filings	D/A	2019-12-20 09:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504530 Filed Document 0000902664-19-004639 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:54:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund See All Filings	D/A	2019-12-20 09:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725924 Filed Document 0000902664-19-004638 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:47:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBOR SPRING CAPITAL PARTNERS OFFSHORE, LTD. See All Filings	D/A	2019-12-20 09:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597229 Filed Document 0000919574-19-007739 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:47:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marpipe, Inc. See All Filings	D	2019-12-20 08:58:30 UTC
Amount To Be Raised $883,917 Associated Brokers / Dealers N/A CIK Number 0001786044 Filed Document 0001786044-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:58:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP & Midstream Income Fund, LP See All Filings	D/A	2019-12-20 08:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Salient Capital, L.P., Applied Capital, LLC, PHILLIP MICHAEL PLANT, and Hightower Securities, LLC CIK Number 0001685892 Filed Document 0001589065-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2019-12-20 08:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDI Financial Inc., UMB Financial Services, Inc., Morgan Stanley Smith Barney LLC, Stifel, Nicolaus & Company, Incorporated, USCA Securities, LLC, Salient Capital L.P., Applied Capital, LLC, and Hightower Securities LLC CIK Number 0001589065 Filed Document 0001589065-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Fund I-E, L.P. See All Filings	D	2019-12-20 08:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797278 Filed Document 0001797277-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:20:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Fund I-B, L.P. See All Filings	D	2019-12-20 08:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797277 Filed Document 0001797277-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:18:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Fund I-A, L.P. See All Filings	D	2019-12-20 08:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797276 Filed Document 0001797276-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RWC Horizon Equity Fund LP See All Filings	D/A	2019-12-20 06:46:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725495 Filed Document 0000902664-19-004637 Exclusions or Exemptions 506b Accepted Date 2019-12-20 06:46:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Market Neutral TOPS Fund See All Filings	D/A	2019-12-20 06:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504525 Filed Document 0000902664-19-004636 Exclusions or Exemptions 506b Accepted Date 2019-12-20 06:33:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Multi-Strategy Fund See All Filings	D/A	2019-12-20 06:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and Modern Capital Group Ltd. CIK Number 0001391842 Filed Document 0000902664-19-004635 Exclusions or Exemptions 506b Accepted Date 2019-12-20 06:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund