Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Toscana Investors, LLC See All Filings	D	2020-01-17 14:27:22 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001800431 Filed Document 0001800431-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:27:22 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund See All Filings	D/A	2020-01-17 14:25:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001348864 Filed Document 0001348864-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:25:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Value Realization Fund (Cayman), Ltd. See All Filings	D/A	2020-01-17 14:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001056544 Filed Document 0001296069-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Multi-Asset Alternative Risk Premia Strategy Risk Off Version Onshore Fund L.P. See All Filings	D/A	2020-01-17 14:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001793851 Filed Document 0001793851-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:22:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Chicagoland Office DST See All Filings	D	2020-01-17 14:21:11 UTC
Amount To Be Raised $65,334,005 Associated Brokers / Dealers Wealthforge Securities, LLC, McDermott Investment Services, LLC, Lewis Financial Group, L.C., Sandlapper Securites, LLC, Westpark Capital, Inc., Concorde Investment Services. LLC, Centaurus Financial, Inc., RCX Capital Group, LLC, Capulent LLC, Inland Securties Corporation, 1ST GLOBAL CAPITAL CORP., CALTON & ASSOCIATES, INC., Cambridge Investment Research, COLORADO FINANCIAL SERVICE CORPORATION, DFPG INVESTMENTS, INC., FSC SECURITIES CORPORATION, HUNTWICKE SECURITIES, LLC, INTEGRITY BROKERAGE SERVICES, INC., JCC ADVISORS, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NATIONAL SECURITIES CORPORATION, PRIMEX, ROYAL ALLIANCE ASSOCIATES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., CABIN SECURITIES, INC., CABOT LODGE SECURITIES LLC, LIGHTPATH CAPITAL, INC, TAYLOR CAPITAL MANAGEMENT INC., HD VEST INVESTMENT SERVICES, PARKLAND SECURITIES, LLC, EMERSON EQUITY LLC, GREAT POINT CAPITAL LLC, NEXTREND SECURITIES, INC., SIGMA FINANCIAL CORPORATION, TITAN SECURITIES, TRIAD ADVISORS LLC, INVESTMENT SECURITY CORPORATION, INVESTACORP, INC., CROWN CAPITAL SECURITIES, L.P., K CAPITAL LLC, IBN FINANCIAL SERVICES, INC., PROEQUITIES, INC., DAI SECURITIES, LLC, SAXONY SECURITIES, INC., STAX CAPITAL, SAGEPOINT FINANCIAL, INC., Ausdal Financial Partners, Inc., DEMPSEY LORD SMITH, LLC, Avantax Investment Services Inc, METROPOLITAN CAPITAL INVESTMENT BANC, INC, THORNHILL SECURITIES, INC., Stax Capital, MSC-BD LLC, and Pinnacle Equity Management LLC CIK Number 0001734696 Filed Document 0001734696-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:21:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
PIMCO Multi-Asset Alternative Risk Premia Strategy Onshore Fund L.P. See All Filings	D/A	2020-01-17 14:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001720593 Filed Document 0001720593-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wuju, LLC See All Filings	D/A	2020-01-17 14:17:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001696755 Filed Document 0001696755-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:17:34 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GEM Private Equity Fund, LP See All Filings	D/A	2020-01-17 14:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764755 Filed Document 0001764755-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Multi-Asset Alternative Risk Premia Strategy Offshore Fund L.P. See All Filings	D/A	2020-01-17 14:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001702456 Filed Document 0001702456-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:17:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Opportunistic Credit (GRF) Fund (Delaware), L.P. See All Filings	D/A	2020-01-17 14:14:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567125 Filed Document 0001296069-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:14:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Money Market Fund Ltd. See All Filings	D/A	2020-01-17 14:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001689296 Filed Document 0001689296-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC See All Filings	D/A	2020-01-17 14:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001559671 Filed Document 0001559671-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Energy Capital LP See All Filings	D/A	2020-01-17 14:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694447 Filed Document 0001694447-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:09:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Loan Interests & Credit Offshore Fund Ltd. See All Filings	D/A	2020-01-17 14:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001555573 Filed Document 0001555573-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:08:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Opportunistic Credit (GRF) Fund (Cayman), Ltd. See All Filings	D/A	2020-01-17 14:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528097 Filed Document 0001296069-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC See All Filings	D/A	2020-01-17 14:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001778560 Filed Document 0001778560-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:05:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Active Extension U.S. Small Cap Equity Fund, LP See All Filings	D/A	2020-01-17 14:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559804 Filed Document 0000919574-20-000453 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:01:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Balanced Fund (Cayman), Ltd. See All Filings	D/A	2020-01-17 14:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296069 Filed Document 0001296069-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 14:00:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Absolute Return Enhanced Fund, LP See All Filings	D/A	2020-01-17 13:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553761 Filed Document 0000919574-20-000451 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:58:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma World Core Fund, LP See All Filings	D/A	2020-01-17 13:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630305 Filed Document 0000919574-20-000449 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:57:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Global Inflation Linked Bond Fund Ltd. See All Filings	D/A	2020-01-17 13:56:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001628775 Filed Document 0001628775-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:56:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pravidarin Corp See All Filings	D/A	2020-01-17 13:55:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001781775 Filed Document 0001781775-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:55:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Two Sigma International Core Fund, LP See All Filings	D/A	2020-01-17 13:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553762 Filed Document 0000919574-20-000447 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:55:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Risk Premia Enhanced Fund, LP See All Filings	D/A	2020-01-17 13:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652638 Filed Document 0000919574-20-000445 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:54:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Global Credit Opportunity Onshore Fund LLC See All Filings	D/A	2020-01-17 13:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459533 Filed Document 0001459533-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:53:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Streamkast, LLC See All Filings	D	2020-01-17 13:51:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001800522 Filed Document 0001800522-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:51:27 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Two Sigma Risk Premia Fund, LP See All Filings	D/A	2020-01-17 13:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652639 Filed Document 0000919574-20-000441 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:51:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2020-01-17 13:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001370509 Filed Document 0001370509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BeaconLight Offshore Fund, Ltd. See All Filings	D/A	2020-01-17 13:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483278 Filed Document 0000919574-20-000440 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:50:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Block 58 Investment Trust See All Filings	D	2020-01-17 13:50:05 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001800115 Filed Document 0001800115-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:50:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BeaconLight Domestic Fund, LP See All Filings	D/A	2020-01-17 13:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483277 Filed Document 0000919574-20-000436 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:48:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Global Credit Opportunity Employee Onshore Fund LLC See All Filings	D/A	2020-01-17 13:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571718 Filed Document 0001571718-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EM Plus CEF Fund See All Filings	D/A	2020-01-17 13:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital LLC CIK Number 0001468225 Filed Document 0001371811-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:46:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uber Technologies, Inc See All Filings	D	2020-01-17 13:46:20 UTC
Amount To Be Raised $56,208,869 Associated Brokers / Dealers N/A CIK Number 0001543151 Filed Document 0001543151-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:46:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Moonlight Venture Group, LLC See All Filings	D	2020-01-17 13:46:13 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001800162 Filed Document 0001800162-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:46:13 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Fund, LP See All Filings	D/A	2020-01-17 13:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534024 Filed Document 0000919574-20-000434 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:46:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. See All Filings	D/A	2020-01-17 13:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001532934 Filed Document 0001532934-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:44:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma U.S. All Cap Core Equity Fund, LP See All Filings	D/A	2020-01-17 13:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507209 Filed Document 0000919574-20-000431 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thousand, Inc., a Delaware public benefit corp See All Filings	D	2020-01-17 13:41:39 UTC
Amount To Be Raised $1,310,000 Associated Brokers / Dealers N/A CIK Number 0001799592 Filed Document 0001799592-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:41:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. See All Filings	D/A	2020-01-17 13:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001532935 Filed Document 0001532935-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:41:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEI Diversified Income & Opportunity Fund IV LLC See All Filings	D/A	2020-01-17 13:40:54 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Time Equities Securities, Advisory Group Equity Services Ltd, Alliance Global Partners, American Portfolios Financial Services Inc., Arete Wealth Management, LLC, Berthel Fisher & Co, Cabot Lodge Securities, Calton & Associates, Capital City Securities, Cascade Financial Management, Inc., Center Street Securities, Concorde Investment Services, LLC, Crown Capital Securities, LP, D.H. Hill Securities, Dempsey Lord Smith, DFPG Investments, Inc., Emerson Equity, LLC, Folio Investments, Inc., Great Point Capital Advisors, Halliday Financial, IBN Financia Services, Inc., Lightpath Capital, M.H. LeBlang Inc., Madison Avenue Securities, Inc., Maxim Group, McNally Financial Services, Moloney Securities, Nationwide Planning Associates, Newbridge Securities, NH Cohen Capital LLC, Oak Tree Securities, Inc., Paulson Investment Company, Inc., Peak Brokerage Services, Primex, Stonecrest Capital Markets, Sunbelt Securities, Inc., Vestech Securities, Westpark Capital Inc., Whiitehall-Parker Securities, and Wilmington Capital Securities CIK Number 0001728129 Filed Document 0001728129-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:40:54 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Spiderweb, LLC See All Filings	D	2020-01-17 13:37:57 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001800425 Filed Document 0001800425-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:37:57 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
PIMCO Discretionary Multi-Asset Portfolio, LP See All Filings	D/A	2020-01-17 13:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001698644 Filed Document 0001698644-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Commodity Core Alpha Onshore Fund L.P. See All Filings	D/A	2020-01-17 13:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001744003 Filed Document 0001744003-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:33:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Commodity Core Alpha Offshore Fund Ltd. See All Filings	D/A	2020-01-17 13:31:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001744028 Filed Document 0001744028-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:31:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Combined Alpha Strategies Offshore Fund Ltd See All Filings	D/A	2020-01-17 13:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001389537 Filed Document 0001389537-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:25:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Capital Group Fund I, LLC See All Filings	D	2020-01-17 13:21:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001800258 Filed Document 0001800258-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:21:28 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Cayman Commodity Fund IX, Ltd. See All Filings	D/A	2020-01-17 13:18:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767889 Filed Document 0001767889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:18:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colony Commerce Ontario REIT See All Filings	D	2020-01-17 13:17:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001800229 Filed Document 0001800229-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:17:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy V Onshore Fund LLC See All Filings	D/A	2020-01-17 13:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001653768 Filed Document 0001653768-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund