Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grosvenor Alpha Fund, Ltd. See All Filings	D/A	2020-01-28 16:13:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572873 Filed Document 0001566114-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-01-28 16:13:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairwood Capital Real Estate Fund II, LP See All Filings	D	2020-01-28 16:12:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798127 Filed Document 0001798127-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 16:12:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Vibenomics, Inc. See All Filings	D	2020-01-28 16:09:48 UTC
Amount To Be Raised $340,462 Associated Brokers / Dealers N/A CIK Number 0001701900 Filed Document 0001701900-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 16:09:48 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $Not Applicable Type of Security Debt
Roo Inc. See All Filings	D	2020-01-28 16:08:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001739064 Filed Document 0001739064-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 16:08:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seneca Biopharma, Inc. See All Filings	D	2020-01-28 16:08:26 UTC
Amount To Be Raised $7,555,553 Associated Brokers / Dealers H.C. Wainwright & Co. LLC CIK Number 0001357459 Filed Document 0001171843-20-000522 Exclusions or Exemptions 506b Accepted Date 2020-01-28 16:08:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TETRAPHASE PHARMACEUTICALS INC See All Filings	D	2020-01-28 16:06:14 UTC
Amount To Be Raised $9,997,939 Associated Brokers / Dealers H.C. Wainwright & Co. CIK Number 0001373707 Filed Document 0001373707-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 16:06:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MA Fund I, a series of Curmudgeon Ventures, LP See All Filings	D	2020-01-28 16:00:18 UTC
Amount To Be Raised $33,000 Associated Brokers / Dealers N/A CIK Number 0001801300 Filed Document 0001801300-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 16:00:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MON Fund II, a series of DV Deals, LP See All Filings	D	2020-01-28 16:00:13 UTC
Amount To Be Raised $87,596 Associated Brokers / Dealers N/A CIK Number 0001801206 Filed Document 0001801206-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 16:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FindyPhone, Inc. See All Filings	D	2020-01-28 15:58:11 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001789952 Filed Document 0001789952-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:58:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Original Partnership, LLC Series 12 See All Filings	D	2020-01-28 15:53:25 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001800116 Filed Document 0001800116-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:53:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Hesperus Austin Development LLC See All Filings	D	2020-01-28 15:51:31 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001801392 Filed Document 0001801392-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:51:31 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
IN Fund II, a series of Abvara Capital, LP See All Filings	D	2020-01-28 15:45:18 UTC
Amount To Be Raised $218,000 Associated Brokers / Dealers N/A CIK Number 0001801258 Filed Document 0001801258-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:45:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SON Fund I, a series of World Changing Ventures Syndicate, LP See All Filings	D	2020-01-28 15:45:13 UTC
Amount To Be Raised $243,167 Associated Brokers / Dealers N/A CIK Number 0001801254 Filed Document 0001801254-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:45:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCE Technologies, Inc. See All Filings	D/A	2020-01-28 15:45:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001791860 Filed Document 0001791860-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:45:08 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
12101 Fondren, LP See All Filings	D	2020-01-28 15:45:05 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001801362 Filed Document 0001801362-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:45:05 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PARCEL K MIXED USE HOLDINGS, LLC See All Filings	D	2020-01-28 15:41:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PATRICK J. WHELCHEL, SCOTT HARRISON, LORI MAYFIELD, and CHARLES MATHES CIK Number 0001799469 Filed Document 0001799469-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:41:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV101 OFFICE HOLDCO, LLC See All Filings	D	2020-01-28 15:41:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PATRICK J. WHELCHEL, SCOTT HARRISON, LORI MAYFIELD, and CHARLES MATHES CIK Number 0001799457 Filed Document 0001799469-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:41:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
75 E. HOFFMAN HOLDINGS, LLC See All Filings	D	2020-01-28 15:41:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PATRICK J. WHELCHEL, SCOTT HARRISON, LORI MAYFIELD, and CHARLES MATHES CIK Number 0001799453 Filed Document 0001799469-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:41:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rochester 153, LLC See All Filings	D/A	2020-01-28 15:40:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728115 Filed Document 0001728115-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:40:19 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
5001 EISENHOWER OFFICE HOLDINGS, LLC See All Filings	D	2020-01-28 15:40:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PATRICK J. WHELCHEL, SCOTT HARRISON, LORI MAYFIELD, and CHARLES MATHES CIK Number 0001799452 Filed Document 0001799469-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:40:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROCKWOOD XI REIT, LLC See All Filings	D	2020-01-28 15:39:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PATRICK J. WHELCHEL, SCOTT HARRISON, LORI MAYFIELD, and CHARLES MATHES CIK Number 0001799450 Filed Document 0001799469-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:39:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arcus, Inc. See All Filings	D	2020-01-28 15:26:48 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001798337 Filed Document 0001798337-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:26:48 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
J.W. Opportunities Fund, Ltd. See All Filings	D/A	2020-01-28 15:26:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657044 Filed Document 0001657044-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:26:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAURENT PHARMACEUTICALS INC. See All Filings	D/A	2020-01-28 15:24:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752986 Filed Document 0000899797-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:24:29 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Chelsfield Asia Fund 1, Limited Partnership See All Filings	D	2020-01-28 15:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capra Global Partners Limited CIK Number 0001800345 Filed Document 0001800345-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:23:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolytical Liquid Transformational Equity, LP See All Filings	D	2020-01-28 15:12:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801280 Filed Document 0000935836-20-000051 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:12:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
J.W. Opportunities Fund, LLC See All Filings	D/A	2020-01-28 15:08:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chardan Capital Markets, LLC, Silver Leaf Partners, LLC, and FBN Securities, Inc. CIK Number 0001594084 Filed Document 0001594084-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:08:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THREE AMIGOS PEST CONTROL INC. See All Filings	D	2020-01-28 15:06:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001801411 Filed Document 0001801411-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 15:06:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Valor Energy Group LLC See All Filings	D	2020-01-28 14:59:46 UTC
Amount To Be Raised $92,500 Associated Brokers / Dealers N/A CIK Number 0001767039 Filed Document 0001767039-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:59:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
RxFunction, Inc. See All Filings	D/A	2020-01-28 14:57:25 UTC
Amount To Be Raised $8,087,507 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001713884 Filed Document 0001437749-20-001281 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:57:25 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Wainwright Renaissance Fund 1, L.P. See All Filings	D/A	2020-01-28 14:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001380851 Filed Document 0001567619-20-001626 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP Opportunistic Growth Strategies, L.P. See All Filings	D/A	2020-01-28 14:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499364 Filed Document 0001499364-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM TGPIP XII Fund LLC See All Filings	D	2020-01-28 14:48:24 UTC
Amount To Be Raised $17,113,500 Associated Brokers / Dealers N/A CIK Number 0001799586 Filed Document 0001799586-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:48:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Synergenetics Bioscience Inc. See All Filings	D	2020-01-28 14:46:02 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001800452 Filed Document 0001085037-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:46:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Acworth Pharmaceuticals, Inc. See All Filings	D	2020-01-28 14:42:54 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001736361 Filed Document 0001736361-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:42:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
J.W. Partners, LP See All Filings	D/A	2020-01-28 14:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001082644 Filed Document 0001082644-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIR El Paso MSO, LLC See All Filings	D	2020-01-28 14:34:35 UTC
Amount To Be Raised $272,000 Associated Brokers / Dealers N/A CIK Number 0001800498 Filed Document 0001800498-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:34:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Third Point Insurance Dedicated Fund, L.P. See All Filings	D/A	2020-01-28 14:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001729001 Filed Document 0001729001-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:28:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ostra, LLC See All Filings	D	2020-01-28 14:24:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001799950 Filed Document 0001800310-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-01-28 14:24:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AIR Austin MSO 2, LLC See All Filings	D	2020-01-28 14:22:07 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001800461 Filed Document 0001800461-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:22:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Akerna Corp. See All Filings	D	2020-01-28 14:02:11 UTC
Amount To Be Raised $15,600,000 Associated Brokers / Dealers N/A CIK Number 0001755953 Filed Document 0001213900-20-001989 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:02:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GP Opportunistic Growth Strategies Offshore Ltd. See All Filings	D/A	2020-01-28 14:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663960 Filed Document 0001372983-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 14:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Holdings C, L.P. See All Filings	D/A	2020-01-28 13:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766143 Filed Document 0000947871-20-000052 Exclusions or Exemptions 506b Accepted Date 2020-01-28 13:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Holdings C, Ltd. See All Filings	D/A	2020-01-28 13:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766141 Filed Document 0000947871-20-000051 Exclusions or Exemptions 506b Accepted Date 2020-01-28 13:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Troy Health, Inc. See All Filings	D/A	2020-01-28 13:32:12 UTC
Amount To Be Raised $9,500,043 Associated Brokers / Dealers N/A CIK Number 0001771128 Filed Document 0001771128-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 13:32:12 UTC Type of Offering D/A Industry Health Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Imprint Energy, Inc. See All Filings	D	2020-01-28 13:26:24 UTC
Amount To Be Raised $9,066,134 Associated Brokers / Dealers N/A CIK Number 0001608514 Filed Document 0001608514-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 13:26:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Syntr Health Technologies, INC See All Filings	D	2020-01-28 13:20:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001762296 Filed Document 0001762296-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-28 13:20:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kyra Medical, Inc. See All Filings	D	2020-01-28 13:17:57 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001693223 Filed Document 0001693223-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 13:17:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HHITT, INC. See All Filings	D	2020-01-28 13:02:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001800941 Filed Document 0001800941-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 13:02:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
INRange Investor Group, LLC See All Filings	D	2020-01-28 12:59:33 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001801102 Filed Document 0001801102-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-28 12:59:33 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity