Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blue Wire, Inc. See All Filings	D	2020-02-27 18:18:35 UTC
Amount To Be Raised $1,310,043 Associated Brokers / Dealers N/A CIK Number 0001802353 Filed Document 0001802353-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:18:35 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
TACONIC OPPORTUNITY FUND L P See All Filings	D/A	2020-02-27 18:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001339673 Filed Document 0001339673-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:17:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MX3 Data Storage See All Filings	D	2020-02-27 18:04:15 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001800785 Filed Document 0001800785-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:04:15 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Offshore Intermediate Fund 1.5 L.P. See All Filings	D/A	2020-02-27 18:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585714 Filed Document 0001456541-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artisan Pizza Pies of Stillwater, LLC See All Filings	D	2020-02-27 17:55:28 UTC
Amount To Be Raised $412,500 Associated Brokers / Dealers N/A CIK Number 0001804740 Filed Document 0001804740-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:55:28 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MX3 Data Storage See All Filings	D	2020-02-27 17:53:20 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001800785 Filed Document 0001800785-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:53:20 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DevBlock Technologies Inc. See All Filings	D	2020-02-27 17:51:28 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001802798 Filed Document 0001802798-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:51:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
3D-1 LLC See All Filings	D/A	2020-02-27 17:50:56 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers Tom Neeser and Ken Greene CIK Number 0001796149 Filed Document 0001796149-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:50:56 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Taconic Offshore Fund 1.5 Ltd. See All Filings	D/A	2020-02-27 17:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355989 Filed Document 0001355989-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:45:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Datum Tech, Inc. See All Filings	D	2020-02-27 17:43:55 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001804982 Filed Document 0001804982-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:43:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CCI Core Bond Fund, L.P. See All Filings	D	2020-02-27 17:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802716 Filed Document 0001802716-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MX3 Data Storage See All Filings	D	2020-02-27 17:39:27 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001800785 Filed Document 0001800785-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:39:27 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPE Boulder Associates 2020, LLC See All Filings	D	2020-02-27 17:37:28 UTC
Amount To Be Raised $214,312 Associated Brokers / Dealers N/A CIK Number 0001799131 Filed Document 0001799131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:37:28 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Capital Partners 1.5 L.P. See All Filings	D/A	2020-02-27 17:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456541 Filed Document 0001456541-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:31:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renaissance Brewing, LLC See All Filings	D	2020-02-27 17:27:01 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001803396 Filed Document 0001803396-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:27:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Indaba Capital Partners, L.P. See All Filings	D/A	2020-02-27 17:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516455 Filed Document 0001516455-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Commerce Park Investors LLC See All Filings	D	2020-02-27 17:23:31 UTC
Amount To Be Raised $10,425,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001801447 Filed Document 0001801447-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:23:31 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Commonfund Capital International Partners X, L.P. See All Filings	D	2020-02-27 17:22:57 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. and GI Capital Management Ltd. CIK Number 0001804896 Filed Document 0001804892-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:22:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Wealth Capital L US Investor, LP See All Filings	D/A	2020-02-27 17:22:20 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:22:20 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SERA PROGNOSTICS, INC. See All Filings	D/A	2020-02-27 17:19:33 UTC
Amount To Be Raised $53,500,000 Associated Brokers / Dealers N/A CIK Number 0001534969 Filed Document 0001534969-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:19:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
KORE Early Stage Venture I Fund, L.P. See All Filings	D/A	2020-02-27 17:18:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768187 Filed Document 0000897069-20-000128 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:18:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Inertia Systems, Inc. See All Filings	D/A	2020-02-27 17:17:52 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001780345 Filed Document 0001780345-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:17:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Indaba Capital Fund, L.P. See All Filings	D/A	2020-02-27 17:17:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516452 Filed Document 0001516452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:17:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Figur8, Inc. See All Filings	D	2020-02-27 17:14:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001695595 Filed Document 0001695595-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:14:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Transphorm, Inc. See All Filings	D	2020-02-27 17:13:27 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers B. Riley FBR, Inc. and Craig-Hallum Capital Group LLC CIK Number 0001715768 Filed Document 0001715768-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:13:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WLR Recovery V Investors, LLC See All Filings	D/A	2020-02-27 17:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515343 Filed Document 0001515343-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:11:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Temerity Media Inc. See All Filings	D	2020-02-27 17:08:54 UTC
Amount To Be Raised $8,765,350 Associated Brokers / Dealers N/A CIK Number 0001804696 Filed Document 0001804696-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:08:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WLR Recovery IV Investors, LLC See All Filings	D/A	2020-02-27 17:08:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531466 Filed Document 0001531466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:08:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Private Credit Partners Levered Unitranche Note Feeder LP See All Filings	D	2020-02-27 17:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772735 Filed Document 0000945621-20-000073 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:08:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Image Analytics, Inc. See All Filings	D	2020-02-27 17:07:39 UTC
Amount To Be Raised $8,024,997 Associated Brokers / Dealers N/A CIK Number 0001801813 Filed Document 0001801813-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:07:39 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Transphorm, Inc. See All Filings	D	2020-02-27 17:07:04 UTC
Amount To Be Raised $112,633,324 Associated Brokers / Dealers N/A CIK Number 0001715768 Filed Document 0001715768-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:07:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RALLY CRY INC. See All Filings	D	2020-02-27 17:05:45 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001800651 Filed Document 0001800651-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:05:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Equity Investors XIV Fund, LLC See All Filings	D/A	2020-02-27 17:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530887 Filed Document 0001530887-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indaba Capital Partners (Cayman), L.P. See All Filings	D/A	2020-02-27 17:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516454 Filed Document 0001516454-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Capital Investors Fund II, LLC See All Filings	D/A	2020-02-27 16:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531465 Filed Document 0001531465-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Capital Investors Fund, LLC See All Filings	D/A	2020-02-27 16:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531213 Filed Document 0001531213-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:57:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAVADI HEALTHCARE VALUE LONG ONLY FUND LP See All Filings	D/A	2020-02-27 16:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699456 Filed Document 0001405086-20-000062 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:57:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asia Hedged Opportunity Fund, LLC See All Filings	D/A	2020-02-27 16:54:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515342 Filed Document 0001515342-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:54:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexyst 360, Inc. See All Filings	D	2020-02-27 16:43:59 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001788078 Filed Document 0001788078-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:43:59 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Toro Columbus III LLC See All Filings	D	2020-02-27 16:39:42 UTC
Amount To Be Raised $3,100,003 Associated Brokers / Dealers N/A CIK Number 0001804990 Filed Document 0001804990-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:39:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Resonate Blends, Inc. See All Filings	D	2020-02-27 16:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wendell Minnick CIK Number 0000897078 Filed Document 0001493152-20-003080 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:32:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cabretta OZ HPP, LLC See All Filings	D/A	2020-02-27 16:31:28 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001777841 Filed Document 0001777841-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:31:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Corinth Capital Fund I, LP See All Filings	D/A	2020-02-27 16:28:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772110 Filed Document 0001562555-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:28:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breinify Inc. See All Filings	D	2020-02-27 16:27:46 UTC
Amount To Be Raised $6,111,491 Associated Brokers / Dealers N/A CIK Number 0001805006 Filed Document 0001805006-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:27:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WD CO-INVESTMENT VEHICLE, L.P. See All Filings	D	2020-02-27 16:25:43 UTC
Amount To Be Raised $51,500,000 Associated Brokers / Dealers N/A CIK Number 0001801737 Filed Document 0001801737-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:25:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BIOMERICA INC See All Filings	D	2020-02-27 16:23:54 UTC
Amount To Be Raised $2,000,001 Associated Brokers / Dealers N/A CIK Number 0000073290 Filed Document 0001513162-20-000031 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:23:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Cameroon Enterprises, LLC See All Filings	D/A	2020-02-27 16:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001636316 Filed Document 0000905718-20-000283 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquipmentShare 2020 One, a series of Republic Master Fund, LP See All Filings	D	2020-02-27 16:19:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001800483 Filed Document 0001800483-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:19:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xeras Medical Technologies, Inc. See All Filings	D	2020-02-27 16:08:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639813 Filed Document 0001639813-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:08:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Real Estate Asia Fund IV, L.P. See All Filings	D	2020-02-27 16:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805051 Filed Document 0001515342-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:05:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund