Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
R.C. Temme Corp. See All Filings	D	2020-03-13 14:13:46 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-03-13 14:13:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2020-03-13 14:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Ameriprise Finacial Services, AT INVESTMENT ADVISERS, INC., ALLIANCEBERNSTEIN INVESTMENTS, INC., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, SANFORD C. BERNSTEIN & CO., LLC, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., RBC CAPITAL MARKETS, LLC, Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., CHARLES SCHWAB & CO., INC., Wells Fargo Bank N.A., SUNTRUST ROBINSON HUMPHREY, INC, UBS Financial Services Inc., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, MORGAN STANLEY, Wilmington Trust, LPL Financial Services, J.P. Morgan Securities, FIRST REPUBLIC SECURITIES COMPANY, LLC, Janney Montgomery Scott LLC, US Trust/ Bank of America, BESSEMER INVESTOR SERVICES, INC., BARCLAYS CAPITAL INC, BB&T SECURITIES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and Wells Fargo Securities, LLC CIK Number 0001393065 Filed Document 0000350797-20-000072 Exclusions or Exemptions 506b Accepted Date 2020-03-13 14:10:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TC Investco, LLC See All Filings	D	2020-03-13 14:07:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001806598 Filed Document 0001683168-20-000794 Exclusions or Exemptions 506b Accepted Date 2020-03-13 14:07:52 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fraym, Inc. See All Filings	D/A	2020-03-13 13:58:42 UTC
Amount To Be Raised $6,515,771 Associated Brokers / Dealers N/A CIK Number 0001691044 Filed Document 0001213900-20-006272 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:58:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Mack Real Estate Finance-B, L.P. See All Filings	D/A	2020-03-13 13:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Menora Mivtachim Underwwriters & Management Ltd., ABG, LLC, Nineone Investments LLC, and Shelter Rock Capital Advisors LLC CIK Number 0001751735 Filed Document 0001799099-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:52:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R.C. Temme Corp. See All Filings	D	2020-03-13 13:49:30 UTC
Amount To Be Raised $2,430,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:49:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Sourcegraph, Inc. See All Filings	D	2020-03-13 13:45:42 UTC
Amount To Be Raised $17,999,998 Associated Brokers / Dealers N/A CIK Number 0001805649 Filed Document 0001805649-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:45:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mack Real Estate Finance, L.P. See All Filings	D/A	2020-03-13 13:45:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Menora Mivtachim Underwriters & Management Ltd., ABG, LLC, Nineone Investments LLC, and Shelter Rock Capital Advisors LLC CIK Number 0001751733 Filed Document 0001799099-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:45:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warrington Strategic Fund, LP See All Filings	D/A	2020-03-13 13:40:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628456 Filed Document 0001315863-20-000281 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:40:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Sonoco Investment Fund, a series of Mercer Group Trust See All Filings	D/A	2020-03-13 13:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635715 Filed Document 0001329083-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R.C. Temme Corp. See All Filings	D	2020-03-13 13:31:51 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:31:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Northpass, Inc. See All Filings	D	2020-03-13 13:29:00 UTC
Amount To Be Raised $8,333,615 Associated Brokers / Dealers N/A CIK Number 0001772501 Filed Document 0001772501-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:29:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Mint Co-Invest LP See All Filings	D	2020-03-13 13:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806612 Filed Document 0001806612-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:25:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MFN Partners, LP See All Filings	D/A	2020-03-13 13:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732960 Filed Document 0001732960-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:24:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC Guild LLC See All Filings	D	2020-03-13 13:22:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796161 Filed Document 0001796161-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:22:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
R.C. Temme Corp. See All Filings	D	2020-03-13 13:19:54 UTC
Amount To Be Raised $345,750 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:19:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ICE EM Credit Absolute Return Fund, L.P. See All Filings	D/A	2020-03-13 13:16:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554220 Filed Document 0001554220-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:16:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tradelink Master Fund LP See All Filings	D/A	2020-03-13 13:08:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329083 Filed Document 0001329083-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:08:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazil Resources Fund, L.P. See All Filings	D	2020-03-13 13:06:48 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001800706 Filed Document 0001800703-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 13:06:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIMCOE PARTNERS OFFSHORE, LTD. See All Filings	D/A	2020-03-13 12:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636681 Filed Document 0001636681-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:54:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Camden International Real Estate Fund, LLC - Series I See All Filings	D/A	2020-03-13 12:51:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770486 Filed Document 0001567619-20-006268 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:51:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audacity Fund, L.P. See All Filings	D	2020-03-13 12:49:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806617 Filed Document 0001806617-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:49:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elicio Therapeutics, Inc. See All Filings	D	2020-03-13 12:49:13 UTC
Amount To Be Raised $8,411,801 Associated Brokers / Dealers None CIK Number 0001555192 Filed Document 0001567619-20-006266 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:49:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Camden International Equity Fund, LLC See All Filings	D/A	2020-03-13 12:47:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770539 Filed Document 0001567619-20-006265 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:47:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Advisor Funds Covered Call Equity Income Fund See All Filings	D	2020-03-13 12:45:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806070 Filed Document 0001405086-20-000072 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:45:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mining Capital Fund, L.P. See All Filings	D	2020-03-13 12:44:18 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001800703 Filed Document 0001800703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:44:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Q.E.D. Style LLC See All Filings	D	2020-03-13 12:43:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001806314 Filed Document 0001806314-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:43:05 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Mestiza New York Inc. See All Filings	D	2020-03-13 12:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700975 Filed Document 0001700975-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:41:52 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Harlan Special Opportunities Fund IV LP See All Filings	D/A	2020-03-13 12:26:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769519 Filed Document 0000945621-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:26:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dock Health Inc. See All Filings	D	2020-03-13 12:21:56 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001805048 Filed Document 0001805048-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:21:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Letko Brosseau RSP Equity Fund See All Filings	D/A	2020-03-13 12:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637628 Filed Document 0001637628-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:16:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shenkman Opportunistic Credit Fund LP See All Filings	D/A	2020-03-13 12:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001733726 Filed Document 0000902664-20-001549 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shenkman Opportunistic Credit Fund Ltd. See All Filings	D/A	2020-03-13 12:11:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001733723 Filed Document 0000902664-20-001548 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:11:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Third Point Insurance Dedicated Fund, L.P. See All Filings	D/A	2020-03-13 12:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001729001 Filed Document 0001729001-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT ULTRA LTD See All Filings	D/A	2020-03-13 12:06:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., and UBS Financial Services Inc. CIK Number 0001341762 Filed Document 0001341762-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:06:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
KC Absolute Offshore Merger Fund Ltd. See All Filings	D/A	2020-03-13 12:05:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herald Investment Marketing, LLC CIK Number 0001760992 Filed Document 0000945621-20-000091 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:05:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bradford Capital Holdings, LP See All Filings	D/A	2020-03-13 12:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701095 Filed Document 0001701095-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:03:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Select Partners, L.P. See All Filings	D/A	2020-03-13 12:02:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and CAIS Capital LLC CIK Number 0001567764 Filed Document 0000902664-20-001547 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:02:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Global Value Fund, LP See All Filings	D/A	2020-03-13 12:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001484313 Filed Document 0000919574-20-002431 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:02:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glenview Offshore Opportunity Fund, Ltd. See All Filings	D/A	2020-03-13 12:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388064 Filed Document 0001388064-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
13141 BP, LLC See All Filings	D	2020-03-13 12:01:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001806568 Filed Document 0001079973-20-000165 Exclusions or Exemptions 506b Accepted Date 2020-03-13 12:01:40 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KC Absolute Merger Fund LP See All Filings	D/A	2020-03-13 11:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herald Investment Marketing, LLC CIK Number 0001760994 Filed Document 0000945621-20-000090 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:59:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Select Offshore Fund, Ltd. See All Filings	D/A	2020-03-13 11:58:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and CAIS Capital LLC CIK Number 0001567765 Filed Document 0000902664-20-001546 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:58:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST EAGLE INTERNATIONAL VALUE FUND, LP See All Filings	D/A	2020-03-13 11:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001450194 Filed Document 0000919574-20-002429 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Third Point Offshore Fund, Ltd. See All Filings	D/A	2020-03-13 11:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J P Morgan Securities LLC, Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., Morgan Stanley Smith Barney LLC, and IVP Capital, LLC CIK Number 0001300970 Filed Document 0001300970-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree High Yield Value Partners, L.P. See All Filings	D/A	2020-03-13 11:54:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001226122 Filed Document 0000902664-20-001545 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:54:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT PARTNERS QUALIFIED L P See All Filings	D/A	2020-03-13 11:51:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Deutsche Bank Securities Inc, J P Morgan Securities LLC, Raymond James & Associates, Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001341499 Filed Document 0001341499-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:51:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Credit Opportunities, Ltd. See All Filings	D/A	2020-03-13 11:50:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J P Morgan Securities LLC, Deutsche Bank Securities Inc., Alternative Strategies Group, Inc., Merrill Lynch Alternative Investments LLC, and Wells Fargo Investment Institute, Inc. CIK Number 0001459594 Filed Document 0000902664-20-001544 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:50:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DRA GROWTH & INCOME MASTER FUND X, LLC See All Filings	D/A	2020-03-13 11:49:13 UTC
Amount To Be Raised $1,900,000,000 Associated Brokers / Dealers N/A CIK Number 0001784528 Filed Document 0001784528-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:49:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLENVIEW INSTITUTIONAL PARTNERS L P See All Filings	D/A	2020-03-13 11:48:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138970 Filed Document 0001490709-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-13 11:48:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund