Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DELPHI CAPITAL LP See All Filings	D/A	2020-03-13 17:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925698 Filed Document 0000935836-20-000191 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:12:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 4 LP See All Filings	D/A	2020-03-13 17:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001749040 Filed Document 0001749040-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
21 Fund I, a series of AngelList Funds, LP See All Filings	D	2020-03-13 17:10:54 UTC
Amount To Be Raised $4,125,000 Associated Brokers / Dealers N/A CIK Number 0001806654 Filed Document 0001806654-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:10:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SM Fund I, a series of DV Deals, LP See All Filings	D	2020-03-13 17:10:49 UTC
Amount To Be Raised $65,717 Associated Brokers / Dealers N/A CIK Number 0001806660 Filed Document 0001806660-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:10:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GA Fund I, a series of New Stack Ventures, LP See All Filings	D	2020-03-13 17:10:44 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001806655 Filed Document 0001806655-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:10:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF HEDGED LP See All Filings	D/A	2020-03-13 17:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001753251 Filed Document 0001753251-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 1 LP See All Filings	D/A	2020-03-13 17:09:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001748969 Filed Document 0001748969-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:09:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iBuyer.com, Inc. See All Filings	D	2020-03-13 17:07:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001806584 Filed Document 0001376474-20-000063 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:07:17 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DW BAKKEN #58 LP See All Filings	D	2020-03-13 17:06:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001806212 Filed Document 0001806212-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:06:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Gotham Penguin Fund, LP See All Filings	D/A	2020-03-13 17:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604306 Filed Document 0001604306-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:06:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Premier DST See All Filings	D/A	2020-03-13 17:05:34 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers MCDERMOTT INVESTMENT SERVICES, LLC, COLORADO FINANCIAL SERVICE CORPORATION, and Port Securities, Inc CIK Number 0001801337 Filed Document 0001801337-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:05:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
IIF AUSTRALIAN 1 TRUST See All Filings	D/A	2020-03-13 17:04:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001754451 Filed Document 0001754451-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:04:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 2 LP See All Filings	D/A	2020-03-13 17:02:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001748970 Filed Document 0001748970-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:02:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Human Interest Inc. See All Filings	D	2020-03-13 17:02:29 UTC
Amount To Be Raised $40,000,001 Associated Brokers / Dealers N/A CIK Number 0001783796 Filed Document 0001783796-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:02:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAKKT Holdings, LLC See All Filings	D	2020-03-13 17:01:06 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001755135 Filed Document 0000947871-20-000218 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:01:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GARDNER LEWIS FUND L P See All Filings	D/A	2020-03-13 17:01:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000875668 Filed Document 0000875668-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:01:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF AUSTRALIAN 1 FEEDER TRUST See All Filings	D/A	2020-03-13 16:59:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001754452 Filed Document 0001754452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:59:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD PARTNERS LP See All Filings	D/A	2020-03-13 16:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., City National Securities, Inc., Citigroup Global Markets, Inc., Morgan Keegan & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith Incoporated, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Enerecap Partners, LLC, RA Bench Inc., Stifel, Nicolaus & Company, Inc, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, LPL Financial LLC, Chalice Capital Partners, LLC, and Morgan Stanley CIK Number 0000884031 Filed Document 0000884031-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF CANADIAN 1 HEDGED LP See All Filings	D/A	2020-03-13 16:57:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001753249 Filed Document 0001753249-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:57:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Cayman 1 Ltd. See All Filings	D/A	2020-03-13 16:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001749042 Filed Document 0001749042-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:55:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AW Fund I, a series of Side Ventures AL, LP See All Filings	D	2020-03-13 16:55:49 UTC
Amount To Be Raised $45,250 Associated Brokers / Dealers N/A CIK Number 0001806653 Filed Document 0001806653-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:55:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQ Fund I, a series of David Segura Funds, LP See All Filings	D	2020-03-13 16:55:44 UTC
Amount To Be Raised $187,000 Associated Brokers / Dealers N/A CIK Number 0001806642 Filed Document 0001806642-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:55:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Dutch 1 Cayman L.P. See All Filings	D/A	2020-03-13 16:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001749001 Filed Document 0001749001-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jassby, Inc. See All Filings	D	2020-03-13 16:53:04 UTC
Amount To Be Raised $5,569,094 Associated Brokers / Dealers N/A CIK Number 0001727194 Filed Document 0001727194-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:53:04 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gardner Lewis Merger Arbitrage Fund, LP See All Filings	D/A	2020-03-13 16:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532448 Filed Document 0001532448-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:51:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doylestown Surgery Center, LLC See All Filings	D	2020-03-13 16:50:09 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001806618 Filed Document 0001806618-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:50:09 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
IIF CAYMAN 1 HEDGED LTD. See All Filings	D/A	2020-03-13 16:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001753250 Filed Document 0001753250-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:48:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF LP See All Filings	D/A	2020-03-13 16:47:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001384002 Filed Document 0001384002-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:47:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF LUXEMBOURG 1 HEDGED SCSP See All Filings	D/A	2020-03-13 16:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001775443 Filed Document 0001775443-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:45:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF ERISA HEDGED LP See All Filings	D/A	2020-03-13 16:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001764672 Filed Document 0001764672-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GARDENIA RELATIVE VALUE FUND LLC See All Filings	D/A	2020-03-13 16:43:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461055 Filed Document 0001461055-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:43:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Sustainable Bioproducts, Inc. See All Filings	D	2020-03-13 16:42:21 UTC
Amount To Be Raised $84,999,984 Associated Brokers / Dealers N/A CIK Number 0001742452 Filed Document 0001742452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:42:21 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Altum Credit Fund, Ltd. See All Filings	D/A	2020-03-13 16:37:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482687 Filed Document 0000919574-20-002438 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:37:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Well Corp See All Filings	D	2020-03-13 16:36:51 UTC
Amount To Be Raised $59,903,925 Associated Brokers / Dealers Gonzalo RubioParis and UBS Securities LLC CIK Number 0001393584 Filed Document 0001393584-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:36:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Altum Credit Fund, L.P. See All Filings	D/A	2020-03-13 16:34:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482653 Filed Document 0000919574-20-002435 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:34:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Solidian Fund (Cayman) Ltd. See All Filings	D/A	2020-03-13 16:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672314 Filed Document 0001672314-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:32:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INTERNATIONAL LTD See All Filings	D/A	2020-03-13 16:29:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Inc., Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., LPL Financial LLC, HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., Stifel, Nicolaus & Company, Inc., Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., Chalice Capital Partners, LLC, and Morgan Stanley CIK Number 0001170736 Filed Document 0001170736-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:29:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLIDIAN FUND LP See All Filings	D/A	2020-03-13 16:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158358 Filed Document 0001158358-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:28:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PET Fund II, a series of Afore Capital Fund I, LP See All Filings	D	2020-03-13 16:25:44 UTC
Amount To Be Raised $1,289,980 Associated Brokers / Dealers N/A CIK Number 0001806658 Filed Document 0001806658-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:25:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-PRQ, a series of Forge Investments, LLC See All Filings	D/A	2020-03-13 16:23:12 UTC
Amount To Be Raised $6,706,652 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001787244 Filed Document 0001787244-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:23:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-LRN, a series of Forge Investments, LLC See All Filings	D/A	2020-03-13 16:21:47 UTC
Amount To Be Raised $22,104,959 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758082 Filed Document 0001758082-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:21:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grit Ambition Inc. See All Filings	D	2020-03-13 16:21:28 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001801960 Filed Document 0001801960-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:21:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Diversified Private Equity Investors VI, LP See All Filings	D	2020-03-13 16:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805844 Filed Document 0001805844-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:21:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Fund FG-CLP, a series of Forge Investments LLC See All Filings	D/A	2020-03-13 16:20:32 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001750605 Filed Document 0001750605-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:20:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-AQP, a series of Forge Investments, LLC See All Filings	D/A	2020-03-13 16:19:11 UTC
Amount To Be Raised $6,200,587 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001738498 Filed Document 0001794204-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:19:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Water LLC See All Filings	D	2020-03-13 16:19:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001805836 Filed Document 0001805836-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:19:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GARDNER LEWIS MERGER ARBITRAGE MASTER FUND LP See All Filings	D/A	2020-03-13 16:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178467 Filed Document 0001178467-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:14:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2020-03-13 16:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Inc., Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., Chalice Capital Partners, LLC, and Morgan Stanley CIK Number 0001365495 Filed Document 0001365495-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:14:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIN-8 Filtravate, LLC See All Filings	D	2020-03-13 16:14:22 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0001806593 Filed Document 0001806593-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:14:22 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
T-VIII Co-Invest-A LP See All Filings	D	2020-03-13 16:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806614 Filed Document 0001806614-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:14:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity