Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
South Pointe Partners II, LP See All Filings	D	2020-05-04 15:51:01 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001811137 Filed Document 0000898432-20-000539 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:51:01 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ovation Alternative Income Fund, LP See All Filings	D/A	2020-05-04 15:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital LLC, Arete Wealth Management, LLC, and Preston Patton CIK Number 0001591936 Filed Document 0001591936-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gathering, Inc. See All Filings	D	2020-05-04 15:43:55 UTC
Amount To Be Raised $3,760,590 Associated Brokers / Dealers N/A CIK Number 0001665182 Filed Document 0001665182-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:43:55 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Covaxx PML SPV 1 LP See All Filings	D	2020-05-04 15:40:51 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001811053 Filed Document 0001567619-20-008901 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:40:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN GROWTH PARTNERS FUND II, LP See All Filings	D	2020-05-04 15:30:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001810791 Filed Document 0001810791-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:30:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN GROWTH PARTNERS FUND II-A, LP See All Filings	D	2020-05-04 15:29:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001810814 Filed Document 0001810814-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:29:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEXTGEN GROWTH PARTNERS FUND II-B, LP See All Filings	D	2020-05-04 15:26:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001810826 Filed Document 0001810826-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:26:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Warberg WF VIII LP See All Filings	D	2020-05-04 15:15:22 UTC
Amount To Be Raised $17,041,000 Associated Brokers / Dealers N/A CIK Number 0001808078 Filed Document 0001808078-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 15:15:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA AD Dislocation Credit Fund, L.P. See All Filings	D	2020-05-04 14:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809961 Filed Document 0000950142-20-001309 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:54:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park ABS Income Fund LP See All Filings	D/A	2020-05-04 14:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641193 Filed Document 0000902664-20-001963 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1859 Capital Services Ltd See All Filings	D/A	2020-05-04 14:47:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774995 Filed Document 0000902664-20-001962 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:47:52 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
1859 Cloud Ltd See All Filings	D/A	2020-05-04 14:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774970 Filed Document 0000902664-20-001960 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:46:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SYMPHONY ASSET MANAGEMENT LLC See All Filings	D/A	2020-05-04 14:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030815 Filed Document 0001393725-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:43:11 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CLXXVI LLC See All Filings	D	2020-05-04 14:41:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001810479 Filed Document 0001810479-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:41:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ICM Opportunity Fund II, LLC See All Filings	D/A	2020-05-04 14:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737128 Filed Document 0001737128-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Volatility Arbitrage Fund II Ltd. See All Filings	D/A	2020-05-04 14:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606565 Filed Document 0001606565-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:37:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heirloom Helicopter Leasing Pool 2020 LLC See All Filings	D	2020-05-04 14:30:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001811140 Filed Document 0001811140-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:30:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Boardman Bay Onshore, LP See All Filings	D/A	2020-05-04 14:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers York Stockbrokers, Inc., Charles Jordan & Co., LLC, Seedchange Execution Services Inc., and Eureka Capital Partners (HK) Limited CIK Number 0001553130 Filed Document 0001013594-20-000471 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:29:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NC Home & Auto, LLC See All Filings	D	2020-05-04 14:28:43 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001808126 Filed Document 0001808126-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:28:43 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PENNMONT FUND LP See All Filings	D/A	2020-05-04 14:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176470 Filed Document 0001176470-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artax Biopharma, Inc. See All Filings	D	2020-05-04 14:26:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587661 Filed Document 0001587661-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:26:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CoastEdge Distressed & Special Situations Fund LLC See All Filings	D	2020-05-04 14:19:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810540 Filed Document 0001810540-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:19:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Boardman Bay Offshore, Ltd. See All Filings	D/A	2020-05-04 14:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers York Stockbrokers, Inc., Charles Jordan & Co., LLC, Seedchange Execution Services Inc., and Eureka Capital Partners (HK) Limited CIK Number 0001553129 Filed Document 0001013594-20-000470 Exclusions or Exemptions 506b Accepted Date 2020-05-04 14:09:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silagene, Inc. See All Filings	D	2020-05-04 13:55:14 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001810375 Filed Document 0001810375-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:55:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Parataxis Absolute Return Fund LP See All Filings	D	2020-05-04 13:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811056 Filed Document 0001811056-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:48:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP V-C Ltd Partner L.P. See All Filings	D/A	2020-05-04 13:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773470 Filed Document 0001567619-20-008888 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE SCIENCE Corp See All Filings	D	2020-05-04 13:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740616 Filed Document 0001740616-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:45:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CETP IV Coinvestment, S.C.Sp. See All Filings	D/A	2020-05-04 13:43:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773700 Filed Document 0001567619-20-008886 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:43:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CEP V Coinvestment B, S.C.Sp. See All Filings	D/A	2020-05-04 13:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773471 Filed Document 0001567619-20-008884 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:34:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Givsum, Inc. See All Filings	D/A	2020-05-04 13:32:44 UTC
Amount To Be Raised $556,440 Associated Brokers / Dealers N/A CIK Number 0001642935 Filed Document 0001642935-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:32:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CEP V Coinvestment A S.C.Sp. See All Filings	D/A	2020-05-04 13:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773472 Filed Document 0001567619-20-008883 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:27:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
TrueHome Holdings Ltd See All Filings	D	2020-05-04 13:12:47 UTC
Amount To Be Raised $10,915,874 Associated Brokers / Dealers N/A CIK Number 0001810921 Filed Document 0001810921-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 13:12:47 UTC Type of Offering D Industry Residential Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Claimspace Holdings, Inc. See All Filings	D	2020-05-04 12:53:58 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001810971 Filed Document 0001810971-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:53:58 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Salon Holdings, LLC See All Filings	D	2020-05-04 12:50:49 UTC
Amount To Be Raised $19,351,000 Associated Brokers / Dealers N/A CIK Number 0001810936 Filed Document 0001810936-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:50:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Global Secondary Fund VI Feeder (US), L.P. See All Filings	D/A	2020-05-04 12:41:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001732940 Filed Document 0001567619-20-008871 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:41:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VICOF III Feeder, LP See All Filings	D/A	2020-05-04 12:41:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773947 Filed Document 0001012975-20-000399 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:41:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIAC Consortium II, LLC See All Filings	D/A	2020-05-04 12:41:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773235 Filed Document 0001773235-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:41:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vida Insurance Credit Opportunity Fund III, LP See All Filings	D/A	2020-05-04 12:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773899 Filed Document 0001012975-20-000398 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:40:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExchangeRight Net Leased Portfolio 34 DST See All Filings	D	2020-05-04 12:38:37 UTC
Amount To Be Raised $18,700,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001808981 Filed Document 0001808981-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:38:37 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CMTx Biotech, Inc. See All Filings	D	2020-05-04 12:28:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001810627 Filed Document 0001104659-20-056065 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:28:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MG Gas City, LLC See All Filings	D	2020-05-04 12:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811205 Filed Document 0001811205-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:26:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Undisputed Boxing, Inc. See All Filings	D	2020-05-04 12:13:42 UTC
Amount To Be Raised $2,231,305 Associated Brokers / Dealers N/A CIK Number 0001706593 Filed Document 0001706593-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:13:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Optio3, Inc. See All Filings	D	2020-05-04 12:03:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688642 Filed Document 0001688642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:03:21 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Qumra Capital I Continuation Fund, L.P. See All Filings	D	2020-05-04 12:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809053 Filed Document 0001809053-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-04 12:00:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anthracite Topco, Inc. See All Filings	D	2020-05-04 11:46:35 UTC
Amount To Be Raised $34,310,925 Associated Brokers / Dealers N/A CIK Number 0001809746 Filed Document 0001809746-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:46:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMAP QMS Fund Ltd See All Filings	D/A	2020-05-04 11:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705821 Filed Document 0001705821-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2020-05-04 11:21:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Bruno Machado, RBC Capital Markets, LLC, Altegris Investments LLC, UBS Securities LLC, and J.P. Morgan Securities LLC CIK Number 0001641693 Filed Document 0001567619-20-008845 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:21:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedsByMe, Inc. See All Filings	D	2020-05-04 11:20:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717109 Filed Document 0001717109-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:20:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Austin Cryo Ventures, LLC See All Filings	D	2020-05-04 11:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656639 Filed Document 0001656639-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-04 11:19:02 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
G2 Developments of Michigan LLC See All Filings	D/A	2020-05-04 10:59:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers none CIK Number 0001810315 Filed Document 0001810315-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-04 10:59:11 UTC Type of Offering D/A Industry Agriculture Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity