Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Zia Risk Parity Fund, L.P. See All Filings	D/A	2020-05-08 14:06:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY MELLON SECURITIES CORPORATION CIK Number 0001773449 Filed Document 0001773449-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 14:06:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Leaf Ventures Inc. See All Filings	D	2020-05-08 14:06:05 UTC
Amount To Be Raised $285,366 Associated Brokers / Dealers N/A CIK Number 0001805546 Filed Document 0001805546-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 14:06:05 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
JSP Venture II, LP See All Filings	D	2020-05-08 13:56:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001811286 Filed Document 0001811286-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:56:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MOBILION SYSTEMS, INC. See All Filings	D	2020-05-08 13:55:13 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001773510 Filed Document 0001773510-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:55:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Tenaron Capital Offshore Fund Ltd. See All Filings	D/A	2020-05-08 13:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698958 Filed Document 0001567619-20-009300 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VEXT SCIENCE, INC. See All Filings	D	2020-05-08 13:45:29 UTC
Amount To Be Raised $4,773,080 Associated Brokers / Dealers N/A CIK Number 0001778028 Filed Document 0001183740-20-000083 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:45:29 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Watt Fuel Cell Corp. See All Filings	D	2020-05-08 13:41:45 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001520954 Filed Document 0001520954-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:41:45 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CLOUD PAPER, INC. See All Filings	D	2020-05-08 13:40:34 UTC
Amount To Be Raised $2,485,000 Associated Brokers / Dealers N/A CIK Number 0001784601 Filed Document 0001784601-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:40:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Motorcycle Ventures LLC See All Filings	D	2020-05-08 13:38:58 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001811668 Filed Document 0001811668-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:38:58 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
USA Rare Earth, LLC See All Filings	D	2020-05-08 13:38:50 UTC
Amount To Be Raised $6,997,275 Associated Brokers / Dealers Four Points Capital Partners LLC CIK Number 0001787434 Filed Document 0000910680-20-000046 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:38:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Visual Chameleon, Inc. See All Filings	D	2020-05-08 13:23:48 UTC
Amount To Be Raised $1,187,502 Associated Brokers / Dealers N/A CIK Number 0001811572 Filed Document 0001811572-20-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2020-05-08 13:23:48 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Sandler Total Return Opportunities Fund, LP See All Filings	D/A	2020-05-08 13:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669825 Filed Document 0001393725-20-000098 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARADIGM CAPITAL VALUE LP See All Filings	D/A	2020-05-08 13:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549720 Filed Document 0000919574-20-003196 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:16:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SANDLER ASSOCIATES See All Filings	D/A	2020-05-08 13:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270057 Filed Document 0001393725-20-000097 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rogue Games, Inc. See All Filings	D	2020-05-08 13:08:40 UTC
Amount To Be Raised $2,097,530 Associated Brokers / Dealers N/A CIK Number 0001769951 Filed Document 0001769951-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:08:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SANDLER OFFSHORE FUND INC See All Filings	D/A	2020-05-08 13:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270056 Filed Document 0001393725-20-000096 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sancus Capital Select Master Fund, Ltd. See All Filings	D/A	2020-05-08 13:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers York Stockbrokers, Inc. and FAR HILLS GROUP, LLC CIK Number 0001473242 Filed Document 0000919574-20-003194 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:08:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SANDLER PLUS DOMESTIC FUND II LP See All Filings	D/A	2020-05-08 13:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456024 Filed Document 0001393725-20-000095 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS DOMESTIC FUND LP See All Filings	D/A	2020-05-08 13:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356983 Filed Document 0001393725-20-000094 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:06:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS OFFSHORE FUND, LTD See All Filings	D/A	2020-05-08 13:04:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372812 Filed Document 0001393725-20-000093 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:04:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sancus Capital Select Partners, LP See All Filings	D/A	2020-05-08 13:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers YORK STOCKBROKERS, INC. and Far Hills Group, LLC CIK Number 0001466404 Filed Document 0000919574-20-003192 Exclusions or Exemptions 506b Accepted Date 2020-05-08 13:04:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Antipodean Domestic Partners, LP See All Filings	D/A	2020-05-08 12:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468891 Filed Document 0000919574-20-003189 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOLOWESKO GLOBAL FUND LTD. See All Filings	D/A	2020-05-08 12:37:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135665 Filed Document 0000950172-20-000085 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:37:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLOWESKO GLOBAL FUND LLC See All Filings	D/A	2020-05-08 12:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135822 Filed Document 0000950172-20-000084 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holowesko Global Funds SPC Ltd. on behalf of Holowesko Global Equity Fund (Segregated Portfolio) See All Filings	D/A	2020-05-08 12:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584475 Filed Document 0000950172-20-000083 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:36:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holowesko Global Equity Fund LLC See All Filings	D/A	2020-05-08 12:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481282 Filed Document 0000950172-20-000082 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2020-05-08 12:29:34 UTC
Amount To Be Raised $299,395 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:29:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Sun Belt Multifamily Portfolio III DST See All Filings	D/A	2020-05-08 12:27:26 UTC
Amount To Be Raised $80,895,627 Associated Brokers / Dealers Inland Securities Corporation, DAI Securities LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Avantax Investment Services, Inc., and Capulent LLC CIK Number 0001808309 Filed Document 0001808309-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:27:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
215 Partners LP See All Filings	D/A	2020-05-08 12:25:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kalrock and David Shasha CIK Number 0001740503 Filed Document 0000919574-20-003187 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:25:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Twist Capital Fund I (Cayman) LP See All Filings	D	2020-05-08 12:21:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810213 Filed Document 0001810213-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:21:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Val-d'Or Mining Corp See All Filings	D	2020-05-08 12:13:33 UTC
Amount To Be Raised $24,778 Associated Brokers / Dealers N/A CIK Number 0001757497 Filed Document 0001757497-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:13:33 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Twist Capital Fund I LP See All Filings	D	2020-05-08 12:13:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810212 Filed Document 0001810212-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:13:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOJE Green Fund, LP See All Filings	D/A	2020-05-08 12:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776006 Filed Document 0001776006-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:06:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Springs Opportunity Zone, L.L.C. See All Filings	D/A	2020-05-08 12:05:55 UTC
Amount To Be Raised $24,460,000 Associated Brokers / Dealers RCX Capital Group LLC, Avantax Investment Services, Inc., and Infinity Financial Services CIK Number 0001798658 Filed Document 0001798658-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-05-08 12:05:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Viridian Therapeutics, Inc. See All Filings	D	2020-05-08 11:57:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001811466 Filed Document 0001811466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:57:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Muddy Waters Capital Global Opportunities Fund, Ltd. See All Filings	D/A	2020-05-08 11:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740219 Filed Document 0000919574-20-003183 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:53:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Treeworks, Inc. See All Filings	D	2020-05-08 11:51:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001773231 Filed Document 0001773231-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:51:40 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Chatham Balanced Investment Group Trust See All Filings	D/A	2020-05-08 11:47:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479825 Filed Document 0001479825-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:47:33 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schonfeld Fundamental Equity Fund LLC See All Filings	D/A	2020-05-08 11:43:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital LLC CIK Number 0001673825 Filed Document 0001673825-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:43:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CC&L Q Global Equity Market Neutral Fund Ltd. See All Filings	D/A	2020-05-08 11:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORESIDE FUND SERVICES, LLC CIK Number 0001705223 Filed Document 0001705223-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:39:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ugly Brands Inc. See All Filings	D	2020-05-08 11:36:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001782875 Filed Document 0001782875-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:36:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-05-08 11:35:03 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Lightpath Capital Inc., and Center Street Securities, Inc. CIK Number 0001796837 Filed Document 0001796837-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:35:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CHATHAM SMALL CAP INVESTMENT GROUP TRUST See All Filings	D/A	2020-05-08 11:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061371 Filed Document 0001061371-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:33:48 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spin Live, Inc. See All Filings	D	2020-05-08 11:28:23 UTC
Amount To Be Raised $1,845,082 Associated Brokers / Dealers N/A CIK Number 0001698028 Filed Document 0001698028-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:28:23 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Sovereign Distressed RE Fund III, LLC See All Filings	D	2020-05-08 11:18:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GPWA, LLC, American Global Wealth Management, Inc., SFA Financial, LLC, Whitehall-Parker Securities Inc., DAI Securities, LLC, IBN Financial Services, Inc., American Portfolios Financial Services, Inc., Benchmark Investments, Inc., Sunbelt Securities, Inc., International Assets Advisory, LLC, Dempsey Lord Smith LLC, Newbridge Securities Corp., DFPG Investments, Inc., Great Point Capital LLC, Orchard Securities, LLC, Purshe Kaplan Sterling Investments, Inc., and Cape Securities Inc. CIK Number 0001811543 Filed Document 0001567619-20-009263 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:18:50 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Senior Living DST See All Filings	D/A	2020-05-08 11:15:43 UTC
Amount To Be Raised $53,544,255 Associated Brokers / Dealers Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, Stax Capital, Securities America Inc., Sagepoint Financial, Inc., Ausdal Financial Partners, Inc., Cabin Securities Inc, International Assets Advisory, LLC, Invicta Capital LLC, Crown Capital Securities, L.P., American Portfolios Financial Services, Inc., Cabot Lodge Securities LLC, Lincoln Financial Securities Corporation, Madison Avenue Securities, LLC, Western International Securities, Inc., Triad Advisors LLC, Independent Financial Group, LLC, Stifel, Nicolaus & Company, Incorporated, Berthel, Fisher & Company Financial Services, Inc., Third Seven Capital LLC, The Strategic Financial Alliance, Center Street Securities, Inc., Woodbury Financial Services, Inc., and Investacorp, Inc. CIK Number 0001793634 Filed Document 0001793634-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:15:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Small Cap Partnership I, LP See All Filings	D/A	2020-05-08 11:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479824 Filed Document 0001479824-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:13:31 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ajay Focus Fund, LP See All Filings	D/A	2020-05-08 11:12:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738023 Filed Document 0001738023-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:12:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE VARIABLE INSURANCE TRUST See All Filings	D/A	2020-05-08 10:51:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000353905 Filed Document 0001567619-20-009261 Exclusions or Exemptions 506b Accepted Date 2020-05-08 10:51:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE VARIABLE INSURANCE TRUST See All Filings	D/A	2020-05-08 10:49:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000353905 Filed Document 0001567619-20-009259 Exclusions or Exemptions 506b Accepted Date 2020-05-08 10:49:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund