Found 710891 results

Name Type of Offering Accepted Date
Sake Rok, LLC See All Filings
D 2015-10-27
Amount To Be Raised $3,500,000
Associated Brokers / Dealers N/A
CIK Number 0001656566
Filed Document 0001140361-15-038965
Exclusions or Exemptions 506b
Accepted Date 2015-10-27
Type of Offering D
Industry Restaurants
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets No Revenues
Type of Security Equity
Equity Service Solutions, LLC See All Filings
D 2008-10-14
Amount To Be Raised $1,250,000
Associated Brokers / Dealers N/A
CIK Number 0001447332
Filed Document 0001447332-08-000001
Exclusions or Exemptions N/A
Accepted Date 2008-10-14
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets $1 - $1,000,000
Type of Security Equity
MARINER/PALMETTO STATE PARTNERS, L.P. See All Filings
D 2008-10-27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001448771
Filed Document 0001448771-08-000001
Exclusions or Exemptions N/A
Accepted Date 2008-10-27
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Southeast Minnesota Ethanol, LLC See All Filings
D 2008-10-08
Amount To Be Raised $16,948,964
Associated Brokers / Dealers N/A
CIK Number 0001447167
Filed Document 0001447167-08-000005
Exclusions or Exemptions N/A
Accepted Date 2008-10-08
Type of Offering D
Industry Agriculture
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
DYNAMIC ENERGY CAPITAL, LLC See All Filings
D 2008-12-05
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001449555
Filed Document 0001019056-08-001414
Exclusions or Exemptions N/A
Accepted Date 2008-12-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MARSICO FOCUSED GROWTH FUND, L.P. See All Filings
D 2008-09-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001095116
Filed Document 0001095116-08-000007
Exclusions or Exemptions N/A
Accepted Date 2008-09-29
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
AVANTI FUND, LLC See All Filings
D 2008-10-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001446309
Filed Document 0001446309-08-000001
Exclusions or Exemptions N/A
Accepted Date 2008-10-09
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Equity
SDR Partners, LLC See All Filings
D/A 2015-11-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001538519
Filed Document 0000919574-15-008422
Exclusions or Exemptions 506b
Accepted Date 2015-11-25
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
SCOPUS PARTNERS II, L.P. See All Filings
D/A 2015-12-02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001509750
Filed Document 0001012975-15-000817
Exclusions or Exemptions 506b
Accepted Date 2015-12-02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Challenger Energy Corp See All Filings
D 2008-10-27
Amount To Be Raised $1,703,000
Associated Brokers / Dealers N/A
CIK Number 0001364644
Filed Document 0001364644-08-000003
Exclusions or Exemptions N/A
Accepted Date 2008-10-27
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business ALBERTA, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity
East Bayou Fordoche 3-D Joint Venture See All Filings
D 2008-10-10
Amount To Be Raised $1,341,096
Associated Brokers / Dealers N/A
CIK Number 0001447755
Filed Document 0001447755-08-000001
Exclusions or Exemptions N/A
Accepted Date 2008-10-10
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Other
ROANOKE ASSET MANAGEMENT CORP/ NY See All Filings
D 2008-11-10
Amount To Be Raised $200,000
Associated Brokers / Dealers N/A
CIK Number 0001089710
Filed Document 0001198912-08-000001
Exclusions or Exemptions 504
Accepted Date 2008-11-10
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
PIVOT3, INC. See All Filings
D/A 2015-10-13
Amount To Be Raised $37,544,925
Associated Brokers / Dealers N/A
CIK Number 0001316752
Filed Document 0001316752-15-000004
Exclusions or Exemptions 506b
Accepted Date 2015-10-13
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Workhorse Group Inc. See All Filings
D 2015-11-12
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001425287
Filed Document 0001013762-15-001062
Exclusions or Exemptions 506b
Accepted Date 2015-11-12
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $1 - $1,000,000
Type of Security Other
Horseman Global Fund Ltd. See All Filings
D/A 2015-10-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001534189
Filed Document 0000919574-15-007513
Exclusions or Exemptions 506b
Accepted Date 2015-10-28
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UNITED KINGDOM
Revenue or Assets Decline to Disclose
Type of Security Equity
MAJOR LEAGUE FOOTBALL INC See All Filings
D/A 2015-12-03
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001308569
Filed Document 0001553350-15-001312
Exclusions or Exemptions 506b
Accepted Date 2015-12-03
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity
Finesse Capital Growth Fund, LP See All Filings
D 2008-12-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001449833
Filed Document 0001449833-08-000001
Exclusions or Exemptions N/A
Accepted Date 2008-12-01
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets No Aggregate Net Asset Value
Type of Security Equity
LIHUA INTERNATIONAL INC. See All Filings
D 2008-11-12
Amount To Be Raised $30,855,000
Associated Brokers / Dealers N/A
CIK Number 0001399521
Filed Document 0001144204-08-062658
Exclusions or Exemptions N/A
Accepted Date 2008-11-12
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CHINA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
Unype, Inc. See All Filings
D 2008-11-13
Amount To Be Raised $400
Associated Brokers / Dealers N/A
CIK Number 0001450612
Filed Document 0001450612-08-000003
Exclusions or Exemptions N/A
Accepted Date 2008-11-13
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
T3 Motion, Inc. See All Filings
D 2008-10-01
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001434589
Filed Document 0000892569-08-001357
Exclusions or Exemptions N/A
Accepted Date 2008-10-01
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Blue Ocean Health, Inc. See All Filings
D 2008-11-05
Amount To Be Raised $375,000
Associated Brokers / Dealers N/A
CIK Number 0001445753
Filed Document 0001441557-08-000015
Exclusions or Exemptions N/A
Accepted Date 2008-11-05
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets No Revenues
Type of Security Equity
XploraCorp, LLC See All Filings
D 2008-09-30
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001446901
Filed Document 0001095449-08-000058
Exclusions or Exemptions N/A
Accepted Date 2008-09-30
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Light Street Halogen, L.P. See All Filings
D/A 2015-12-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001514080
Filed Document 0001552400-15-000002
Exclusions or Exemptions 506b
Accepted Date 2015-12-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ROYALITE PETROLEUM CO INC. See All Filings
D 2008-11-05
Amount To Be Raised $2,165,000
Associated Brokers / Dealers N/A
CIK Number 0001080399
Filed Document 0001284834-08-000049
Exclusions or Exemptions N/A
Accepted Date 2008-11-05
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
Blue Opportunity Fund, LP See All Filings
D/A 2015-11-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001496742
Filed Document 0001095449-15-000151
Exclusions or Exemptions 506b
Accepted Date 2015-11-13
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Viking Financial Services Corp See All Filings
D 2008-09-22
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001445773
Filed Document 0001445773-08-000002
Exclusions or Exemptions N/A
Accepted Date 2008-09-22
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Debt
Spartacus Cayman LP See All Filings
D 2015-10-27
Amount To Be Raised $35,495,175
Associated Brokers / Dealers N/A
CIK Number 0001656162
Filed Document 0001656162-15-000001
Exclusions or Exemptions 506b
Accepted Date 2015-10-27
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
Spartans Rock, LLC See All Filings
D 2015-10-02
Amount To Be Raised $4,100,000
Associated Brokers / Dealers N/A
CIK Number 0001654447
Filed Document 0001654447-15-000002
Exclusions or Exemptions 506b
Accepted Date 2015-10-02
Type of Offering D
Industry Lodging and Conventions
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets No Revenues
Type of Security Equity
MAK-ro Capital Fund LP See All Filings
D/A 2015-12-02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001480091
Filed Document 0000919574-15-008491
Exclusions or Exemptions 506b
Accepted Date 2015-12-02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Synodon Inc. See All Filings
D 2015-12-17
Amount To Be Raised $756,697
Associated Brokers / Dealers N/A
CIK Number 0001614723
Filed Document 0001140361-15-045078
Exclusions or Exemptions 506b
Accepted Date 2015-12-17
Type of Offering D
Industry Environmental Services
Offering Tier N/A
Principal Place of Business ALBERTA, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity
MLP ASSOCIATES LLC See All Filings
D 2008-10-27
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001342207
Filed Document 0001342207-08-000004
Exclusions or Exemptions N/A
Accepted Date 2008-10-27
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Debt
Cardax Pharmaceuticals Inc See All Filings
D 2008-12-23
Amount To Be Raised $4,800,000
Associated Brokers / Dealers N/A
CIK Number 0001408223
Filed Document 0001408223-08-000004
Exclusions or Exemptions N/A
Accepted Date 2008-12-23
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business HAWAII
Revenue or Assets Decline to Disclose
Type of Security Equity
BROADCLIP INC See All Filings
D 2008-12-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001389557
Filed Document 0001389557-08-000003
Exclusions or Exemptions N/A
Accepted Date 2008-12-09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets No Revenues
Type of Security Equity
McDonald-Houston House, LLC See All Filings
D 2008-10-28
Amount To Be Raised $1,201,000
Associated Brokers / Dealers N/A
CIK Number 0001448258
Filed Document 0001448258-08-000002
Exclusions or Exemptions N/A
Accepted Date 2008-10-28
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
ENTRUST DIVERSIFIED ALPHA PLUS FUND SPC LTD See All Filings
D 2009-03-31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001426379
Filed Document 0001426379-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-03-31
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CALIENT NETWORKS INC See All Filings
D 2009-03-09
Amount To Be Raised $16,600,000
Associated Brokers / Dealers N/A
CIK Number 0001132643
Filed Document 0001132643-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-09
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
T2 SPAC Fund, LP See All Filings
D 2008-10-30
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001449159
Filed Document 0001019056-08-001262
Exclusions or Exemptions N/A
Accepted Date 2008-10-30
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
KNOX ENERGY INC - KNOX DEVELOPMENT 2008 See All Filings
D/A 2008-11-12
Amount To Be Raised $1,880,000
Associated Brokers / Dealers N/A
CIK Number 0001427213
Filed Document 0001427213-08-000005
Exclusions or Exemptions N/A
Accepted Date 2008-11-12
Type of Offering D/A
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets No Revenues
Type of Security Mineral Property
Nimble Storage Inc See All Filings
D 2008-12-24
Amount To Be Raised $8,776,231
Associated Brokers / Dealers N/A
CIK Number 0001452751
Filed Document 0001452751-08-000002
Exclusions or Exemptions N/A
Accepted Date 2008-12-24
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
CM Opportunity I, LP See All Filings
D 2009-02-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001456460
Filed Document 0001456460-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-02-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Pooled Investment Fund
Choral Financial Fund, LP See All Filings
D 2009-03-03
Amount To Be Raised $1,000,000,000
Associated Brokers / Dealers N/A
CIK Number 0001417442
Filed Document 0001417442-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-03
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
Confluence Capital, L.P. See All Filings
D 2009-03-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001457778
Filed Document 0001457778-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-03-20
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets $1 - $5,000,000
Type of Security Equity
Comet Solutions Inc See All Filings
D/A 2015-10-05
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001308688
Filed Document 0001308688-15-000004
Exclusions or Exemptions 506b
Accepted Date 2015-10-05
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Equity
HASelect-TCA Global Credit Fund LLC See All Filings
D/A 2015-12-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001658902
Filed Document 0001658902-15-000001
Exclusions or Exemptions 506b
Accepted Date 2015-12-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
BMP Sunstone CORP See All Filings
D 2009-03-31
Amount To Be Raised $6,350,000
Associated Brokers / Dealers N/A
CIK Number 0001281696
Filed Document 0001281696-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-03-31
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Over $100,000,000
Type of Security Debt
INVESCO DCP FEEDER FUND LLC See All Filings
D/A 2015-12-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001459940
Filed Document 0001140361-15-045268
Exclusions or Exemptions 506b
Accepted Date 2015-12-22
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
COBALT PARTNERS LP See All Filings
D 2009-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000937073
Filed Document 0000919574-09-005234
Exclusions or Exemptions N/A
Accepted Date 2009-03-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Central Desktop, Inc. See All Filings
D 2009-03-03
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001457590
Filed Document 0001457590-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-03-03
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Diabetica Research Solutions, Inc. See All Filings
D 2009-03-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001458775
Filed Document 0001458775-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-03-20
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity
EQUITY BANCSHARES INC See All Filings
D 2008-09-29
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001227500
Filed Document 0001227500-08-000006
Exclusions or Exemptions N/A
Accepted Date 2008-09-29
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business KANSAS
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity