Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Intech U.S. Broad Equity Plus Fund LLC See All Filings	D/A	2024-10-15 17:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386302 Filed Document 0001085146-24-004894 Exclusions or Exemptions 506b Accepted Date 2024-10-15 17:06:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTECH International Large Cap Core Fund LLC See All Filings	D/A	2024-10-15 17:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595978 Filed Document 0001085146-24-004893 Exclusions or Exemptions 506b Accepted Date 2024-10-15 17:06:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTECH GLOBAL ALL COUNTRY ENHANCED INDEX FUND LLC See All Filings	D/A	2024-10-15 17:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421198 Filed Document 0001085146-24-004892 Exclusions or Exemptions 506b Accepted Date 2024-10-15 17:05:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joby Aviation, Inc. See All Filings	D	2024-10-15 17:04:31 UTC
Amount To Be Raised $500,000,002 Associated Brokers / Dealers N/A CIK Number 0001819848 Filed Document 0001952917-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-15 17:04:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Principal Data Center Growth & Income Fund (Cayman Parallel), L.P. See All Filings	D	2024-10-15 17:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. and Principal Securities, Inc. CIK Number 0002040180 Filed Document 0000945621-24-000812 Exclusions or Exemptions 506b Accepted Date 2024-10-15 17:03:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria ERISA Fund, Ltd. See All Filings	D/A	2024-10-15 17:01:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001511871 Filed Document 0001511871-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 17:01:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chase Properties Retail Opportunities Fund V, LP See All Filings	D	2024-10-15 16:56:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002040301 Filed Document 0002040301-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:56:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Flora Growth Corp. See All Filings	1-A POS	2024-10-15 16:56:02 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001790169 Filed Document 0001062993-24-017680 Accepted Date 2024-10-15 16:56:02 UTC Type of Offering 1-A POS Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $15,683,000 State of Jurisdiction ONTARIO, CANADA Type of Security Equity (common or preferred stock)
National Diversified Fund 7, LLC See All Filings	D/A	2024-10-15 16:54:50 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001992360 Filed Document 0001992360-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-10-15 16:54:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Waterfall Sandstone Fund, L.P. See All Filings	D/A	2024-10-15 16:46:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615392 Filed Document 0002040840-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:46:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaingels Path Robotics LLC See All Filings	D	2024-10-15 16:46:09 UTC
Amount To Be Raised $150,552 Associated Brokers / Dealers N/A CIK Number 0002039557 Filed Document 0002037923-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:46:09 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Arch Investment Partners Holdings, LLC See All Filings	D	2024-10-15 16:45:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002040781 Filed Document 0002040781-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:45:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Snohomish ALC LLC See All Filings	D	2024-10-15 16:37:57 UTC
Amount To Be Raised $2,383,333 Associated Brokers / Dealers N/A CIK Number 0002041087 Filed Document 0002041087-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:37:57 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2024-10-15 16:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0002040840-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN DOT CORP See All Filings	D/A	2024-10-15 16:36:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001386278 Filed Document 0001386278-24-000073 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:36:26 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Arch Investment Partners Holdings QP, LLC See All Filings	D	2024-10-15 16:35:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002040722 Filed Document 0002040722-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:35:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Private Credit Strategy (Master Fund), LLC See All Filings	D	2024-10-15 16:32:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001958346 Filed Document 0001809239-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:32:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twenty30 Health, Inc. See All Filings	D	2024-10-15 16:30:30 UTC
Amount To Be Raised $1,878,889 Associated Brokers / Dealers N/A CIK Number 0001994682 Filed Document 0001994682-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:30:30 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gaingels Gritty In Pink LLC See All Filings	D	2024-10-15 16:24:24 UTC
Amount To Be Raised $51,667 Associated Brokers / Dealers N/A CIK Number 0002030222 Filed Document 0002037923-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:24:24 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Pathbreaker Ventures Fund III, L.P. See All Filings	D	2024-10-15 16:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002039610 Filed Document 0002039610-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERFALL EDEN FUND LP See All Filings	D/A	2024-10-15 16:22:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0002040840-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:22:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Observe, Inc. See All Filings	D/A	2024-10-15 16:18:15 UTC
Amount To Be Raised $152,499,979 Associated Brokers / Dealers N/A CIK Number 0002020535 Filed Document 0002020535-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:18:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresh Vintage, Inc. See All Filings	D	2024-10-15 16:17:45 UTC
Amount To Be Raised $2,692,496 Associated Brokers / Dealers N/A CIK Number 0002040648 Filed Document 0002040648-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:17:45 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Manufactured - Series A1, a series of Decile SPV, LLC See All Filings	D	2024-10-15 16:14:53 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0002041270 Filed Document 0001859020-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:14:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Tax Enhanced Long Fund, LP See All Filings	D/A	2024-10-15 16:14:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746681 Filed Document 0001013594-24-000802 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:14:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOVENTRIX, INC. See All Filings	D	2024-10-15 16:12:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers RAY REYNA JR., FREDERICK REICHENBACH, and THOMAS C. ARMSTRONG CIK Number 0001283259 Filed Document 0001461859-24-000016 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:12:35 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
IMTT Topco, Inc. See All Filings	D	2024-10-15 16:12:33 UTC
Amount To Be Raised $122,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0002029872 Filed Document 0002029872-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:12:33 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gaingels BeyondTruck LLC See All Filings	D	2024-10-15 16:11:40 UTC
Amount To Be Raised $75,555 Associated Brokers / Dealers N/A CIK Number 0002037923 Filed Document 0002037923-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:11:40 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Turbine PFC Portfolio, LLC See All Filings	D/A	2024-10-15 16:10:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001979174 Filed Document 0001979174-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:10:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Folk Revival, LLC See All Filings	D	2024-10-15 16:10:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001992951 Filed Document 0001992951-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:10:10 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Cirius Therapeutics, Inc. See All Filings	D	2024-10-15 16:06:13 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001702956 Filed Document 0000905729-24-000160 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:06:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
MC Aurum Fund I, LP See All Filings	D	2024-10-15 16:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037460 Filed Document 0001315863-24-000767 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:05:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Elektrofi, Inc. See All Filings	D/A	2024-10-15 16:05:01 UTC
Amount To Be Raised $112,250,024 Associated Brokers / Dealers N/A CIK Number 0001932688 Filed Document 0000929638-24-003518 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:05:01 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Neutral Strategies, Ltd. See All Filings	D/A	2024-10-15 16:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589261 Filed Document 0001013594-24-000801 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IN8BIO, INC. See All Filings	D	2024-10-15 16:04:24 UTC
Amount To Be Raised $12,379,983 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001740279 Filed Document 0001231919-24-000084 Exclusions or Exemptions 506c Accepted Date 2024-10-15 16:04:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4607OBA-MD, LLC See All Filings	D	2024-10-15 16:03:55 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Noble Capital Markets, Inc. CIK Number 0002040968 Filed Document 0002040968-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:03:55 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Aclarion, Inc. See All Filings	D	2024-10-15 16:00:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001635077 Filed Document 0001683168-24-007152 Exclusions or Exemptions 506b Accepted Date 2024-10-15 16:00:21 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eagle Family Foods Group Management Holdings, LLC See All Filings	D/A	2024-10-15 15:58:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950530 Filed Document 0001950530-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:58:47 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashbrook Technologies, Inc. See All Filings	D	2024-10-15 15:56:12 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001870952 Filed Document 0001870952-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:56:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cast Finance, Inc. See All Filings	D	2024-10-15 15:54:54 UTC
Amount To Be Raised $2,295,000 Associated Brokers / Dealers N/A CIK Number 0002034722 Filed Document 0002034722-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:54:54 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Neutral Strategies (US), LP See All Filings	D/A	2024-10-15 15:54:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502582 Filed Document 0001013594-24-000800 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:54:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eversept Global Healthcare Fund, LP See All Filings	D/A	2024-10-15 15:50:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -, -, and - CIK Number 0001516606 Filed Document 0001341755-24-000006 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:50:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apalachee Self Storage LLC See All Filings	D/A	2024-10-15 15:48:25 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001971834 Filed Document 0001971834-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-10-15 15:48:25 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HOF Capital AP Growth, LLC See All Filings	D	2024-10-15 15:47:52 UTC
Amount To Be Raised $10,106,090 Associated Brokers / Dealers N/A CIK Number 0002041051 Filed Document 0002041051-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:47:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Hedged Value Strategies (International) SPC, Ltd. See All Filings	D/A	2024-10-15 15:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531981 Filed Document 0001013594-24-000799 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:47:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birch Solutions, Inc. See All Filings	D	2024-10-15 15:45:31 UTC
Amount To Be Raised $12,783,493 Associated Brokers / Dealers N/A CIK Number 0002041284 Filed Document 0002041284-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:45:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Decile Group Inc. See All Filings	D	2024-10-15 15:43:23 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001859020 Filed Document 0001859020-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:43:23 UTC Type of Offering D Industry Business Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Stewards Spectrum Fund, LLC See All Filings	D/A	2024-10-15 15:40:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001887982 Filed Document 0001887982-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-10-15 15:40:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Hedged Value Strategies (US), LLC See All Filings	D/A	2024-10-15 15:37:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496336 Filed Document 0001013594-24-000798 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:37:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Infrastructure Group, Inc. See All Filings	D	2024-10-15 15:36:41 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001794768 Filed Document 0001099910-24-000346 Exclusions or Exemptions 506b Accepted Date 2024-10-15 15:36:41 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt