Found 751029 results

Name Type of Offering Accepted Date
Hardaway Net-Works, Inc. See All Filings
D 2010-01-06
Amount To Be Raised $115,400
Associated Brokers / Dealers N/A
CIK Number 0001480033
Filed Document 0001480033-10-000008
Exclusions or Exemptions 504
Accepted Date 2010-01-06
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
General Resonance LLC See All Filings
D 2010-02-04
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001308627
Filed Document 0001308627-10-000005
Exclusions or Exemptions N/A
Accepted Date 2010-02-04
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets No Revenues
Type of Security Equity
GROUNDEDPOWER INC See All Filings
D 2010-01-07
Amount To Be Raised $918,000
Associated Brokers / Dealers N/A
CIK Number 0001453561
Filed Document 0001453561-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-07
Type of Offering D
Industry Energy Conservation
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
IAM Mini-Fund 18 Ltd See All Filings
D 2010-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001484568
Filed Document 0001484568-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-16
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
Harris Associates Global Large Cap LP See All Filings
D/A 2010-03-12
Amount To Be Raised $500,000,000
Associated Brokers / Dealers N/A
CIK Number 0001406950
Filed Document 0001406950-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
Pluribus Entertainment LP See All Filings
D 2010-01-14
Amount To Be Raised $12,600,000
Associated Brokers / Dealers N/A
CIK Number 0001481202
Filed Document 0001481202-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-14
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Groupe Athena, Inc. See All Filings
D 2010-02-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001486095
Filed Document 0001486095-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-02-22
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets No Revenues
Type of Security Equity
Lizard International Fund LLC See All Filings
D/A 2010-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001458864
Filed Document 0001458864-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
URANIUM ENERGY CORP See All Filings
D 2010-03-09
Amount To Be Raised $42,326
Associated Brokers / Dealers N/A
CIK Number 0001334933
Filed Document 0001183740-10-000120
Exclusions or Exemptions N/A
Accepted Date 2010-03-09
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
JenaValve Technology Inc See All Filings
D 2010-03-12
Amount To Be Raised $25,714,601
Associated Brokers / Dealers N/A
CIK Number 0001377801
Filed Document 0001377801-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-03-12
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business GERMANY
Revenue or Assets Decline to Disclose
Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D/A 2010-03-01
Amount To Be Raised $79,812,275
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-10-000055
Exclusions or Exemptions N/A
Accepted Date 2010-03-01
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D/A 2010-01-15
Amount To Be Raised $699,692
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-10-000012
Exclusions or Exemptions N/A
Accepted Date 2010-01-15
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
CORE FIXED INCOME SER OF THE HARTFOR INSTL TRUST See All Filings
D/A 2010-03-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001207900
Filed Document 0001203239-10-000006
Exclusions or Exemptions N/A
Accepted Date 2010-03-09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PALOMA INTERNATIONAL LTD See All Filings
D/A 2010-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001313716
Filed Document 0001313716-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Lighthouse Managed Futures Fund, L.L.C. - Lighthouse Composite Series See All Filings
D/A 2010-03-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001401970
Filed Document 0001401970-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-01
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
SAM PARTNERS FUND I LP See All Filings
D 2010-01-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001480899
Filed Document 0001480899-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
MACQUARIE INFRASTRUCTURE PARTNERS II INTERNATIONAL LP See All Filings
D/A 2010-03-11
Amount To Be Raised $2,000,000,000
Associated Brokers / Dealers N/A
CIK Number 0001438611
Filed Document 0001411071-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
LOOMIS SAYLES CONSUMER DISCRETIONARY HEDGE FUND LTD See All Filings
D/A 2010-03-03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001458180
Filed Document 0001242707-10-000005
Exclusions or Exemptions N/A
Accepted Date 2010-03-03
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Athena Alpha Investors Holdings, LP See All Filings
D 2010-01-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001479617
Filed Document 0001479617-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-07
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Onit Software, LLC See All Filings
D/A 2010-02-01
Amount To Be Raised $1,250,000
Associated Brokers / Dealers N/A
CIK Number 0001474604
Filed Document 0001474604-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-02-01
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
CA Recovery Fund, LLC See All Filings
D 2010-01-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001465295
Filed Document 0000898432-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-04
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business LOUISIANA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Spatial Photonics, Inc. See All Filings
D 2010-03-24
Amount To Be Raised $3,803,800
Associated Brokers / Dealers N/A
CIK Number 0001457223
Filed Document 0001457223-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-24
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
TS I Offshore Ltd See All Filings
D/A 2010-01-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001279816
Filed Document 0000919574-10-000417
Exclusions or Exemptions N/A
Accepted Date 2010-01-29
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PEAK6 Performance Fund Ltd See All Filings
D/A 2010-03-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001364052
Filed Document 0001393725-10-000093
Exclusions or Exemptions N/A
Accepted Date 2010-03-01
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LYXOR BULL PATH FUND LTD See All Filings
D/A 2010-02-03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001422517
Filed Document 0001140361-10-007100
Exclusions or Exemptions N/A
Accepted Date 2010-02-03
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business JERSEY
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Portfolio Advisors Real Estate Fund IV, L.P. See All Filings
D/A 2010-02-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001468765
Filed Document 0001468765-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-02-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
COLUMN GROUP II, LP See All Filings
D 2010-03-10
Amount To Be Raised $350,000,000
Associated Brokers / Dealers N/A
CIK Number 0001478715
Filed Document 0001478715-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-10
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Blue Ridge Opportunity Fund III, LLC See All Filings
D 2010-02-17
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001484242
Filed Document 0001484242-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-17
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets $1 - $1,000,000
Type of Security Pooled Investment Fund
COVINGTON PARTNERS L P See All Filings
D/A 2010-03-02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001014585
Filed Document 0001014585-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business LOUISIANA
Revenue or Assets Decline to Disclose
Type of Security Other
Astreka, LLC See All Filings
D 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001485946
Filed Document 0001485946-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Other
Seasons Aggressive Fund L P See All Filings
D/A 2010-03-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001304905
Filed Document 0001304905-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
NB Long/Short Fund L.P. See All Filings
D/A 2010-03-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001216366
Filed Document 0000902664-10-002052
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D 2010-02-19
Amount To Be Raised $900,000
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-10-000031
Exclusions or Exemptions N/A
Accepted Date 2010-02-19
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
Medical Envelope Inc See All Filings
D/A 2010-02-19
Amount To Be Raised $1,080,000
Associated Brokers / Dealers N/A
CIK Number 0001401911
Filed Document 0000897069-10-000255
Exclusions or Exemptions N/A
Accepted Date 2010-02-19
Type of Offering D/A
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
PACIFIC MERCANTILE BANCORP See All Filings
D/A 2010-01-11
Amount To Be Raised $15,500,000
Associated Brokers / Dealers N/A
CIK Number 0001109546
Filed Document 0001181431-10-002868
Exclusions or Exemptions N/A
Accepted Date 2010-01-11
Type of Offering D/A
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
UPWIND SOLUTIONS INC See All Filings
D 2010-03-03
Amount To Be Raised $28,849,999
Associated Brokers / Dealers N/A
CIK Number 0001420663
Filed Document 0001420663-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-03
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets Decline to Disclose
Type of Security Equity
CHEETAH INVESTMENT PARTNERSHIP LP See All Filings
D/A 2010-03-31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001056733
Filed Document 0001056733-10-000005
Exclusions or Exemptions N/A
Accepted Date 2010-03-31
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Gulf South Energy Partners 2010 A LP See All Filings
D 2010-03-23
Amount To Be Raised $24,000,000
Associated Brokers / Dealers N/A
CIK Number 0001487336
Filed Document 0001487336-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-23
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business LOUISIANA
Revenue or Assets No Revenues
Type of Security Equity
GREENFIELD SOLAR CORP See All Filings
D 2010-01-05
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001449276
Filed Document 0001449276-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-01-05
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $1 - $1,000,000
Type of Security Equity
HIGHVIEW HEALTHCARE PARTNERS LLC See All Filings
D 2010-02-15
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001370480
Filed Document 0001370480-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-15
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
CADOGAN PARTNERS LP See All Filings
D/A 2010-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000945468
Filed Document 0000947871-10-000301
Exclusions or Exemptions N/A
Accepted Date 2010-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
IMPEL NEUROPHARMA INC See All Filings
D 2010-01-19
Amount To Be Raised $1,543,553
Associated Brokers / Dealers N/A
CIK Number 0001445499
Filed Document 0001445499-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-19
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
MICROMEM TECHNOLOGIES INC See All Filings
D 2010-02-11
Amount To Be Raised $132,000
Associated Brokers / Dealers N/A
CIK Number 0001085921
Filed Document 0001204459-10-000283
Exclusions or Exemptions N/A
Accepted Date 2010-02-11
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business ONTARIO, CANADA
Revenue or Assets No Revenues
Type of Security Equity
COMANCHE RANCH #1 2010 JOINT VENTURE See All Filings
D 2010-01-22
Amount To Be Raised $900,000
Associated Brokers / Dealers N/A
CIK Number 0001481723
Filed Document 0001481723-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-22
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Other
Advisory Research Value Income Fund L P See All Filings
D/A 2010-02-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001292496
Filed Document 0001292496-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-02-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Cyntellect, Inc See All Filings
D 2010-03-23
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001325010
Filed Document 0001325010-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-23
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Manalapan Oracle Eagle Fund L.P. See All Filings
D/A 2010-03-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001366699
Filed Document 0000919574-10-002379
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CA HIGH YIELD OFFSHORE FUND LTD See All Filings
D/A 2010-02-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001363151
Filed Document 0000898432-10-000203
Exclusions or Exemptions N/A
Accepted Date 2010-02-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Current Energy Partners Corp See All Filings
D 2010-02-02
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001483236
Filed Document 0001483236-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-02
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Equity
ALCION REAL ESTATE PARTNERS TAX-EXEMPT PARALLEL FUND II LP See All Filings
D/A 2010-03-02
Amount To Be Raised $400,000,000
Associated Brokers / Dealers N/A
CIK Number 0001450311
Filed Document 0001450311-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund