Found 751029 results

Name Type of Offering Accepted Date
First Quadrant Essential Beta Fund Ltd. See All Filings
D 2010-01-13
Amount To Be Raised $3,870,480,000
Associated Brokers / Dealers N/A
CIK Number 0001479077
Filed Document 0001479077-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
Loma Novia Joint Venture See All Filings
D/A 2010-02-16
Amount To Be Raised $1,284,500
Associated Brokers / Dealers N/A
CIK Number 0001476813
Filed Document 0001476813-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-16
Type of Offering D/A
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Mineral Property
MAGNA UMBRELLA FUND PLC/GLOBAL EMERGING MARKETS FUND See All Filings
D/A 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001361745
Filed Document 0000919574-10-002280
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business IRELAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
KENNEDY CAPITAL MANAGEMENT INC See All Filings
D 2010-01-14
Amount To Be Raised $12,726,000
Associated Brokers / Dealers N/A
CIK Number 0000884589
Filed Document 0000884589-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-14
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
EJF INVESTMENT GRADE FUND LP See All Filings
D/A 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001460182
Filed Document 0001140361-10-011581
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Sankaty Middle Market Opportunities Fund (Offshore), L.P. See All Filings
D 2010-02-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001481300
Filed Document 0001456955-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
FISCO Global Opportunity Fund LP See All Filings
D 2010-01-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001480088
Filed Document 0001480088-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
DOUBLEWOOD PRIMARY FUND (USA) L.P. See All Filings
D/A 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001009663
Filed Document 0001009663-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Indus Pacific Opportunities Fund, Ltd. See All Filings
D/A 2010-03-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001352812
Filed Document 0000919574-10-002165
Exclusions or Exemptions N/A
Accepted Date 2010-03-08
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
EAGLE GLOBAL L P See All Filings
D/A 2010-03-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001039450
Filed Document 0001039450-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
Jones Energy Holdings, LLC See All Filings
D 2010-01-14
Amount To Be Raised $202,500,000
Associated Brokers / Dealers N/A
CIK Number 0001480919
Filed Document 0001480919-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-14
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
InCube Ventures II, L.P. See All Filings
D 2010-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001487432
Filed Document 0001487432-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ExactTarget, Inc. See All Filings
D 2010-03-15
Amount To Be Raised $8,091,669
Associated Brokers / Dealers N/A
CIK Number 0001420850
Filed Document 0001420850-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business INDIANA
Revenue or Assets Decline to Disclose
Type of Security Equity
LOEB ASIA FUND, L.P. See All Filings
D/A 2010-02-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001426312
Filed Document 0001013594-10-000083
Exclusions or Exemptions N/A
Accepted Date 2010-02-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Level Global, L.P. See All Filings
D/A 2010-03-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001267684
Filed Document 0000902664-10-001220
Exclusions or Exemptions N/A
Accepted Date 2010-03-01
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
IBIS INTERNATIONAL LTD See All Filings
D/A 2010-02-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001320533
Filed Document 0000919574-10-001794
Exclusions or Exemptions N/A
Accepted Date 2010-02-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LANSDOWNE UK STRATEGIC INVESTMENT FUND LP See All Filings
D/A 2010-03-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001421737
Filed Document 0000919574-10-001989
Exclusions or Exemptions N/A
Accepted Date 2010-03-01
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business IRELAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
EJF Debt Opportunities Fund, L.P. See All Filings
D/A 2010-03-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001438171
Filed Document 0001140361-10-011858
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
GT Special Opportunities II, LP See All Filings
D/A 2010-03-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001468318
Filed Document 0001460070-10-000014
Exclusions or Exemptions N/A
Accepted Date 2010-03-09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
EAGLE DIRECTIONAL MACRO FUND LLC See All Filings
D/A 2010-01-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001454588
Filed Document 0001454588-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
Fellon-McCord & Associates, LLC See All Filings
D 2010-01-14
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001480920
Filed Document 0000892303-10-000005
Exclusions or Exemptions N/A
Accepted Date 2010-01-14
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets Decline to Disclose
Type of Security Equity
Corriente China Opportunity Partners, LP See All Filings
D 2010-01-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001476327
Filed Document 0001476327-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-01-06
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
KALORAMA SPECIAL PRODUCTS FUND SPC LTD See All Filings
D/A 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001432708
Filed Document 0001459798-10-000008
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Fences on Broadway, LLC See All Filings
D 2010-02-23
Amount To Be Raised $3,200,000
Associated Brokers / Dealers N/A
CIK Number 0001485047
Filed Document 0001485047-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-23
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
EK Investments, LP See All Filings
D 2010-01-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001481343
Filed Document 0001481343-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-19
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
Kettle Hill Offshore, Ltd. See All Filings
D/A 2010-03-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001329199
Filed Document 0000919574-10-002254
Exclusions or Exemptions N/A
Accepted Date 2010-03-10
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Del Mar Onshore Partners, LP See All Filings
D/A 2010-03-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001335356
Filed Document 0000902664-10-001624
Exclusions or Exemptions N/A
Accepted Date 2010-03-09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ExteNet Systems, Inc See All Filings
D 2010-02-02
Amount To Be Raised $137,721,527
Associated Brokers / Dealers N/A
CIK Number 0001413331
Filed Document 0001413331-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-02-02
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
D. E. Shaw Multi-Asset Fund, L.L.C. See All Filings
D/A 2010-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001464279
Filed Document 0001464279-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Delta Fund Europe, Ltd. See All Filings
D/A 2010-02-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001293548
Filed Document 0000902664-10-000575
Exclusions or Exemptions N/A
Accepted Date 2010-02-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ECOCHLOR INC See All Filings
D 2010-03-10
Amount To Be Raised $681,543
Associated Brokers / Dealers N/A
CIK Number 0001367991
Filed Document 0000904802-10-000007
Exclusions or Exemptions N/A
Accepted Date 2010-03-10
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Kensico Offshore Fund II Ltd See All Filings
D/A 2010-03-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001424763
Filed Document 0001054072-10-000006
Exclusions or Exemptions N/A
Accepted Date 2010-03-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
GigOptix, Inc. See All Filings
D 2010-01-11
Amount To Be Raised $811,000
Associated Brokers / Dealers N/A
CIK Number 0001432150
Filed Document 0001140361-10-001501
Exclusions or Exemptions N/A
Accepted Date 2010-01-11
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Sandalwood Special Credit Opportunities Fund, L.P. See All Filings
D 2010-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001487441
Filed Document 0001487441-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Media Cannon, Inc. See All Filings
D 2010-03-09
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001486653
Filed Document 0001486653-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-09
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
CyPhy Works, Inc, See All Filings
D 2010-02-02
Amount To Be Raised $1,750,002
Associated Brokers / Dealers N/A
CIK Number 0001482765
Filed Document 0001482765-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-02
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Mogiv Inc. See All Filings
D 2010-03-03
Amount To Be Raised $300,000
Associated Brokers / Dealers N/A
CIK Number 0001486591
Filed Document 0001486591-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-03
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
MCM Offshore Global Fixed Income Fund, Ltd. See All Filings
D/A 2010-02-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001460388
Filed Document 0000902664-10-001282
Exclusions or Exemptions N/A
Accepted Date 2010-02-26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Pico-Tesla Magnetic Therapies, LLC. See All Filings
D/A 2010-03-05
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001483064
Filed Document 0001483064-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-05
Type of Offering D/A
Industry Other Health Care
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets No Revenues
Type of Security Equity
Gatewood Care LLC See All Filings
D 2010-03-26
Amount To Be Raised $1,151,500
Associated Brokers / Dealers N/A
CIK Number 0001488212
Filed Document 0001408247-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-26
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
LIGHTHOUSE DIVERSIFIED FUND QP LP See All Filings
D/A 2010-02-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001164273
Filed Document 0001164273-10-000005
Exclusions or Exemptions N/A
Accepted Date 2010-02-26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Luther Burbank Corp See All Filings
D/A 2010-01-05
Amount To Be Raised $50,532,058
Associated Brokers / Dealers N/A
CIK Number 0001475348
Filed Document 0001475348-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-05
Type of Offering D/A
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Debt
KFx Medical Corp See All Filings
D 2010-02-08
Amount To Be Raised $29,000
Associated Brokers / Dealers N/A
CIK Number 0001337959
Filed Document 0001337959-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-08
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
Kabbage, Inc. See All Filings
D 2010-01-05
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001472662
Filed Document 0001471838-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-05
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets No Revenues
Type of Security Option To Acquire
KEN-TEX ENERGY CORP. See All Filings
D 2010-02-04
Amount To Be Raised $17,000,000
Associated Brokers / Dealers N/A
CIK Number 0001483306
Filed Document 0001483306-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-04
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Not Applicable
Type of Security Debt
Luxor Capital Partners, LP See All Filings
D/A 2010-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001393021
Filed Document 0001013594-10-000456
Exclusions or Exemptions N/A
Accepted Date 2010-03-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ODYSSEY THERA INC. See All Filings
D 2010-03-17
Amount To Be Raised $3,499,999
Associated Brokers / Dealers N/A
CIK Number 0001327783
Filed Document 0001327783-10-000006
Exclusions or Exemptions N/A
Accepted Date 2010-03-17
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
OMNI BIO PHARMACEUTICAL, INC. See All Filings
D/A 2010-02-10
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001389870
Filed Document 0001389870-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-02-10
Type of Offering D/A
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets No Revenues
Type of Security Equity
FrontStream Payments Inc See All Filings
D 2010-02-11
Amount To Be Raised $2,340,000
Associated Brokers / Dealers N/A
CIK Number 0001412001
Filed Document 0001412001-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-02-11
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets Decline to Disclose
Type of Security Equity
Homeland Security Network, LLC See All Filings
D 2010-03-01
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001484910
Filed Document 0001484910-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-01
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity