Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CEJ, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001608486 Filed Document 0001608486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
ChinaAMC China Growth Fund See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608040 Filed Document 0001140361-14-020688 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anthem Vault, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pennaluna & Company, Inc. CIK Number 0001608210 Filed Document 0001052918-14-000185 Exclusions or Exemptions 506c Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CENTRAL OIL & GAS CORP OF AMERICA See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001572016 Filed Document 0001117768-14-000440 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Architected Materials, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608217 Filed Document 0001608217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Reserve at Lake Carolina LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001608577 Filed Document 0001553350-14-000566 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Lucena Research, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608056 Filed Document 0001608056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Viking MVI I LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548458 Filed Document 0000902664-14-002473 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S3 Global Multi-Strategy Fund LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464172 Filed Document 0001464172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Provident Group - Creekside Properties LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Piedmont Securities LLC and Moody Capital Solutions, Inc. CIK Number 0001605570 Filed Document 0001605570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Vanare, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001607589 Filed Document 0001607589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Orchard Hill Asian Opportunity Domestic Fund LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576743 Filed Document 0000902664-14-002466 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Convex Asia Fund LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001549643 Filed Document 0000950172-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corfiser SIMI Fund, LP See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607921 Filed Document 0001607921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victory Electronic Cigarettes Corp See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001398702 Filed Document 0001354488-14-002580 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
VERRAZZANO EUROPEAN OPPORTUNITIES FUND PLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547016 Filed Document 0000919574-14-003027 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTC Special Opportunity Fund I, Ltd. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520722 Filed Document 0001520722-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TreeHouse, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001514543 Filed Document 0001514543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ETSY INC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $5,606,127 Associated Brokers / Dealers N/A CIK Number 0001370637 Filed Document 0001370637-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EngageInbox. Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608067 Filed Document 0001608067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Branded Online, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,124,998 Associated Brokers / Dealers N/A CIK Number 0001606786 Filed Document 0001606786-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TesoRx Pharma, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $10,068,256 Associated Brokers / Dealers N/A CIK Number 0001554258 Filed Document 0001554258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AUN-TV-NC, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607842 Filed Document 0001607842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALPHAKEYS BRASIL INFRASTRUCTURE FUND, L.L.C. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001607117 Filed Document 0001607651-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain West Senior Secured, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593915 Filed Document 0001593915-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Development Recovery Company, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001608728 Filed Document 0001004878-14-000215 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Atieva, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $199,801,142 Associated Brokers / Dealers N/A CIK Number 0001479311 Filed Document 0001479311-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance (Bermuda) Fund I-A LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001605533 Filed Document 0001605533-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain West Debt Fund, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538536 Filed Document 0001538536-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Viking MVI III LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548461 Filed Document 0000902664-14-002472 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MB Venture Management II, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001507656 Filed Document 0001507656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
AQR Churchill Master Account, L.P. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607847 Filed Document 0001607847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MB DISLOCATION OPPORTUNITY FUND, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454401 Filed Document 0001454401-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLOWESKO GLOBAL FUND LTD See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135665 Filed Document 0000950172-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P2P Credit Strategies Fund Series A L.P. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607060 Filed Document 0001607060-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PMK Capital Partners, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576727 Filed Document 0001566114-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retrotope, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607677 Filed Document 0001607677-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impact C3 Group #1 LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608089 Filed Document 0001608089-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Monscierge, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001607603 Filed Document 0001607603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC CIK Number 0001534460 Filed Document 0001534460-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drone Aviation Corp See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001607785 Filed Document 0001415889-14-001492 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
YouDocs Beauty, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001506939 Filed Document 0001506939-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GotIce & Water, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers John Stanier and Thomas Young CIK Number 0001569885 Filed Document 0001569885-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
POETIC HOLDINGS V LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001608058 Filed Document 0001144204-14-030593 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Dakota Roseland Apartments IX - XII, LLLP See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001608045 Filed Document 0001608045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
TPH Energy Equity Long Strategy Fund, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523449 Filed Document 0000902664-14-002465 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RTW ONSHORE FUND ONE, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan R. Darnell, Niraj A. Mehta, and David R. Sanchez CIK Number 0001485578 Filed Document 0000919574-14-002989 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WD X Holdings LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $26,098,000 Associated Brokers / Dealers N/A CIK Number 0001607620 Filed Document 0001607620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GROUPIZE, INC. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607424 Filed Document 0001607424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Investec Global Select LLC - Emerging Markets Equity Fund See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584494 Filed Document 0001140361-14-024032 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund