Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Capstone Vol (Offshore) Ltd. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407476 Filed Document 0000902664-14-002470 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Securitized Products Fund L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549885 Filed Document 0001549885-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund II See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $8,146,490 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Comets Ventures 2014, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $48,000 Associated Brokers / Dealers N/A CIK Number 0001606425 Filed Document 0001140361-14-020723 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THOROUGHBRED FUND LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442110 Filed Document 0000919574-14-003017 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drone Aviation Corp See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,280 Associated Brokers / Dealers N/A CIK Number 0001607785 Filed Document 0001415889-14-001494 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Tipp Hill Capital LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475270 Filed Document 0001475270-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Hill Asian Opportunity Intermediate Fund LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576742 Filed Document 0000902664-14-002468 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine State Certificates V, LLLP See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607981 Filed Document 0001607981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EXUMA QUALIFIED PARTNERS LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities Inc. and Park Hill Group LLC CIK Number 0001569270 Filed Document 0000919574-14-002963 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldrun Corp See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,237,508 Associated Brokers / Dealers N/A CIK Number 0001517060 Filed Document 0001231919-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Fund, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Andrew B. Linbeck, Luke Powell, and Matthew H. Moncrief CIK Number 0001415987 Filed Document 0001415987-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Convex Asia Master Fund Ltd See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001549645 Filed Document 0000950172-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP TE Fund, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Andrew Linbeck, and Luke A. Powell CIK Number 0001540932 Filed Document 0001540932-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alliqua, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $7,003,080 Associated Brokers / Dealers N/A CIK Number 0001054274 Filed Document 0001054274-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hermes GPE PEC II LP See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001607815 Filed Document 0000945621-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Greenstone Partners, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494311 Filed Document 0001494311-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIELD STREET PARTNERS LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia Umar Naeem CIK Number 0001438435 Filed Document 0001140361-14-020742 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kineta Prime Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607700 Filed Document 0001607700-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Metals US, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Pennaluna & Company Inc. CIK Number 0001608081 Filed Document 0001052918-14-000184 Exclusions or Exemptions 506c Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
NCM Holdings (Cayman) Ltd See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491797 Filed Document 0001491797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Companion Medical, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001607183 Filed Document 0001607183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grandeur Peak Global Opportunities, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550024 Filed Document 0000935836-14-000313 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Udemy, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $31,999,999 Associated Brokers / Dealers N/A CIK Number 0001607939 Filed Document 0001607939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1Life Healthcare Inc See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $40,499,970 Associated Brokers / Dealers N/A CIK Number 0001404123 Filed Document 0001404123-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Senior Floating Rate Income Fund LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576161 Filed Document 0001576161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - LBC Credit Partners III USTE Series See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603605 Filed Document 0001603605-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Square Media, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001608761 Filed Document 0001145443-14-000813 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orion Mine Finance (Delaware) Fund I-A LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001606235 Filed Document 0001606235-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCN Partners, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578321 Filed Document 0001578321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Total Return Income Fund, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001608039 Filed Document 0001608039-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
RHUMBLINE TOTAL RETURN FUND LP See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608330 Filed Document 0001405086-14-000199 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Viking MVI II LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548460 Filed Document 0000902664-14-002474 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Samepage Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $499,998 Associated Brokers / Dealers N/A CIK Number 0001607411 Filed Document 0001607411-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Salient Risk Parity Fund V12, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory A. Reid, Matthew P. Summers, Craig Dawson, Phillip M. Plant, David E. Hicks, Stephen D. Strake, Sr., John C. Dawson III, and J. Matthew Newtown CIK Number 0001544371 Filed Document 0001544371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NovaTract Surgical, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001527287 Filed Document 0001527287-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DigiPath,Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,210,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000138 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund I, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $23,314,288 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fortress Convex Asia Fund Ltd See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001549644 Filed Document 0000950172-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity 2014 LS Fund, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dee Wayne Cullum CIK Number 0001607569 Filed Document 0001607569-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thermedical, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $4,000,001 Associated Brokers / Dealers N/A CIK Number 0001544902 Filed Document 0001544902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SnoopWall, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers I-Bankers Securities Incorporated CIK Number 0001601788 Filed Document 0001601788-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Debt
Bande de Corsaires High Yield Portfolio, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001602958 Filed Document 0001209191-14-033526 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Golden Spike Co See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585317 Filed Document 0001585317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VERRAZZANO EUROPEAN FOCUS FUND PLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547020 Filed Document 0000919574-14-003030 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vascular Pathways Inc See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $11,102,000 Associated Brokers / Dealers N/A CIK Number 0001371805 Filed Document 0001371805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BetterCloud, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $8,624,862 Associated Brokers / Dealers N/A CIK Number 0001564970 Filed Document 0001564970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CALIBRUS, INC. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001448558 Filed Document 0000939798-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Feronia Water LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001608232 Filed Document 0001608232-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity