Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nuvola, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001609319 Filed Document 0001077048-14-000198 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kindermint Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $421,820 Associated Brokers / Dealers N/A CIK Number 0001618318 Filed Document 0001618318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Symbiotic Technologies, LLC See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,200,600 Associated Brokers / Dealers N/A CIK Number 0001615955 Filed Document 0001606512-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
DineAmic Steak, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001614278 Filed Document 0001614278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Orono Spectral Solutions, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $768,000 Associated Brokers / Dealers N/A CIK Number 0001618299 Filed Document 0001618299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Cleaning Authority Holding Company, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $49,106,388 Associated Brokers / Dealers N/A CIK Number 0001617362 Filed Document 0001617362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wedge & Skull, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617750 Filed Document 0001617750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Artesia RDCH Fund I LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001617863 Filed Document 0001617863-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Advanced Animal Diagnostics Inc See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,516,347 Associated Brokers / Dealers N/A CIK Number 0001417704 Filed Document 0001417704-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cornerstone Bancshares, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001618498 Filed Document 0001014108-14-000207 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle U.S. Realty VII Trust See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $63,725,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001618159 Filed Document 0001618159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM Insurance Services Inc. See All Filings	D	2014-09-01 00:00:00 UTC
Amount To Be Raised $240,204,585 Associated Brokers / Dealers N/A CIK Number 0001618416 Filed Document 0001140361-14-034661 Exclusions or Exemptions 506b Accepted Date 2014-09-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
OkCopay Inc See All Filings	D	2014-09-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618831 Filed Document 0001618831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
WemoMedia, Inc. See All Filings	D/A	2014-09-01 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001545520 Filed Document 0001545520-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Probability Capital Group, LLC See All Filings	D	2014-09-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Probabilty Capital Group, LLC CIK Number 0001617668 Filed Document 0001617668-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$1 - $5,000,000 Type of Security Option To Acquire
TRENDLINES GROUP LTD. See All Filings	D/A	2014-08-31 00:00:00 UTC
Amount To Be Raised $1,320,677 Associated Brokers / Dealers Octagon Capital Corporation CIK Number 0001607852 Filed Document 0001607852-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-31 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
VICAR I, LP See All Filings	D	2014-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617392 Filed Document 0001617392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wallflowr Inc. See All Filings	D	2014-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618490 Filed Document 0001618490-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ridge Lego Operator, LLC See All Filings	D	2014-08-31 00:00:00 UTC
Amount To Be Raised $4,310,206 Associated Brokers / Dealers N/A CIK Number 0001617866 Filed Document 0001617866-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HigherMe, Inc. See All Filings	D	2014-08-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001618941 Filed Document 0001618941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
JP LoDo, LLC See All Filings	D	2014-08-29 13:09:37 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers Amir Shah and Scott W. Wyler CIK Number 0001618235 Filed Document 0001618235-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-29 13:09:37 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Honest Company, Inc. See All Filings	D	2014-08-29 12:24:39 UTC
Amount To Be Raised $70,000,005 Associated Brokers / Dealers N/A CIK Number 0001530979 Filed Document 0001530979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 12:24:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Escarpment Energy Ltd. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001608329 Filed Document 0001608329-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Triton Real Estate ND Fund III LP See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615310 Filed Document 0001615310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA CAPITAL CHINA VENTURE FUND V, L.P. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618279 Filed Document 0001618279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sgrouples, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001619394 Filed Document 0001619394-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clarity Health Services, Inc. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $3,095,301 Associated Brokers / Dealers N/A CIK Number 0001468947 Filed Document 0001468947-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AqGen Liberty Holdings, LLC See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585202 Filed Document 0001585202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
LendingHome Corp See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $28,100,020 Associated Brokers / Dealers N/A CIK Number 0001592838 Filed Document 0001592838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ipCreate Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001560618 Filed Document 0001560618-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
All Weather@15, Ltd. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557313 Filed Document 0001557313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Crest Laboratories, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001618266 Filed Document 0001618266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NOWDiagnostics, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001572736 Filed Document 0001572736-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Real Savvy, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617985 Filed Document 0001617985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Latigo Ultra Fund, L.P. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001525746 Filed Document 0000902664-14-003699 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomix Medical, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001617867 Filed Document 0001617867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FOUR OAKS FINCORP INC See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $13,375,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001040799 Filed Document 0001467154-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Bizible, Inc See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001519002 Filed Document 0001519002-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Reiley Pharmaceuticals, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001616308 Filed Document 0001616308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EXCELSIOR FUND L P See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meacham, Chris CIK Number 0000840022 Filed Document 0000840022-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DELTA ID INC. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001586507 Filed Document 0001586507-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bienville Argentina Opportunities Master Fund, LP See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613536 Filed Document 0001613536-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMITH MICRO SOFTWARE INC See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0000948708 Filed Document 0001209191-14-055032 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Campus Job, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $965,000 Associated Brokers / Dealers N/A CIK Number 0001616685 Filed Document 0001616685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AqGen Liberty Holdings, LLC See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585202 Filed Document 0001585202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Novan, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001467154 Filed Document 0001467154-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Grid Mobile, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001618113 Filed Document 0000905718-14-000584 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CORSA COAL CORP. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $20,035,704 Associated Brokers / Dealers N/A CIK Number 0001466725 Filed Document 0001466725-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Coal Mining Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Floodgate Fund V, L.P. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $75,773,197 Associated Brokers / Dealers N/A CIK Number 0001617747 Filed Document 0001617747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund