Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GEF Opportunities Fund (Cayman) Ltd. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618388 Filed Document 0000943663-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHADOW RETAIL PARTNERS LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Walesa and Kenneth Luccionoi CIK Number 0001402796 Filed Document 0001402796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brookside Investment Partners IV, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619301 Filed Document 0001619301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Murchison-Hume LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620035 Filed Document 0001019687-14-003643 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WOODBRIDGE MORTGAGE INVESTMENT FUND 3, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001619955 Filed Document 0001596151-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Oakland Beverage Group, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,850,004 Associated Brokers / Dealers N/A CIK Number 0001614491 Filed Document 0001614491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jasper Ridge Diversified (Tax Exempt), L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611991 Filed Document 0001519924-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rushmore Energy, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605123 Filed Document 0001605123-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Agilence, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001400779 Filed Document 0001400779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Fir Tree Special Oportunities Fund V, LP See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612180 Filed Document 0001315863-14-000556 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgeview Park, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619141 Filed Document 0001619141-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Patton Flex Fund, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474329 Filed Document 0001474329-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integris Foundation Partners, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559278 Filed Document 0001559278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
O'Connor Market Opportunities SPC for the account of Global Equity Markets Segregated Portfolio See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458408 Filed Document 0001458408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 10, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $805,000 Associated Brokers / Dealers N/A CIK Number 0001608325 Filed Document 0001608325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Platinum Partners Liquid Opportunity Fund (International) Ltd. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464650 Filed Document 0001013594-14-000596 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA Wesley Mortgage REIT Fund LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497082 Filed Document 0001497082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEBEDEE FOCUS FUND LTD See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448477 Filed Document 0000919574-14-005286 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Freak Industries, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $11,000 Associated Brokers / Dealers N/A CIK Number 0001616439 Filed Document 0001441557-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
RADIUS REAL ESTATE FUND NO. 3, LP See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619978 Filed Document 0001619978-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
SINAPIS PHARMA, INC. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001492347 Filed Document 0001492347-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
GEF Opportunities Fund (U.S.) L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618384 Filed Document 0000943663-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECISION CAPITAL PARTNERS, L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001619019 Filed Document 0001619019-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
iMoCu Corp See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $612,375 Associated Brokers / Dealers N/A CIK Number 0001615054 Filed Document 0000950138-14-000649 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund V (Cayman) Ltd. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619559 Filed Document 0001315863-14-000555 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco U.S. Value-Add Fund IV, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001610166 Filed Document 0001610166-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Longhorn Lodging, LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Walesa and Kenneth A. Luccioni CIK Number 0001456535 Filed Document 0001456535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hub at 620 & 45, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $5,180,000 Associated Brokers / Dealers N/A CIK Number 0001619105 Filed Document 0001619105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Partners Liquid Opportunity Fund (USA) L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464651 Filed Document 0001013594-14-000597 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELLPOINTS INC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers Roth Capital Partners CIK Number 0001161700 Filed Document 0001161700-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfront CP Offshore Fund Ltd. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587112 Filed Document 0001587112-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANGELICA ROOT LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001619959 Filed Document 0001619959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROUND ROCK DEVELOPMENT PARTNERS L P See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Walesa and Kenneth A. Luccioni CIK Number 0001337983 Filed Document 0001337983-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Financial Real Estate Value Fund II, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001585713 Filed Document 0001598476-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prowler Super Holding Corp. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $456,938 Associated Brokers / Dealers N/A CIK Number 0001597391 Filed Document 0000895345-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Positronics Technologies, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619693 Filed Document 0001619693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 10, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001608325 Filed Document 0001608325-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RightCare Solutions, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001560965 Filed Document 0001192482-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PerceptiMed, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $2,392,618 Associated Brokers / Dealers N/A CIK Number 0001563500 Filed Document 0001563500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MERIWETHER HOYT LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001619393 Filed Document 0001619393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ZEFR, INC. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $886,939 Associated Brokers / Dealers N/A CIK Number 0001474764 Filed Document 0001474764-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vernonville Fixed Income Fund, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532607 Filed Document 0001532607-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Kettle Hill Offshore, Ltd. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329199 Filed Document 0000919574-14-005292 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan International Equity Fund, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001283655 Filed Document 0001140361-14-036093 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOLA CAPITAL PARTNERS I, LP See All Filings	D	2014-09-18 18:30:18 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001619916 Filed Document 0001619916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 18:30:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPERIAL METALS CORP See All Filings	D	2014-09-18 12:59:42 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001228274 Filed Document 0001228274-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 12:59:42 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
GEF STL FUND, A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459225 Filed Document 0001459225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dimensional Funds plc - Multi-Factor Balanced Fund See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531806 Filed Document 0000945621-14-000247 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Van Eck Emerging Markets Portfolio See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation CIK Number 0001607827 Filed Document 0001607827-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLEUXUS LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001619696 Filed Document 0001619696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity