Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Petrus Farmland Investors I, L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $34,500,000 Associated Brokers / Dealers N/A CIK Number 0001619797 Filed Document 0001619797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Brands, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $280,280 Associated Brokers / Dealers N/A CIK Number 0001552699 Filed Document 0001552699-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Silver Horse Fund, LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587194 Filed Document 0001587194-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ STRATEGIC PARTNERS II-B, L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619682 Filed Document 0001619682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ STRATEGIC PARTNERS II, L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619710 Filed Document 0001619710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEVCO PARTNERS L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466178 Filed Document 0000919574-14-005284 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMPANIES (TC) LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $4,525,500 Associated Brokers / Dealers N/A CIK Number 0001455675 Filed Document 0001455675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MESIROW FINANCIAL EMPLOYEE REAL ESTATE VALUE FUND II, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598476 Filed Document 0001598476-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axsome Therapeutics, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001579428 Filed Document 0001579428-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Advanced Technology Fund LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-14-001096 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prowler Super Holding Corp. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $456,938 Associated Brokers / Dealers N/A CIK Number 0001597391 Filed Document 0000895345-14-000253 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BR POF III CAYMAN MASTER FUND, L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619743 Filed Document 0001619743-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Vascular Care Pensacola, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $8,855,403 Associated Brokers / Dealers N/A CIK Number 0001620269 Filed Document 0001461373-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
KETTLE HILL PARTNERS, LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234246 Filed Document 0000919574-14-005288 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
533 Bergen Street, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001621390 Filed Document 0001621390-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Global Emerging Markets Fund, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001050643 Filed Document 0001140361-14-036091 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tasca Resources Ltd. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001578010 Filed Document 0001578010-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tiantu China Consumer Fund I, L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619997 Filed Document 0001619997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockview Group, Inc. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582206 Filed Document 0001582206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aberdeen Institutional Commingled Funds, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501571 Filed Document 0001501571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KETTLE HILL PARTNERS II, LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328547 Filed Document 0000919574-14-005290 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM Realty Securities, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001057503 Filed Document 0000902664-14-003857 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twin Opportunities Fund, LP See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619593 Filed Document 0000902664-14-003864 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bowery Opportunity Fund, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469744 Filed Document 0001315863-14-000557 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619741 Filed Document 0001619743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Grove Partners LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613858 Filed Document 0000935836-14-000530 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAILARD REAL ESTATE INVESTMENT TRUST, INC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000935457 Filed Document 0000935457-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WOBLANTA PERIMETER, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001619098 Filed Document 0001619098-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LAFLEUR LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,960,000 Associated Brokers / Dealers N/A CIK Number 0001565101 Filed Document 0001565101-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
H.I.G. Bayside Loan Opportunity Fund IV, L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001619938 Filed Document 0001619938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Millennium USA II LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001513931 Filed Document 0001513931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PPR MABLETON LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001620579 Filed Document 0001620579-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Jennings Design LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers PIN Financial LLC CIK Number 0001586241 Filed Document 0001586241-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
MontBriar, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001616109 Filed Document 0001162677-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PING IDENTITY CORP See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001217320 Filed Document 0001217320-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BuddyHOPP, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $999,857 Associated Brokers / Dealers N/A CIK Number 0001619283 Filed Document 0001619283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Compass Natural Gas Partners LP See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001612983 Filed Document 0001213900-14-006750 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
U.S. Venture Partners XI, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers N/A CIK Number 0001619539 Filed Document 0001619539-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Exosite LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001479146 Filed Document 0001235802-14-000135 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Debt
FIRST WARNING SYSTEMS, INC. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001557418 Filed Document 0001214659-14-006516 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Trilogy Investment Funds PLC-Trilogy Emerging Wealth Fund See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trilogy Global Advisors International LLP CIK Number 0001557952 Filed Document 0000919574-14-005299 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM Realty Securities Ltd See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409215 Filed Document 0000902664-14-003856 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIDENT HEALTHCARE PROPERTIES I LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Walesa and Kenneth Luccioni CIK Number 0001436929 Filed Document 0001436929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Qualaroo, Inc. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $7,499,999 Associated Brokers / Dealers N/A CIK Number 0001504233 Filed Document 0001504233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VinPerfect Inc See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $694,256 Associated Brokers / Dealers N/A CIK Number 0001520408 Filed Document 0001520408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swift Run Capital LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411894 Filed Document 0000919574-14-005294 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scottsboro Musical London, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001619653 Filed Document 0001619653-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Ilex Partners (Asia) Feeder, LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586994 Filed Document 0001140361-14-036045 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gobi Gear, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001619804 Filed Document 0001619804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Cain Brothers Executive Co-Investment Fund, L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614222 Filed Document 0001614222-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity