Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BakerCorp International Holdings, Inc. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521101 Filed Document 0000895345-14-000190 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CBOA FINANCIAL, INC. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584412 Filed Document 0001140361-14-026036 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTLINE PARTNERS LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001443577 Filed Document 0001405086-14-000213 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celsion CORP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0000749647 Filed Document 0000749647-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MHEG Community Fund 43, LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001610854 Filed Document 0001610854-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Domain Name Acquisition A, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001609378 Filed Document 0001609378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
New 4th AP Company, Limited Partnership See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,121,966 Associated Brokers / Dealers N/A CIK Number 0001611173 Filed Document 0001611173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Misty May-Treanor Sports Center, LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611055 Filed Document 0001611055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Instinct Health Science, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $685,754 Associated Brokers / Dealers N/A CIK Number 0001610313 Filed Document 0001140361-14-025949 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OpenGov, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $19,122,362 Associated Brokers / Dealers N/A CIK Number 0001611801 Filed Document 0001611801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alphaworks Quibb Two, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610992 Filed Document 0001610992-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FreshDesk Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001544522 Filed Document 0001544522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Cayman Fund Ltd See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505381 Filed Document 0001505381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA MLC OFFSHORE, LTD. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sandler O'Neill & Partners, L.P., WFS, LLC, J.P. Morgan Securities LLC, and Aqueduct Capital Group, LLC CIK Number 0001297944 Filed Document 0000919574-14-003744 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zen Enterprises, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001610972 Filed Document 0001493152-14-001934 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
H-source, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001611049 Filed Document 0001611049-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sphere 3D Corp See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised $39,098 Associated Brokers / Dealers Cormark Securities Inc. CIK Number 0001591956 Filed Document 0001062993-14-003755 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Civic Capital Fund I See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307115 Filed Document 0000898432-14-000854 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rentar Environmental Solutions Inc See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001381753 Filed Document 0001553350-14-000659 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gulf States Health Partners, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001611101 Filed Document 0001611101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Capital Real Estate - Garden Terrace II, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001610906 Filed Document 0001610906-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Clarassance, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $7,180,523 Associated Brokers / Dealers N/A CIK Number 0001505318 Filed Document 0001505318-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Partners VII, L.P. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Denning & Company LLC CIK Number 0001611189 Filed Document 0001611189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SP Investor, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $697,126 Associated Brokers / Dealers N/A CIK Number 0001610551 Filed Document 0001610551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wayin, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $13,115,275 Associated Brokers / Dealers N/A CIK Number 0001522004 Filed Document 0001522004-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aspect US Fund LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutsche Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc, CIK Number 0001333112 Filed Document 0001315863-14-000381 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drawbridge Special Opportunities Fund LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC"), Credit Suisse Securities (USA) LLC (CS), Morgan Stanley Smith Barney LLC (MSSB), and Altegris Investments, Inc. (Altegris) CIK Number 0001200438 Filed Document 0000902664-14-002847 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Babson Capital Floating Rate Income Offshore Fund, Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552462 Filed Document 0001552462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NanoMech, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,000,100 Associated Brokers / Dealers None CIK Number 0001495678 Filed Document 0001495678-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
APPLIED DNA SCIENCES INC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,145,956 Associated Brokers / Dealers None CIK Number 0000744452 Filed Document 0001488138-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Apriva, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001524389 Filed Document 0001524389-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Biltmore Apartment Homes, Ltd. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers American Independent Securities Group, LLC CIK Number 0001610200 Filed Document 0001610200-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CONCURRENT, INC. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001520324 Filed Document 0001520324-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLINE CAPITAL PARTNERS LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000949691 Filed Document 0000949691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standing Stone Prospect Partners See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers N/A CIK Number 0001610611 Filed Document 0001610611-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Western Arizona Bancorp, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,005,079 Associated Brokers / Dealers N/A CIK Number 0001610090 Filed Document 0001610090-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Paragon Real Estate Fund LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611100 Filed Document 0001611100-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grid20/20, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,530,688 Associated Brokers / Dealers N/A CIK Number 0001601300 Filed Document 0001601300-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Dual Therapeutics, LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001575797 Filed Document 0001575797-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOAM MULTI-MANAGER SPECIALIST FUND L P See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360399 Filed Document 0000919574-14-003748 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX BIOTECHNOLOGY INC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001278815 Filed Document 0001278815-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Partners Fund I, L.P. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579455 Filed Document 0001579455-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlendCard, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001576889 Filed Document 0001576889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Efficient Growth I LP See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570261 Filed Document 0001570261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vertex Energy Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $17,050,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0000890447 Filed Document 0001580695-14-000344 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
My Perfect Pet, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611047 Filed Document 0001611047-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alphadyne Investment Strategies Fund, Ltd. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457617 Filed Document 0000919574-14-003743 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAMAF, LLC. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers Jonathan R. Reske CIK Number 0001611064 Filed Document 0001611064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
YELLOWSTONE STORAGE FUND 2014, LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001610797 Filed Document 0001610797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Soroban Fund LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505382 Filed Document 0001505382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund