Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cardinal Spine, LLC See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INVESCO U.S. PRIVATE EQUITY PARTNERSHIP FUND VI, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised $157,500,000 Associated Brokers / Dealers N/A CIK Number 0001520152 Filed Document 0001520151-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Camox Fund See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610494 Filed Document 0000902664-14-002852 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Qare-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $199,923 Associated Brokers / Dealers N/A CIK Number 0001611222 Filed Document 0001611222-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCV 2014 PRIVATE INVESTORS, L.P. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001609317 Filed Document 0001610577-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUN HOME LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610963 Filed Document 0001610963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Insurance Co of America Variable Contract Account GI-100 See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers Various agents CIK Number 0001511704 Filed Document 0001181431-14-024318 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benefit Street Partners CRE Conduit Co L.P. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611350 Filed Document 0001611350-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rush-On Worldwide, Ltd. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610654 Filed Document 0001610654-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Housing Fund, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570842 Filed Document 0001570842-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEZU ASIA PARTNERS, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521838 Filed Document 0000919574-14-003760 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheetah Medical, Inc. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised $33,849,535 Associated Brokers / Dealers N/A CIK Number 0001573285 Filed Document 0001573285-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Pickerington Ridge Holdings I, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001611085 Filed Document 0001611066-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Select Opportunities Fund LLC See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494032 Filed Document 0001494032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-004555 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Pyramis Tactical Bond Fund, LP See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC CIK Number 0001611220 Filed Document 0001611220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ceibo 9, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610777 Filed Document 0001610777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
REVOLUTION FOODS, INC. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $35,856,008 Associated Brokers / Dealers N/A CIK Number 0001361924 Filed Document 0001361924-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO PARTNERSHIP FUND VI, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001520156 Filed Document 0001520151-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MS Preferred Private Issue Series II, LLC See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers LocalStake Marketplace LLC CIK Number 0001576397 Filed Document 0001576397-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
IOF VII, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001595231 Filed Document 0001595231-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fortress United, LLC See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598233 Filed Document 0001598233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Prestoncrest Capital Fund, LP See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607634 Filed Document 0001607634-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Option To Acquire
RIVERNORTH TRADING PARTNERS, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579916 Filed Document 0001579916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Consumer Partners Offshore, Ltd. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373046 Filed Document 0000919574-14-003753 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNEY INC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $16,056,308 Associated Brokers / Dealers First Analysis Securities Corporation CIK Number 0001397602 Filed Document 0001397602-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Courtagen Life Sciences, Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498636 Filed Document 0001498636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Hickory Preserve Holdings, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $15,443,200 Associated Brokers / Dealers N/A CIK Number 0001611124 Filed Document 0001611124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wood River B-1 Joint Venture See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $472,629 Associated Brokers / Dealers N/A CIK Number 0001611036 Filed Document 0001611036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Rivet & Cuff, Inc See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610371 Filed Document 0001610371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VISUALANT INC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-14-000267 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES FUND LP See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mariner Group Capital Markets, Inc., and Jeffery Anderson CIK Number 0001432468 Filed Document 0001140361-14-026049 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUCERNE CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001366814 Filed Document 0000950142-14-001361 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Aggressive Technology Trader Fund #1 LLC See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552484 Filed Document 0001552484-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xooker, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Halcyon Cabot Partners, Ltd. CIK Number 0001584268 Filed Document 0000911959-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Connor Group Real Estate Income & Growth Fund XII, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Various CIK Number 0001610847 Filed Document 0001610847-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Component Re-Engineering Co. Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001610961 Filed Document 0001610961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Hollis Capital Partners, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000892991 Filed Document 0001095449-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABK Capital, LP See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611167 Filed Document 0001611167-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
e360 Power Fund, LP See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490874 Filed Document 0001315863-14-000383 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund IX LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $2,685,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611027 Filed Document 0001611027-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CannaPharmaRX, Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001608686 Filed Document 0001065949-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BAIN CAPITAL VENTURE COINVESTMENT FUND, L.P. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001609318 Filed Document 0001610577-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazil Interactive Media, Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $395,000 Associated Brokers / Dealers N/A CIK Number 0000945617 Filed Document 0000945617-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Asterias Biotherapeutics, Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $3,276,000 Associated Brokers / Dealers N/A CIK Number 0001572552 Filed Document 0001462573-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Virsec Systems, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001610921 Filed Document 0001610921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Pompano Beach CNG Partners, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Brandon Cruiz CIK Number 0001610898 Filed Document 0001610898-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
H-Food Holdings, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $13,070,000 Associated Brokers / Dealers N/A CIK Number 0001610760 Filed Document 0000950103-14-004206 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Knightvest PB, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,485,000 Associated Brokers / Dealers None CIK Number 0001610960 Filed Document 0001610960-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Canute Onshore, LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001579034 Filed Document 0001140361-14-025850 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund