Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LSREF2 Razor REIT (Atlanta), Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001612068 Filed Document 0001612068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bellerophon Therapeutics LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001600132 Filed Document 0001600132-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ivy Lane Concentrated Value Fund, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612415 Filed Document 0001612415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John W. Bristol Equity Fund I LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John W. Bristol & Co., Inc. CIK Number 0001562326 Filed Document 0001085146-14-001318 Exclusions or Exemptions 506c Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MOUNTAIN AVENUE PARTNERS LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001038103 Filed Document 0000919574-14-003874 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-Line Ventures LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587856 Filed Document 0001587856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Owl Creek Asia II, L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001525136 Filed Document 0001525136-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salt Lake Brewing Co., LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,590,474 Associated Brokers / Dealers N/A CIK Number 0001612288 Filed Document 0000914760-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Latitude Airlines, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $23,100,000 Associated Brokers / Dealers N/A CIK Number 0001612359 Filed Document 0001612359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DC Devices, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $34,000,001 Associated Brokers / Dealers N/A CIK Number 0001464449 Filed Document 0001464449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Direct Lending II Trust See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001611989 Filed Document 0001611989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nativis, Inc. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001254348 Filed Document 0001572426-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
2014-B ENCORE KENTUCKY 10-WELL See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1,674,584 Associated Brokers / Dealers N/A CIK Number 0001612302 Filed Document 0001144204-14-040648 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
STARREX INTERNATIONAL LTD. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000930534 Filed Document 0001013594-14-000483 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Physicians Outpatient Surgery Center, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $129,000 Associated Brokers / Dealers N/A CIK Number 0001615314 Filed Document 0001615314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Sound Technology, LLC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001515065 Filed Document 0001515065-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Real Estate Fund III, L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569696 Filed Document 0001315863-14-000404 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACG OHIO, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Not Applicable CIK Number 0001612387 Filed Document 0001612387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Mummichog Opportunity Fund VI, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001612247 Filed Document 0001612247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
B Positive National Blood Services, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001556448 Filed Document 0001556448-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gravidi, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001568670 Filed Document 0001568670-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Star Team, LLC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $6,655,314 Associated Brokers / Dealers N/A CIK Number 0001488550 Filed Document 0001019687-14-002622 Exclusions or Exemptions 506c Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Other
Fir Tree International Value Fund (Non-US), L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562263 Filed Document 0001315863-14-000409 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Special Opportunities Fund III (Cayman), Ltd. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572896 Filed Document 0001315863-14-000416 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Saba, Ltd. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526906 Filed Document 0001526906-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alysheba QP Fund L P See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323788 Filed Document 0000898432-14-000914 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TARGET GROWTH FUND LLC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441391 Filed Document 0001441391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
IronNet Cybersecurity, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $485 Associated Brokers / Dealers N/A CIK Number 0001611326 Filed Document 0001611326-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Monadnock Capital Fund LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610408 Filed Document 0001546927-14-000135 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fusemachines Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $2,224,998 Associated Brokers / Dealers N/A CIK Number 0001611993 Filed Document 0000905718-14-000360 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Renticity, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569920 Filed Document 0001569920-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Fir Tree International Value Fund (USTE) II, L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560963 Filed Document 0001315863-14-000408 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ManyWho, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $966,115 Associated Brokers / Dealers N/A CIK Number 0001612385 Filed Document 0001612385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MDS 2014-Marcellus Shale Development, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MDS Securities, LLC, Ausdale Financial Partners, Berthel Fisher & Company, Boenning & Scattergood, Inc., Calton & Associates, Cambridge Investment Research, Inc., Coastal Equities, Inc., CV Brokerage, Inc., First Canterbury Securities, Inc., G. A. Repple & Company, H. Beck, Inc., ING Financial Partners, Inc., Neidiger, Tucker, Bruner, Inc., Newbridge Securities Corporation, SCF Securities,Inc., Stephen A. Kohn & Associates, Ltd., The Strategic Financial Alliance, Inc., and Triad Advisors, Inc. CIK Number 0001602167 Filed Document 0001602167-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Rothschild Cornerstone Fund, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612017 Filed Document 0001612017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muses Labs, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612369 Filed Document 0001612369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NaturalNano, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000863895 Filed Document 0001477932-14-003460 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fir Tree Real Estate Fund III (Cayman), Ltd. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569695 Filed Document 0001315863-14-000415 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financia Global Focus Fund L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001206505 Filed Document 0001095449-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TheBlaze Inc. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Hypatia Capital Advisors LLC CIK Number 0001571775 Filed Document 0001571775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Essex Woodlands Fund IX, L.P. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001612343 Filed Document 0001612343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Special Opportunities Fund IV, LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587218 Filed Document 0001315863-14-000403 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-14-000410 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISIBLE TECHNOLOGIES INC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001448938 Filed Document 0001448938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Aracos Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464059 Filed Document 0001464059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roadrunner Fund, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499046 Filed Document 0001499046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crested Crane, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526668 Filed Document 0001526668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hampton Meadows, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $5,621,250 Associated Brokers / Dealers Allen C. Brown CIK Number 0001611556 Filed Document 0001611556-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
BOT Home Automation, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,499,998 Associated Brokers / Dealers N/A CIK Number 0001586779 Filed Document 0001586779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dune Sciences, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001463744 Filed Document 0001463744-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity