Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NMS Fund II, LP See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001585665 Filed Document 0000950142-14-001831 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Natural Resource Partners, LP See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers None CIK Number 0001613078 Filed Document 0001613078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CLARET MEDICAL, INC. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $25,990,719 Associated Brokers / Dealers N/A CIK Number 0001468274 Filed Document 0001140361-14-034961 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reciprocal Labs Corp See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $14,499,999 Associated Brokers / Dealers N/A CIK Number 0001552548 Filed Document 0001552548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wearality Corp See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001613790 Filed Document 0001613790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ENDONOVO THERAPEUTICS, INC. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001528172 Filed Document 0001528172-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MANOR ROAD INVESTMENT PARTNERS, LP See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555042 Filed Document 0000919574-14-005142 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAV Global Macro Fund, LP See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586107 Filed Document 0001586107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sparo Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $1,710,324 Associated Brokers / Dealers N/A CIK Number 0001618546 Filed Document 0001618546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SEG - J.T. Fields Development, L.P. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001618955 Filed Document 0001209191-14-057005 Exclusions or Exemptions 506c Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Snoasis Medical LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001609854 Filed Document 0001609854-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
URBAN COMMUNICATIONS INC. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $91,316 Associated Brokers / Dealers N/A CIK Number 0001618870 Filed Document 0001618870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BOYD GROUP INCOME FUND See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001283950 Filed Document 0001283950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Earl Energy, LLC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001512318 Filed Document 0001512318-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AHCO CORE FUND LLC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001088968 Filed Document 0001088968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Odin Biotech Partners, LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001618847 Filed Document 0001618847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Life After Denim, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001617204 Filed Document 0001617204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monitor Venture Partners I Annex, L.P. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001618679 Filed Document 0001618679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tremblant Global Growth Ltd. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557558 Filed Document 0000919574-14-005088 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koppenberg Macro Commodity Fund, L.P. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital Inc. CIK Number 0001461473 Filed Document 0000902664-14-003758 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POET Grain, LLC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001609496 Filed Document 0001609496-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
DEEP IMAGING TECHNOLOGIES, INC. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001549058 Filed Document 0001549058-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PlayFab, Inc. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603842 Filed Document 0001603842-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FlightBridge, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001617670 Filed Document 0001617670-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Medigus Ltd. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $5,627,538 Associated Brokers / Dealers Ladenberg Thallman & Co Inc. and Roth Capital Partners CIK Number 0001618500 Filed Document 0001618500-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Kronk Resources Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $101,318 Associated Brokers / Dealers N/A CIK Number 0001618917 Filed Document 0001618917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
SWOPBOARD, INC. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001583753 Filed Document 0001583753-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MICROrganic Technologies Inc. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $590,005 Associated Brokers / Dealers N/A CIK Number 0001586718 Filed Document 0000904802-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Recruiting Process, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001618026 Filed Document 0001618026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GREAT BEAR RESOURCES LTD. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $11,514 Associated Brokers / Dealers N/A CIK Number 0001576963 Filed Document 0001183740-14-000273 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital Credit Access LLC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001580243 Filed Document 0001580243-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxInnovation Inc. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557336 Filed Document 0001584476-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cathay Capital Holdings III, L.P. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001581510 Filed Document 0001581510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MANOR ROAD INVESTMENT PARTNERS II, LP See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555043 Filed Document 0000919574-14-005103 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pipeline Oil & Gas Partnership Series III LP See All Filings	D	2014-09-04 12:22:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers NA CIK Number 0001615522 Filed Document 0001615522-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-04 12:22:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Levante Renewable Fuels LLC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567142 Filed Document 0001567142-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Other
Pleiad Asia Offshore Feeder Fund See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617936 Filed Document 0000945621-14-000235 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helluva Show Co Ltd Liability Co See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001618007 Filed Document 0001618007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
My Starter Home, Inc. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001550207 Filed Document 0001550207-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Patient Home Monitoring Corp. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $180,610 Associated Brokers / Dealers MACKIE RESEARCH CAPITAL CORPORATION CIK Number 0001540013 Filed Document 0001183740-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
InMotion Publising, Inc See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001618370 Filed Document 0001618370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Olly Public Benefit Corp See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $6,508,287 Associated Brokers / Dealers N/A CIK Number 0001618092 Filed Document 0001618092-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zero Link Markets, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $800,929 Associated Brokers / Dealers N/A CIK Number 0001608076 Filed Document 0001608076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $2,140,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-006327 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Fairway America Fund VII, LP See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001618352 Filed Document 0001618352-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Ma Nian China E-Commerce SPV, L.P. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606612 Filed Document 0001606612-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medigus Ltd. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $5,627,538 Associated Brokers / Dealers Ladenberg Thallman & Co Inc. and Roth Capital Partners CIK Number 0001618500 Filed Document 0001618500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
COSKATA INC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001372761 Filed Document 0001140361-14-034926 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Smashburger Master LLC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459982 Filed Document 0001459982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. LLC, Morgan Stanley DW Inc., MORGAN STANLEY SMITH BARNEY LLC, Morgan Stanley & Co. International Limited, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0001355191-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity